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Securities Filings for November 03, 2008 through November 14, 2008

Exemption Filings Made with DFI's Securities Division between 03-NOV-08 and 14-NOV-08

HEALTHPLACE AMERICA INC
File No: 539088 File Code: 7 Date Recvd: 14-NOV-08 Status 1: F
Examiner: City: LISLE State: IL Country: USA


ALPHA TITANS LP
File No: 539015 File Code: 7 Date Recvd: 13-NOV-08 Status 1: F
Examiner: City: SANTA BARBARA State: CA Country: USA

DEVICOR MEDICAL PRODUCTS GROUP LLC
File No: 539014 File Code: 7 Date Recvd: 13-NOV-08 Status 1: F
Examiner: City: RACIE State: WI Country: USA


MARISCO FOCUED GROWTH FUND LP
File No: 539011 File Code: 7 Date Recvd: 13-NOV-08 Status 1: F
Examiner: City: DENVER State: CO Country: USA


OAK PARK OFFICE CENTER LLC
File No: 539009 File Code: 7 Date Recvd: 13-NOV-08 Status 1: F
Examiner: City: SANTA ANA State: CA Country: USA


OCA ABRAMS CAPITAL PARTNERS 2 FEEDER FUND LLC
File No: 539010 File Code: 7 Date Recvd: 13-NOV-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


OSA DEVELOPMENT LP
File No: 539013 File Code: 7 Date Recvd: 13-NOV-08 Status 1: F
Examiner: City: BOERNE State: TX Country: USA


QUEENSLAND TREASURY CORP
File No: 539012 File Code: 18 Date Recvd: 13-NOV-08 Status 1: F
Examiner: RES City: BRISBANE QUEENSLAND State: Country: AUSTRALIA


ROSETTA CONJUGON 2 LLC
File No: 538840 File Code: 7 Date Recvd: 12-NOV-08 Status 1: F
Examiner: City: LAKE FOREST State: IL Country: USA


LIHUA INTERNATIONAL INC
File No: 538760 File Code: 7 Date Recvd: 11-NOV-08 Status 1: F
Examiner: City: DANYANG CITY State: Country: CHINA


MA HOUSING FINANCE AUTHORITY
File No: 538759 File Code: 17 Date Recvd: 11-NOV-08 Status 1: F
Examiner: RES City: State: MA Country: USA


CHROMATIN INC
File No: 538640 File Code: 7 Date Recvd: 10-NOV-08 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


LEVY RIVERPOINT INVESTORS LLC
File No: 538638 File Code: 7 Date Recvd: 10-NOV-08 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


OCA GREENHAVEN ASSOC FEEDER FUND LLC
File No: 538639 File Code: 7 Date Recvd: 10-NOV-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SUMMIT HOTEL PROPERTIES LLC
File No: 538637 File Code: 7 Date Recvd: 10-NOV-08 Status 1: F
Examiner: City: SIOUX FALLS State: SD Country: USA


ADVOSPRY RESEARCH SMALL CAP VALUE FUND 2 LP
File No: 538552 File Code: 7 Date Recvd: 07-NOV-08 Status 1: F
Examiner: City: CHICAGO State: I; Country: USA


AIR INDUSTRIES GROUP INC
File No: 538554 File Code: 7 Date Recvd: 07-NOV-08 Status 1: F
Examiner: City: BAY SHORE State: NY Country: USA


AVENUE EUROPE SPECIAL SITUATIONS FUND LP
File No: 538555 File Code: 7 Date Recvd: 07-NOV-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


CT HOUSING FINANCE AUTHORITY
File No: 538557 File Code: 17 Date Recvd: 07-NOV-08 Status 1: F
Examiner: RES City: State: CT Country: USA


SCOUTS HONOR LLC
File No: 538551 File Code: 7 Date Recvd: 06-NOV-08 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


2008 D YEAR END DRILLING PROGRAM LP
File No: 538421 File Code: 7 Date Recvd: 04-NOV-08 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


