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Securities Filings for October 27, 2008 through November 07, 2008

Exemption Filings Made with DFI's Securities Division between 27-OCT-08 and 07-NOV-08

ADVOSPRY RESEARCH SMALL CAP VALUE FUND 2 LP
File No: 538552 File Code: 7 Date Recvd: 07-NOV-08 Status 1: F
Examiner: City: CHICAGO State: I; Country: USA


AIR INDUSTRIES GROUP INC
File No: 538554 File Code: 7 Date Recvd: 07-NOV-08 Status 1: F
Examiner: City: BAY SHORE State: NY Country: USA

AVENUE EUROPE SPECIAL SITUATIONS FUND LP
File No: 538555 File Code: 7 Date Recvd: 07-NOV-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


CT HOUSING FINANCE AUTHORITY
File No: 538557 File Code: 17 Date Recvd: 07-NOV-08 Status 1: F
Examiner: City: State: CT Country: USA


SCOUTS HONOR LLC
File No: 538551 File Code: 7 Date Recvd: 06-NOV-08 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


2008 D YEAR END DRILLING PROGRAM LP
File No: 538421 File Code: 7 Date Recvd: 04-NOV-08 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


ARTHA EMERGING MARKETS FUND LP
File No: 538419 File Code: 7 Date Recvd: 04-NOV-08 Status 1: F
Examiner: City: STAMFORD State: CT Country: USA


BATTERY BRIDGE LENDERS C 7 LLC
File No: 538422 File Code: 7 Date Recvd: 04-NOV-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


C5 6 TECHNOLOGIES INC
File No: 538500 File Code: 7 Date Recvd: 04-NOV-08 Status 1: F
Examiner: City: MIDDLETON State: WI Country: USA


REEF FALCON EAST JOINT VENTURE
File No: 538420 File Code: 7 Date Recvd: 04-NOV-08 Status 1: F
Examiner: City: RICHARDSON State: TX Country: USA


11447 SECOND STREET LLC
File No: 538391 File Code: 7 Date Recvd: 03-NOV-08 Status 1: F
Examiner: City: APPLETON State: WI Country: USA


BEAR CREEK NORTH UNIT 2 LP
File No: 538392 File Code: 7 Date Recvd: 03-NOV-08 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA


TACTICAL WEALTH ACCUMULATION FUND LP
File No: 538418 File Code: 7 Date Recvd: 03-NOV-08 Status 1: F
Examiner: City: CORNELIUS State: NC Country: USA


TNT CT 500 S&P DTI FUND LTD
File No: 538417 File Code: 7 Date Recvd: 03-NOV-08 Status 1: F
Examiner: City: TAVERNIER State: FL Country: USA


TRISTATE CAPITAL HOLDINGS INC
File No: 538390 File Code: 7 Date Recvd: 03-NOV-08 Status 1: F
Examiner: City: PITTSBURG State: PA Country: USA


CENTRAL PARK GROUP LIGHTHOUSE GLOBAL LONG SHORT FUND LLC
File No: 538347 File Code: 7 Date Recvd: 31-OCT-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MURVIN & MEIER OIL CO 2008 7 DRILLING PROGRAM
File No: 538346 File Code: 7 Date Recvd: 31-OCT-08 Status 1: F
Examiner: City: BARRINGTON State: IL Country: USA


SHALE ROYALTIES 18 INC
File No: 538348 File Code: 7 Date Recvd: 31-OCT-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


CASHREADY LLC
File No: 538332 File Code: 7 Date Recvd: 30-OCT-08 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


FCF PARTNERS LP
File No: 538338 File Code: 7 Date Recvd: 30-OCT-08 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


HEW TEX OIL & GAS CORP
File No: 538291 File Code: 7 Date Recvd: 30-OCT-08 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


HEW TEX OIL & GAS CORP
File No: 538336 File Code: 7 Date Recvd: 30-OCT-08 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


HEW TEX OIL & GAS CORP
File No: 538337 File Code: 7 Date Recvd: 30-OCT-08 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


