Securities Administrative Orders Issued
The following orders were issued by the Division pursuant to Wis. Stat. §551.605 with respect to various professional registration and securities filing requirements under the Wisconsin Uniform Securities Law and may modify or supplement the requirements of Chapter 551. For orders relating to enforcement matters, see below.
Emergency Order for Registrants Affected by the COVID-19 Outbreak (Issued March 20, 2020)
Professional Registration Orders
Reg A Orders
Reg D Orders
The following orders were issued by the Division to enforce various provisions of the Wisconsin Uniform Securities Law as found in Chapter 551. Signed copies of Petitions for Order and Orders associated with the following persons or entities are available in the PDF format.
Xtreme Clean of the Fox Cities, Inc. – Case No. S-244553 (FX) – a Summary Order to Cease and Desist and Revoking Franchise Registration was issued against Xtreme Clean of the Fox Cities, Inc. for the following violation:
- Xtreme Clean of the Fox Cities, Inc. violated Wis. Stat. § 553.26(1) when it failed to upload an offering circular in a form required by Wis. Stat. § 553.27(4) with the franchise registration for Xtreme Clean of the Fox Cities, Inc.
Order issued January 18, 2022
Daniel L. Van Houten a/k/a Danny L. Van Houten – Case No. S-236002 (EX) – a Consent Order to Cease and Desist and for Civil Penalties was issued against Daniel L. Van Houten a/k/a Danny L. Van Houten for the following violations:
- Van Houten violated Wis. Stat. § 551.402(1) when he offered and sold securities in Wisconsin without being registered as an agent or properly exempted from registration as an agent under Ch. 551.
Order issued January 11, 2022