ARTHA EMERGING MARKETS FUND LP
File No: 538419 File Code: 7 Date Recvd: 04-NOV-08 Status 1: F
Examiner: City: STAMFORD State: CT Country: USA


BATTERY BRIDGE LENDERS C 7 LLC
File No: 538422 File Code: 7 Date Recvd: 04-NOV-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


C5 6 TECHNOLOGIES INC
File No: 538500 File Code: 7 Date Recvd: 04-NOV-08 Status 1: F
Examiner: City: MIDDLETON State: WI Country: USA


REEF FALCON EAST JOINT VENTURE
File No: 538420 File Code: 7 Date Recvd: 04-NOV-08 Status 1: F
Examiner: City: RICHARDSON State: TX Country: USA


11447 SECOND STREET LLC
File No: 538391 File Code: 7 Date Recvd: 03-NOV-08 Status 1: F
Examiner: City: APPLETON State: WI Country: USA


BEAR CREEK NORTH UNIT 2 LP
File No: 538392 File Code: 7 Date Recvd: 03-NOV-08 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA


TACTICAL WEALTH ACCUMULATION FUND LP
File No: 538418 File Code: 7 Date Recvd: 03-NOV-08 Status 1: F
Examiner: City: CORNELIUS State: NC Country: USA


TNT CT 500 S&P DTI FUND LTD
File No: 538417 File Code: 7 Date Recvd: 03-NOV-08 Status 1: F
Examiner: City: TAVERNIER State: FL Country: USA


TRISTATE CAPITAL HOLDINGS INC
File No: 538390 File Code: 7 Date Recvd: 03-NOV-08 Status 1: F
Examiner: City: PITTSBURG State: PA Country: USA

REPORT ITEMS 30

Franchise Filings Made with DFI's Securities Division between 03-NOV-08 and 14-NOV-08

BB FRANCHISING LLC
File No: 539086 File Code: 71 Date Recvd: 13-NOV-08 Status 1: R
Examiner: City: JERSEY CITY State: NJ Country: USA


GLORIA JEANS GOURMET COFFEES FRANCHISING CORP
File No: 539021 File Code: 71 Date Recvd: 13-NOV-08 Status 1: R
Examiner: City: IRVINE State: CA Country: USA


ORECK FRANCHISE SERVICES LLC
File No: 539022 File Code: 71 Date Recvd: 13-NOV-08 Status 1: R
Examiner: City: NASHVILLE State: TN Country: USA


BAR LOUIE DEVELOPMENT INC
File No: 538888 File Code: 71 Date Recvd: 12-NOV-08 Status 1: R
Examiner: City: GLENVIEW State: IL Country: USA


ITA FRANCHISING INC
File No: 538889 File Code: 71 Date Recvd: 12-NOV-08 Status 1: R
Examiner: City: PENSACOLA State: FL Country: USA


KING LOMBARDI ACQUISITIONS INC
File No: 538847 File Code: 71 Date Recvd: 11-NOV-08 Status 1: R
Examiner: City: FT LAUDERDALE State: FL Country: USA


INTERMIN HEALTHCARE INC
File No: 538659 File Code: 71 Date Recvd: 10-NOV-08 Status 1: R
Examiner: City: SUNRISE State: FL Country: USA


AMERICAN LENDERS SERVICE CO
File No: 539020 File Code: 71 Date Recvd: 07-NOV-08 Status 1: R
Examiner: City: ODESSA State: TX Country: USA


BUDGET BLINDS INC
File No: 538660 File Code: 71 Date Recvd: 07-NOV-08 Status 1: R
Examiner: City: ORANGE State: CA Country: USA


DENTISTS CHOICE INC
File No: 538662 File Code: 71 Date Recvd: 07-NOV-08 Status 1: R
Examiner: City: INCLINE VILLAGE State: CA Country: USA


SENIORS CHOICE INC
File No: 538661 File Code: 71 Date Recvd: 07-NOV-08 Status 1: R
Examiner: City: INCLINE VILLAGE State: CA Country: USA