LANDMARK EQUITY PARTNERS 104 ASW FUND LLC
File No: 538334 File Code: 7 Date Recvd: 30-OCT-08 Status 1: F
Examiner: City: CHARLOTTE State: NC Country: USA


TRUE VENTURES 11 A LP
File No: 538333 File Code: 7 Date Recvd: 30-OCT-08 Status 1: F
Examiner: City: PALO ALTO State: CA Country: 94301


WESTERN GEOPOWER CORP
File No: 538335 File Code: 7 Date Recvd: 30-OCT-08 Status 1: F
Examiner: City: VANCOUVER State: BC Country: CANADA


SPECIALIZED TRANSPORTATION AGENT GROUP INC
File No: 538290 File Code: 7 Date Recvd: 29-OCT-08 Status 1: F
Examiner: City: FORT WAYNE State: IN Country: USA


GLOBAL T&M HOLDINGS LLC
File No: 538252 File Code: 7 Date Recvd: 28-OCT-08 Status 1: F
Examiner: City: CLEVES State: OH Country: USA


CERTIFY DATA SYSTEMS INC
File No: 538181 File Code: 7 Date Recvd: 27-OCT-08 Status 1: F
Examiner: City: SAN JOSE State: CA Country: USA


JOHNSTON INTERNATIONAL EQUITY FUND 2
File No: 538182 File Code: 7 Date Recvd: 27-OCT-08 Status 1: F
Examiner: City: STAMFORD State: CT Country: USA


TIDAL PETROLEUM INC
File No: 538183 File Code: 7 Date Recvd: 27-OCT-08 Status 1: F
Examiner: City: SCHERTZ State: TX Country: USA

REPORT ITEMS 31

Franchise Filings Made with DFI's Securities Division between 27-OCT-08 and 07-NOV-08

SHULAS STEAK HOUSES LLLP
File No: 538427 File Code: 71 Date Recvd: 04-NOV-08 Status 1: R
Examiner: City: MIAMI LAKES State: FL Country: USA


WINZER CORP
File No: 538506 File Code: 71 Date Recvd: 04-NOV-08 Status 1: R
Examiner: City: DALLAS State: TX Country: USA


FOCALPOINT INTERNATIONAL INC
File No: 538404 File Code: 71 Date Recvd: 03-NOV-08 Status 1: R
Examiner: City: LAS VEGAS State: NV Country: USA


LUXURY FRANCHISE CORP
File No: 538403 File Code: 71 Date Recvd: 03-NOV-08 Status 1: R
Examiner: City: GLENDALE HEIGHTS State: IL Country: USA


ACTIONCOACH USA INC
File No: 538426 File Code: 71 Date Recvd: 31-OCT-08 Status 1: R
Examiner: City: PLYMOUTH State: MN Country: USA


PEARLE VISION INC
File No: 538505 File Code: 71 Date Recvd: 30-OCT-08 Status 1: R
Examiner: City: MASON State: OH Country: USA


PREMIER RENTAL PURCHASE INC
File No: 538305 File Code: 71 Date Recvd: 29-OCT-08 Status 1: R
Examiner: City: WILLIAMSBURG State: VA Country: USA


MUTUAL FUND STORE LLC
File No: 538234 File Code: 71 Date Recvd: 27-OCT-08 Status 1: R
Examiner: City: OVERLAND PARK State: KS Country: USA

REPORT ITEMS 8

Registration Filings Made with DFI's Securities Division between 27-OCT-08 and 07-NOV-08

NORTHERN LIGHTS FUND TR GENERATIONS MULTI STRATEGY FUND
File No: 538545 File Code: 3 Date Recvd: 06-NOV-08 Status 1: Z
Examiner: City: HUPPAUGE State: NY Country: USA


NORTHERN LIGHTS FUND TR LEADER SHORT TERM BOND FUND
File No: 538546 File Code: 3 Date Recvd: 06-NOV-08 Status 1: Z
Examiner: City: HUPPAUGE State: NY Country: USA


