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WI Securities Filings for March 03, 2008 through March 14, 2008

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 03-MAR-08 and 14-MAR-08

SILVERTRAIN INC                                             
File No:   529604 File Code:  7 Date Recvd: 05-MAR-08 Status 1: F
Examiner:      City: MILWAUKE                 



REPORT ITEMS  1

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 03-MAR-08 and 14-MAR-08

KITCHEN SOLVERS LLC                                         
File No:   529798 File Code: 71 Date Recvd: 11-MAR-08 Status 1: R
Examiner:      City: LA CROSSE                 State: WI


SEEK FRANCHISING LLC                                        
File No:   529801 File Code: 71 Date Recvd: 10-MAR-08 Status 1: R
Examiner:      City: GRAFTON                   State: WI



REPORT ITEMS  2

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 03-MAR-08 and 14-MAR-08

DIREXION FUNDS DIREXION INDIA BULL 2X FUND INVESTOR CLASS   
File No:   529791 File Code:  3 Date Recvd: 12-MAR-08 Status 1: Z
Examiner:      City: MILWAUKEE                


TR FOR PROFESSIONAL MANAGERS ASCENTIA ALTERNATIVE STRATEGIES
FUND                                                        
File No:   529788 File Code:  3 Date Recvd: 11-MAR-08 Status 1: Z
Examiner:      City: MILWAUKEE                


CALOMOS INVESTMENT TR CALAMOS GOVERNMENT MONEY MARKET FUND  
CLASS A                                                     
File No:   529508 File Code:  3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner:      City: MILWAUKEE                


CALOMOS INVESTMENT TR CALAMOS GOVERNMENT MONEY MARKET FUND  
CLASS B                                                     
File No:   529507 File Code:  3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner:      City: MILWAUKEE                


CALOMOS INVESTMENT TR CALAMOS GOVERNMENT MONEY MARKET FUND  
CLASS C                                                     
File No:   529509 File Code:  3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner:      City: MILWAUKEE                


HENNESSY FUNDS TR HENNESSY CORNERSTONE GROWTH FUND SERIES 2 
INSTITUTIONAL CLASS                                         
File No:   529618 File Code:  3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner:      City: MILWAUKEE                


HENNESSY MUTUAL FUNDS INC HENNESSY CORNERSTONE GROWTH FUND  
INSTITUTIONAL CLASS                                         
File No:   529619 File Code:  3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner:      City: MILWAUKEE                


HENNESSY MUTUAL FUNDS INC HENNESSY CORNERSTONE VALUE FUND   
INSTITUTIONAL CLASS                                         
File No:   529621 File Code:  3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner:      City: MILWAUKEE                


HENNESSY MUTUAL FUNDS INC HENNESSY FOCUS 30 FUND            
INSTITUTIONAL CLASS                                         
File No:   529620 File Code:  3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner:      City: MILWAUKEE                 



REPORT ITEMS  9

Takeover Filings made with DFI's Securities Division between 03-MAR-08 and 14-MAR-08

REPORT ITEMS  0

SILVERTRAIN INC
File No: 529604 File Code: 7 Date Recvd: 05-MAR-08 Status 1: F
Examiner: City: MILWAUKE


QUINTESSENCE BIOSCIENCES INC
File No: 529532 File Code: 7 Date Recvd: 29-FEB-08 Status 1: F
Examiner: City: MADISON


RICHARDS DISC DRIVES INC
File No: 529455 File Code: 14 Date Recvd: 28-FEB-08 Status 1: F
Examiner: RES City: LA VALLE

REPORT ITEMS 3

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 25-FEB-08 and 07-MAR-08


REPORT ITEMS 0

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 25-FEB-08 and 07-MAR-08

CALOMOS INVESTMENT TR CALAMOS GOVERNMENT MONEY MARKET FUND
CLASS A
File No: 529508 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE


CALOMOS INVESTMENT TR CALAMOS GOVERNMENT MONEY MARKET FUND
CLASS B
File No: 529507 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE


CALOMOS INVESTMENT TR CALAMOS GOVERNMENT MONEY MARKET FUND
CLASS C
File No: 529509 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE


HENNESSY FUNDS TR HENNESSY CORNERSTONE GROWTH FUND SERIES 2
INSTITUTIONAL CLASS
File No: 529618 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE


HENNESSY MUTUAL FUNDS INC HENNESSY CORNERSTONE GROWTH FUND
INSTITUTIONAL CLASS
File No: 529619 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE


HENNESSY MUTUAL FUNDS INC HENNESSY CORNERSTONE VALUE FUND
INSTITUTIONAL CLASS
File No: 529621 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE


HENNESSY MUTUAL FUNDS INC HENNESSY FOCUS 30 FUND
INSTITUTIONAL CLASS
File No: 529620 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE


PROFESSIONAL MANAGED PORTFOLIOS FUNDX TACTICAL UPGRADER FUND
File No: 529527 File Code: 3 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: MILWAUKEE

REPORT ITEMS 8

Takeover Filings made with DFI's Securities Division between 25-FEB-08 and 07-MAR-08


REPORT ITEMS 0



Last Updated: June 27, 2015