SHULAS STEAK HOUSES LLLP
File No: 538427 File Code: 71 Date Recvd: 04-NOV-08 Status 1: R
Examiner: City: MIAMI LAKES State: FL Country: USA


WINZER CORP
File No: 538506 File Code: 71 Date Recvd: 04-NOV-08 Status 1: R
Examiner: City: DALLAS State: TX Country: USA


FOCALPOINT INTERNATIONAL INC
File No: 538404 File Code: 71 Date Recvd: 03-NOV-08 Status 1: R
Examiner: City: LAS VEGAS State: NV Country: USA


LUXURY FRANCHISE CORP
File No: 538403 File Code: 71 Date Recvd: 03-NOV-08 Status 1: R
Examiner: City: GLENDALE HEIGHTS State: IL Country: USA

REPORT ITEMS 15

Registration Filings Made with DFI's Securities Division between 03-NOV-08 and 14-NOV-08

CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 542
INTERNATIONAL EQUITY DIVIDEND INCOME PORTFOLIO SERIES 9
File No: 539087 File Code: 5 Date Recvd: 14-NOV-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1871 REIT GROWTH & INCOME PORTFOLIO SERIES 15
File No: 539007 File Code: 5 Date Recvd: 13-NOV-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1871 REIT GROWTH & INCOME SELECT PORTFOLIO SERIES 15
File No: 539008 File Code: 5 Date Recvd: 13-NOV-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FORUM FUNDS BROWN ADVISORY SMALL CAP GROWTH FUND A SHARES
File No: 538809 File Code: 3 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


LORD ABBETT MUNICIPAL INCOME TR LORD ABBETT SHORT DURATION
TAX FREE FUND CLASS A
File No: 538758 File Code: 3 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME TR LORD ABBETT SHORT DURATION
TAX FREE FUND CLASS C
File No: 538757 File Code: 3 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME TR LORD ABBETT SHORT DURATION
TAX FREE FUND CLASS F
File No: 538756 File Code: 3 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME TR LORD ABBETT SHORT DURATION
TAX FREE FUND CLASS I
File No: 538755 File Code: 3 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


MARSHALL FUNDS INC CORE PLUS BOND FUND INSTITUTIONAL CLASS
File No: 538748 File Code: 3 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


MARSHALL FUNDS INC CORE PLUS BOND FUND INVESTOR CLASS
File No: 538747 File Code: 3 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


MARSHALL FUNDS INC CORPORATE INCOME FUND INSTITUTIONAL CLASS
File No: 538749 File Code: 3 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


MARSHALL FUNDS INC CORPORATE INCOME FUND INVESTOR CLASS
File No: 538750 File Code: 3 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


MARSHALL FUNDS INC MARSHALL CORPORATE INCOME FUND ADVISOR
CLASS
File No: 538743 File Code: 3 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


MARSHALL FUNDS INC MARSHALL EMERGING MARKETS EQUITY FUND
ADVISOR CLASS
File No: 538746 File Code: 3 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


MARSHALL FUNDS INC MARSHALL EMERGING MARKETS EQUITY FUND
INSTITUTIONAL CLASS
File No: 538745 File Code: 3 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


MARSHALL FUNDS INC MARSHALL EMERGING MARKETS EQUITY FUND
INVESTOR CLASS
File No: 538744 File Code: 3 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 733 INVESTORS QUALITY TX
EX TR SERIES 100
File No: 538753 File Code: 5 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 735 MUNICIPALS INCOME TR
SERIES 555
File No: 538754 File Code: 5 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 823 BALANCED MARKET ALLOCATION
STRATEGY 2009 1
File No: 538752 File Code: 5 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 150 LONG TERM
INVESTMENT GRADE TR SERIES 42
File No: 538751 File Code: 5 Date Recvd: 11-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 540 CLOSED END
NATIONAL MUNICIPAL PORTFOLIO SERIES 13
File No: 538635 File Code: 5 Date Recvd: 10-NOV-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 540 STRATEGIC
INCOME PORTFOLIO SERIES 26
File No: 538636 File Code: 5 Date Recvd: 10-NOV-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1743 VALUE OPPORTUNITIES CLOSED END FUND PORTFOLIO SERIES
File No: 538634 File Code: 5 Date Recvd: 10-NOV-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