STRATEGIC CORE ALL EQUITY PORTFOLIO SERIES 10
File No: 538544 File Code: 5 Date Recvd: 06-NOV-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TNP STRATEGIC REATIL TR INC
File No: 538550 File Code: 1 Date Recvd: 06-NOV-08 Status 1: P
Examiner: City: IRVINE State: CA Country: USA


CANADIAN ENERGY & INCOME PORTFOLIO SERIES 8
File No: 538499 File Code: 5 Date Recvd: 05-NOV-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 731 INSURED MUNICIPALS
INCOME TR SERIES 554
File No: 538498 File Code: 5 Date Recvd: 05-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 149 INSURED INCOME
TR SERIES 171
File No: 538497 File Code: 5 Date Recvd: 05-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


AMEERICAN CHURCH MORTGAGE CO
File No: 538428 File Code: 1 Date Recvd: 04-NOV-08 Status 1: P
Examiner: City: MINNETONKA State: MN Country: USA


FT 1769 DIVERSIFIED INCOME & GROWTH PORTFOLIO WINTER 2008
SERIES
File No: 538414 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1868 COVERED CALL SELECT CLOSED END PORTFOLIO SERIES 11
File No: 538416 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1905 AGGRESSIVE PREFERRED SECURITIES PORTFOLIO SERIES 3
File No: 538415 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


PIMCO FUNDS PIMCO STOCKSPLUS TR SHOR STRATEGY FUND
INSTITUTIONAL CLASS
File No: 538532 File Code: 3 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: NEWPORT BEACH State: CA Country: USA


SECURITY EQUITY FUND ALPHA OPPORTUNITY SERIES INSTITUTIONAL
CLASS
File No: 538496 File Code: 3 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: TOPEKA State: KS Country: USA


TX EX SECURITIES TR NATIONAL TR 451
File No: 538413 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


VAN KAMPEN UNIT TR SERIES 817 COHEN & STEERS GLOBAL
INFRASTUCTURE STRATEGY 2009 1
File No: 538411 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 817 GLOBAL AGRICULTURE PORTFOLIO
2009 1
File No: 538412 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 819 S&P ENHANCED INDEX STRATEGY
PORTFOLIO 2009 1
File No: 538408 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 825 FINANCIAL OPPORTUNITY &
CONSOLIDATION PORTFOLIO 2008 4
File No: 538409 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 148 INVESTMENT
GRADE SERIES 31
File No: 538410 File Code: 5 Date Recvd: 04-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


1ST AMERICAN INVESTMENT FUNDS INC GLOBAL INFRASTRUCTURE FUND
CLASS C
File No: 538358 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


1ST AMERICAN INVESTMENT FUNDS INC GLOBAL INFRASTRUCTURE FUND
CLASS R
File No: 538359 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


ADVISORS INNER CIRCLE FUND CAMBIAR CONQUISTADOR FUND
INSTITUTIONAL CLASS
File No: 538486 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


AIG SERIES TR SUNAMERICA ALTERNATIVE STRATEGIES FUND CLASS A
File No: 538483 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


AIG SERIES TR SUNAMERICA ALTERNATIVE STRATEGIES FUND CLASS C
File No: 538484 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


AIG SERIES TR SUNAMERICA ALTERNATIVE STRATEGIES FUND CLASS W
File No: 538485 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


AMERICA 1ST INCOME TRENDS PORTFOLIO SERIES 1
File No: 538369 File Code: 5 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EAGLE SERIES TR EAGLE SMALL CAP CORE VALUE FUND CLASS A
File No: 538487 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: ST PETERSBURG State: FL Country: USA


EAGLE SERIES TR EAGLE SMALL CAP CORE VALUE FUND CLASS C
File No: 538489 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: ST PETERSBURG State: FL Country: USA


EAGLE SERIES TR EAGLE SMALL CAP CORE VALUE FUND CLASS I
File No: 538488 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: ST PETERSBURG State: FL Country: USA


EAGLE SERIES TR EAGLE SMALL CAP CORE VALUE FUND CLASS R3
File No: 538491 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: ST PETERSBURG State: FL Country: USA


EAGLE SERIES TR EAGLE SMALL CAP CORE VALUE FUND CLASS R5
File No: 538490 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: ST PETERSBURG State: FL Country: USA


FT 1877 BIOTECHNOLOGY PORTFOLIO SERIES 16
File No: 538368 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2015
FUND CLASS R3
File No: 538371 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2015
FUND CLASS R4
File No: 538372 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2015
FUND CLASS R5
File No: 538373 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2025
CLASS R3
File No: 538374 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2025
CLASS R4
File No: 538375 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2025
CLASS R5
File No: 538376 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA
HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2035
CLASS R3
File No: 538377 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2035
CLASS R4
File No: 538378 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2035
CLASS R5
File No: 538379 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2040
CLASS R3
File No: 538380 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2040
CLASS R4
File No: 538381 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2040
CLASS R5
File No: 538382 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2045
CLASS R3
File No: 538383 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2045
CLASS R4
File No: 538384 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2045
CLASS R5
File No: 538385 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2050
CLASS R3
File No: 538386 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2050
CLASS R4
File No: 538387 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2050
CLASS R5
File No: 538388 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


MASSMUTUAL PREMIER FUNDS MASSMUTUAL STRATEGIC EMERGING
MARKETS FUND CLASS A
File No: 538370 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SPRINGFIELD State: MA Country: USA


NORTHERN INSTITUTIONAL FUNDS TREASURY PORTFOLIO PREMIER
SHARES
File No: 538493 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NORTHERN INSTITUTIONAL FUNDS TREASURY PORTFOLIO SERVICE
SHARES
File No: 538495 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NORTHERN INSTITUTIONAL FUNDS TREASURY PORTFOLIO SHARES
File No: 538494 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


OPPENHEIMER TARGET DISTRIBUTION & GROWTH FUND CLASS A
File No: 538363 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TARGET DISTRIBUTION & GROWTH FUND CLASS C
File No: 538362 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TARGET DISTRIBUTION & GROWTH FUND CLASS N
File No: 538361 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TARGET DISTRIBUTION & GROWTH FUND CLASS Y
File No: 538360 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TARGET DISTRIBUTION FUND CLASS A
File No: 538367 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TARGET DISTRIBUTION FUND CLASS C
File No: 538366 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TARGET DISTRIBUTION FUND CLASS N
File No: 538365 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TARGET DISTRIBUTION FUND CLASS Y
File No: 538364 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


TD ASSET MANAGEMENT USA FUNDS INC TDAM INSTITUTIONAL US
GOVERNMENT FUND COMMERICAL CLASS
File No: 538492 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


WASATCH FUNDS INC WASATCH GLOBAL OPPORTUNTIES FUND
File No: 538389 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: SALT LAKE CITY State: US Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 539 DELTA
GLOBLA CANADIAN ENERGY TR SERIES 16
File No: 538350 File Code: 5 Date Recvd: 31-OCT-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


FT 1785 STRATEGIC INCOME CLOSED END PORTFOLIO SERIES 22
File No: 538351 File Code: 5 Date Recvd: 31-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1858 MUNICIPAL INCOME CLOSED END PORTFOLIO SERIES 29
File No: 538341 File Code: 5 Date Recvd: 30-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1873 BALANCED INCOME SELECT PORTFOLIO SERIES 9
File No: 538345 File Code: 5 Date Recvd: 30-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1874 HIGH YIELD INCOME CLOSED END PORTFOLIO SERIES 26
File No: 538344 File Code: 5 Date Recvd: 30-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1876 FINANCIALS SELECT PORTFOLIO SERIES 25
File No: 538343 File Code: 5 Date Recvd: 30-OCT-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


FT 1876 PRECIOUS METALS SELECT PORTFOIO SERIES 13
File No: 538342 File Code: 5 Date Recvd: 30-OCT-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