DWS ADVISOR FUNDS TAX FREE MONEY FUND INSTRUMENT
INSTITUTIONAL SHARES
File No: 538742 File Code: 3 Date Recvd: 06-NOV-08 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


NORTHERN LIGHTS FUND TR GENERATIONS MULTI STRATEGY FUND
File No: 538545 File Code: 3 Date Recvd: 06-NOV-08 Status 1: Z
Examiner: City: HUPPAUGE State: NY Country: USA


NORTHERN LIGHTS FUND TR LEADER SHORT TERM BOND FUND
File No: 538546 File Code: 3 Date Recvd: 06-NOV-08 Status 1: Z
Examiner: City: HUPPAUGE State: NY Country: USA


STRATEGIC CORE ALL EQUITY PORTFOLIO SERIES 10
File No: 538544 File Code: 5 Date Recvd: 06-NOV-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TNP STRATEGIC REATIL TR INC
File No: 538550 File Code: 1 Date Recvd: 06-NOV-08 Status 1: P
Examiner: City: IRVINE State: CA Country: USA


CANADIAN ENERGY & INCOME PORTFOLIO SERIES 8
File No: 538499 File Code: 5 Date Recvd: 05-NOV-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 731 INSURED MUNICIPALS
INCOME TR SERIES 554
File No: 538498 File Code: 5 Date Recvd: 05-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 149 INSURED INCOME
TR SERIES 171
File No: 538497 File Code: 5 Date Recvd: 05-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


AMEERICAN CHURCH MORTGAGE CO
File No: 538428 File Code: 1 Date Recvd: 04-NOV-08 Status 1: P
Examiner: City: MINNETONKA State: MN Country: USA


FT 1769 DIVERSIFIED INCOME & GROWTH PORTFOLIO WINTER 2008
SERIES
File No: 538414 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1868 COVERED CALL SELECT CLOSED END PORTFOLIO SERIES 11
File No: 538416 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1905 AGGRESSIVE PREFERRED SECURITIES PORTFOLIO SERIES 3
File No: 538415 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


PIMCO FUNDS PIMCO STOCKSPLUS TR SHOR STRATEGY FUND
INSTITUTIONAL CLASS
File No: 538532 File Code: 3 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: NEWPORT BEACH State: CA Country: USA


SECURITY EQUITY FUND ALPHA OPPORTUNITY SERIES INSTITUTIONAL
CLASS
File No: 538496 File Code: 3 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: TOPEKA State: KS Country: USA


TX EX SECURITIES TR NATIONAL TR 451
File No: 538413 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


VAN KAMPEN UNIT TR SERIES 817 COHEN & STEERS GLOBAL
INFRASTUCTURE STRATEGY 2009 1
File No: 538411 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 817 GLOBAL AGRICULTURE PORTFOLIO
2009 1
File No: 538412 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 819 S&P ENHANCED INDEX STRATEGY
PORTFOLIO 2009 1
File No: 538408 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 825 FINANCIAL OPPORTUNITY &
CONSOLIDATION PORTFOLIO 2008 4
File No: 538409 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 148 INVESTMENT
GRADE SERIES 31
File No: 538410 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


1ST AMERICAN INVESTMENT FUNDS INC GLOBAL INFRASTRUCTURE FUND
CLASS C
File No: 538358 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


1ST AMERICAN INVESTMENT FUNDS INC GLOBAL INFRASTRUCTURE FUND
CLASS R
File No: 538359 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


ADVISORS INNER CIRCLE FUND CAMBIAR CONQUISTADOR FUND
INSTITUTIONAL CLASS
File No: 538486 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