FT 1878 GLOBAL INFRASTRUCTURE PORTFOLIO SERIES 6
File No: 538339 File Code: 5 Date Recvd: 30-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1879 DIVIDEND & INCOME SELECT CLOSED END PORTFOLIO
SERIES 13
File No: 538340 File Code: 5 Date Recvd: 30-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 538 ONEFOLIO
SELECT SERIES 16
File No: 538288 File Code: 5 Date Recvd: 29-OCT-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 538 ZACKS
SELECT PORTFOLIO SERIES 13
File No: 538289 File Code: 5 Date Recvd: 29-OCT-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


JPMORGAN FLEMING MUTUAL FUND GROUP INC JPMORGAN MID CAP
VALUE FUND CLASS R2 SHARES
File No: 538275 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JP MORGAN CAPITAL GROWTH FUND CLASS R2 SHARES
File No: 538265 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JP MORGAN INTERNATIONAL EQUITY FUND CLASS R2
SHARES
File No: 538269 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JP MORGAN INTERNATIONAL VALUE FUND CLASS R2
SHARES
File No: 538270 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JP MORGAN INTREPID AMERICA FUND CLASS R2
SHARES
File No: 538267 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JP MORGAN INTREPID GROWTH FUND CLASS R2 SHARES
File No: 538266 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JP MORGAN INTREPID INTERNATIONAL FUND CLASS R2
SHARES
File No: 538268 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JP MORGAN INTREPID VALUE FUND CLASS R2 SHARES
File No: 538274 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JP MORGAN SMALL CAP EQUITY FUND CLASS R2
SHARES
File No: 538272 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JP MORGAN US EQUITY FUND CLASS R2 SHARES
File No: 538273 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JP MORGAN US LARGE CAP CORE PLUS FUND CLASS R2
SHARES
File No: 538271 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA
JPMORGAN TR 1 JPMORGAN SMARTRETIREMENT 2010 FUND CLASS R2
SHARES
File No: 538277 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN SMARTRETIREMENT 2015 FUND CLASS R2
SHARES
File No: 538278 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN SMARTRETIREMENT 2020 FUND CLASS R2
File No: 538279 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN SMARTRETIREMENT 2025 FUND CLASS R2
SHARES
File No: 538280 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN SMARTRETIREMENT 2030 FUND CLASS R2
SHARES
File No: 538281 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN SMARTRETIREMENT 2035 FUND CLASS R2
SHARES
File No: 538282 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN SMARTRETIREMENT 2040 FUND CLASS R2
SHARES
File No: 538283 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN SMARTRETIREMENT 2045 FUND CLASS R2
SHARES
File No: 538284 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN SMARTRETIREMENT 2050 FUND CLASS R2
SHARES
File No: 538285 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN SMARTRETIREMENT INCOME FUND CLASS R2
SHARES
File No: 538276 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 2 JPMORGAN CORE BOND FUND CLASS R2 SHARES
File No: 538254 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 2 JPMORGAN CORE PLUS BOND FUND CLASS R2 SHARES
File No: 538255 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 2 JPMORGAN GOVERNMENT BOND FUND CLASS R2 SHARES
File No: 538256 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 2 JPMORGAN HIGH YIELD BOND FUND CLASS R2 SHARES
File No: 538257 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 2 JPMORGAN INTERNATIONAL EQUITY INDEX FUND
CLASS R2 SHARES
File No: 538258 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 2 JPMORGAN LARGE CAP GROWTH FUND CLASS R2 SHARES
File No: 538259 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 2 JPMORGAN LARGE CAP VALUE FUND CLASS R2 SHARES
File No: 538262 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 2 JPMORGAN MARKET EXPANSION INDEX FUND
CLASS R2 SHARES
File No: 538263 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 2 JPMORGAN SMALL CAP GROWTH FUND CLASS R2 SHARES
File No: 538260 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 2 JPMORGAN SMALL CAP VALUE FUND CLASS R2 SHARES
File No: 538261 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 2 JPMORGAN US REAL ESTATE FUND CLASS R2 SHARES
File No: 538264 File Code: 3 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 729 INVESTMENT GRADE
MUNICIPAL TR SERIES 81
File No: 538287 File Code: 5 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 730 INSURED MUNICIPALS
INCOME TR SERIES 553
File No: 538286 File Code: 5 Date Recvd: 29-OCT-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