AIG SERIES TR SUNAMERICA ALTERNATIVE STRATEGIES FUND CLASS A
File No: 538483 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


AIG SERIES TR SUNAMERICA ALTERNATIVE STRATEGIES FUND CLASS C
File No: 538484 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


AIG SERIES TR SUNAMERICA ALTERNATIVE STRATEGIES FUND CLASS W
File No: 538485 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


AMERICA 1ST INCOME TRENDS PORTFOLIO SERIES 1
File No: 538369 File Code: 5 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EAGLE SERIES TR EAGLE SMALL CAP CORE VALUE FUND CLASS A
File No: 538487 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: ST PETERSBURG State: FL Country: USA


EAGLE SERIES TR EAGLE SMALL CAP CORE VALUE FUND CLASS C
File No: 538489 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: ST PETERSBURG State: FL Country: USA


EAGLE SERIES TR EAGLE SMALL CAP CORE VALUE FUND CLASS I
File No: 538488 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: ST PETERSBURG State: FL Country: USA


EAGLE SERIES TR EAGLE SMALL CAP CORE VALUE FUND CLASS R3
File No: 538491 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: ST PETERSBURG State: FL Country: USA


EAGLE SERIES TR EAGLE SMALL CAP CORE VALUE FUND CLASS R5
File No: 538490 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: ST PETERSBURG State: FL Country: USA


FT 1877 BIOTECHNOLOGY PORTFOLIO SERIES 16
File No: 538368 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2015
FUND CLASS R3
File No: 538371 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2015
FUND CLASS R4
File No: 538372 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2015
FUND CLASS R5
File No: 538373 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2025
CLASS R3
File No: 538374 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2025
CLASS R4
File No: 538375 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2025
CLASS R5
File No: 538376 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2035
CLASS R3
File No: 538377 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2035
CLASS R4
File No: 538378 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2035
CLASS R5
File No: 538379 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2040
CLASS R3
File No: 538380 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2040
CLASS R4
File No: 538381 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2040
CLASS R5
File No: 538382 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2045
CLASS R3
File No: 538383 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2045
CLASS R4
File No: 538384 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2045
CLASS R5
File No: 538385 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2050
CLASS R3
File No: 538386 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2050
CLASS R4
File No: 538387 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2050
CLASS R5
File No: 538388 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


MASSMUTUAL PREMIER FUNDS MASSMUTUAL STRATEGIC EMERGING
MARKETS FUND CLASS A
File No: 538370 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SPRINGFIELD State: MA Country: USA


NORTHERN INSTITUTIONAL FUNDS TREASURY PORTFOLIO PREMIER
SHARES
File No: 538493 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NORTHERN INSTITUTIONAL FUNDS TREASURY PORTFOLIO SERVICE
SHARES
File No: 538495 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NORTHERN INSTITUTIONAL FUNDS TREASURY PORTFOLIO SHARES
File No: 538494 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


OPPENHEIMER TARGET DISTRIBUTION & GROWTH FUND CLASS A
File No: 538363 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TARGET DISTRIBUTION & GROWTH FUND CLASS C
File No: 538362 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TARGET DISTRIBUTION & GROWTH FUND CLASS N
File No: 538361 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TARGET DISTRIBUTION & GROWTH FUND CLASS Y
File No: 538360 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TARGET DISTRIBUTION FUND CLASS A
File No: 538367 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TARGET DISTRIBUTION FUND CLASS C
File No: 538366 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TARGET DISTRIBUTION FUND CLASS N
File No: 538365 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TARGET DISTRIBUTION FUND CLASS Y
File No: 538364 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


TD ASSET MANAGEMENT USA FUNDS INC TDAM INSTITUTIONAL US
GOVERNMENT FUND COMMERICAL CLASS
File No: 538492 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


WASATCH FUNDS INC WASATCH GLOBAL OPPORTUNTIES FUND
File No: 538389 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SALT LAKE CITY State: US Country: USA

REPORT ITEMS 88



Last Updated: June 27, 2015