ALPHAMARK INVESTMENT TR ALPHAMARK LARGE CAP GROWTH FUND
File No: 538248 File Code: 3 Date Recvd: 28-OCT-08 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


ALPHAMARK INVESTMENT TR ALPHAMARK SMALL CAP GROWTH FUND
File No: 538249 File Code: 3 Date Recvd: 28-OCT-08 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


BAIRD FUNDS INC RIVERFRONT LONG TERM GROWTH FUND
INSTITUTIONAL CLASS SHARES
File No: 538250 File Code: 3 Date Recvd: 28-OCT-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


BAIRD FUNDS INC RIVERFRONT LONG TERM GROWTH FUND
INVESTOR CLASS SHARES
File No: 538251 File Code: 3 Date Recvd: 28-OCT-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


FT 1840 DOW TARGET 10 NOV 08 TERM 11 30 09
File No: 538247 File Code: 5 Date Recvd: 28-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1840 DOW TARGET DVD NOV 08 TERM 1 29 10
File No: 538246 File Code: 5 Date Recvd: 28-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1840 TARGET DBL PLAY NOV 08 TERM 1 29 10
File No: 538245 File Code: 5 Date Recvd: 28-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1840 TARGET FOCUS 4 NOV 08 TERM 1 29 10
File No: 538241 File Code: 5 Date Recvd: 28-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1840 TARGET TRIAD NOV 08 TERM 1 29 10
File No: 538242 File Code: 5 Date Recvd: 28-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1840 TARGET VIP NOV 08 TERM 1 29 10
File No: 538243 File Code: 5 Date Recvd: 28-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1840 VALUE LINE TARGET 25 NOV 08 TERM 1 29 10
File No: 538244 File Code: 5 Date Recvd: 28-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1864 INCOME ALLOCATION CLOSED END NOV 08
File No: 538240 File Code: 5 Date Recvd: 28-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


35 LLC
File No: 538170 File Code: 1 Date Recvd: 27-OCT-08 Status 1: P
Examiner: City: SEATTLE State: WA Country: USA


CALVERT IMPACT FUND INC CALVERT LARGE CAP GROWTH FUND
CLASS Y
File No: 538178 File Code: 3 Date Recvd: 27-OCT-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


CALVERT SOCIAL INVESTMENT FUND BOND PORTFOLIO CLASS Y
File No: 538180 File Code: 3 Date Recvd: 27-OCT-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


CALVERT SOCIAL INVESTMENT FUND EQUITY PORTFOLIO CLASS Y
File No: 538179 File Code: 3 Date Recvd: 27-OCT-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


CALVERT WORLD VALUES FUND INC CALVERT INTERNATIONAL
OPPORTUNITIES FUND CLASS Y
File No: 538177 File Code: 3 Date Recvd: 27-OCT-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


CALVERT WORLD VALUES FUND INC INTERNATIONAL EQUITY FUND
CLASS Y
File No: 538176 File Code: 3 Date Recvd: 27-OCT-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 543 GLOBAL
WATER EQUITIES PORTFOLIO SERIES 15
File No: 538172 File Code: 5 Date Recvd: 27-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 545
S&P FOUNDATION STRATEGY SERIES 1
File No: 538173 File Code: 5 Date Recvd: 27-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FALLEN ANGELS PORTFOLIO SERIES 1
File No: 538171 File Code: 5 Date Recvd: 27-OCT-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1867 NATURAL GAS PORTFOLIO SERIES 3
File No: 538175 File Code: 5 Date Recvd: 27-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1867 SOLAR ENERGY PORTFOLIO SERIES 3
File No: 538174 File Code: 5 Date Recvd: 27-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

REPORT ITEMS 132



Last Updated: June 27, 2015