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Securities Filings for February 25, 2008 through March 07, 2008

Exemption Filings Made with DFI's Securities Division between 25-FEB-08 and 07-MAR-08

CRADLE COVE INVESTMENT OPPORTUNITIES FUND LP
File No: 529749 File Code: 7 Date Recvd: 07-MAR-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


HEARTLAND INVESTORS LP
File No: 529751 File Code: 7 Date Recvd: 07-MAR-08 Status 1: F
Examiner: City: COSTA MESA State: CA Country: USA

SR VISTA INC
File No: 529750 File Code: 7 Date Recvd: 07-MAR-08 Status 1: F
Examiner: City: GEORGE TOWN GRAND CAYMAN State: Country: CAYMAN IS


YOUNG OIL PROSPECT NO 54
File No: 529748 File Code: 7 Date Recvd: 07-MAR-08 Status 1: F
Examiner: City: KNOB LICK State: KY Country: USA


IBG LLC
File No: 529657 File Code: 7 Date Recvd: 06-MAR-08 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


P&A DIVERSIFIED MANAGERS FUND LP
File No: 529658 File Code: 7 Date Recvd: 06-MAR-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


US PREVENTATIVE MEDICINE INC
File No: 529659 File Code: 7 Date Recvd: 06-MAR-08 Status 1: F
Examiner: City: MCKINNEY State: TX Country: USA


MORGAN STANLEY MANAGED FUTURES MV LP
File No: 529603 File Code: 7 Date Recvd: 05-MAR-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SILVERTRAIN INC
File No: 529604 File Code: 7 Date Recvd: 05-MAR-08 Status 1: F
Examiner: City: MILWAUKE State: WI Country: USA


TCW CRESCENT MEZZANINE PARTNERS VB LP
File No: 529602 File Code: 7 Date Recvd: 05-MAR-08 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


BAE SYSTEMS INC
File No: 529755 File Code: 8 Date Recvd: 04-MAR-08 Status 1: P
Examiner: City: LONDON SW1Y 5AD State: Country: ENGLAND


COOK PROSPECT JOINT VNETURE
File No: 529581 File Code: 7 Date Recvd: 04-MAR-08 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


LINUX GOLD CORP
File No: 529583 File Code: 7 Date Recvd: 04-MAR-08 Status 1: F
Examiner: City: RICHMOND BC V7A 5E9 State: Country: CANADA


MARLIN PROSPECT 1 LP
File No: 529582 File Code: 7 Date Recvd: 04-MAR-08 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA


ARTHROSURFACE INC
File No: 529534 File Code: 7 Date Recvd: 03-MAR-08 Status 1: F
Examiner: City: FRANKLIN State: MA Country: USA


EMERGING EUROPE GROWTH FUND 2 LP
File No: 529536 File Code: 7 Date Recvd: 03-MAR-08 Status 1: F
Examiner: City: HICAGO State: IL Country: USA


HUDSON REALTY CAPITAL FUND 4 CO INVESTMENT VEHICLE LP
File No: 529535 File Code: 7 Date Recvd: 03-MAR-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


PRESCIENT MEDICAL INC
File No: 529533 File Code: 7 Date Recvd: 29-FEB-08 Status 1: F
Examiner: City: DOYLESTOWN State: PA Country: USA


QUINTESSENCE BIOSCIENCES INC
File No: 529532 File Code: 7 Date Recvd: 29-FEB-08 Status 1: F
Examiner: City: MADISON State: WI Country: USA


AIRPORT CORE HOTEL LLC
File No: 529489 File Code: 7 Date Recvd: 28-FEB-08 Status 1: F
Examiner: City: COLUMBUS State: OH Country: USA


CAPITAL GROWTH PLANNING INC
File No: 529488 File Code: 7 Date Recvd: 28-FEB-08 Status 1: F
Examiner: City: EL CAJON State: CA Country: USA


RICHARDS DISC DRIVES INC
File No: 529455 File Code: 14 Date Recvd: 28-FEB-08 Status 1: F
Examiner: RES City: LA VALLE State: WI Country: USA


INRANGE SYSTEMS INC
File No: 529493 File Code: 7 Date Recvd: 27-FEB-08 Status 1: F
Examiner: City: ALTOONA State: PA Country: USA


PHAROS INNOVATIONS LLC
File No: 529487 File Code: 7 Date Recvd: 27-FEB-08 Status 1: F
Examiner: City: NORTHFIELD State: IL Country: USA


PORTFOLIO ADVISORS PRIVATE EQUITY FUND 5 OFFSHORE LP
File No: 529450 File Code: 7 Date Recvd: 26-FEB-08 Status 1: F
Examiner: City: DARIEN State: CT Country: USA


ROCKPOINT REAL ESTATE FUND 3 LP
File No: 529448 File Code: 7 Date Recvd: 26-FEB-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


SOCIAL COMMUNICATIONS CO
File No: 529449 File Code: 7 Date Recvd: 26-FEB-08 Status 1: F
Examiner: City: MOUNTAINVIEW State: CA Country: USA


CLEANMAKE INC
File No: 529444 File Code: 7 Date Recvd: 25-FEB-08 Status 1: F
Examiner: City: SAN JOSE State: CA Country: USA


GENAUDIO INC
File No: 529447 File Code: 7 Date Recvd: 25-FEB-08 Status 1: F
Examiner: City: ENGLEWOOD State: CO Country: USA


GLUCOLIGHT CORP
File No: 529443 File Code: 7 Date Recvd: 25-FEB-08 Status 1: F
Examiner: City: BETHLEHEM State: PA Country: USA


SEIDLER OIL & GAS LP CRONUS WEST 3 PROSPECT
File No: 529445 File Code: 7 Date Recvd: 25-FEB-08 Status 1: F
Examiner: City: ALVARADO State: TX Country: USA


V3 LANDVISION 6 LLC
File No: 529446 File Code: 7 Date Recvd: 25-FEB-08 Status 1: F
Examiner: City: WOODBRIDGE State: IL Country: USA

REPORT ITEMS 32

Franchise Filings Made with DFI's Securities Division between 25-FEB-08 and 07-MAR-08

PLAN AHEAD EVENTS INC
File No: 529768 File Code: 71 Date Recvd: 07-MAR-08 Status 1: R
Examiner: City: WEST PALM BEACH State: FL Country: USA


SSFC LLC
File No: 529767 File Code: 71 Date Recvd: 07-MAR-08 Status 1: R
Examiner: City: ORMOND BEACH State: FL Country: USA


RICH DADS CASHFLOW FRANCHISE LLC
File No: 529766 File Code: 71 Date Recvd: 06-MAR-08 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country: USA


HOMEWATCH INTERNATIONAL INC
File No: 529764 File Code: 71 Date Recvd: 05-MAR-08 Status 1: R
Examiner: City: GREENWOOD VILLAGE State: CO Country: USA


SHOEBOX FRANCHISING LLC
File No: 529765 File Code: 71 Date Recvd: 05-MAR-08 Status 1: R
Examiner: City: NORCROSS State: GA Country: USA


TOPZ FRANCHISING INC
File No: 529668 File Code: 71 Date Recvd: 05-MAR-08 Status 1: R
Examiner: City: WOODLAND HILLS State: CA Country: USA


MASSAGE LUXE INTERNATIONAL LLC
File No: 529656 File Code: 71 Date Recvd: 04-MAR-08 Status 1: R
Examiner: City: FENTON State: MO Country: USA


COMPUTER TROUBLESHOOTERS USA INC
File No: 529653 File Code: 71 Date Recvd: 29-FEB-08 Status 1: R
Examiner: City: DECATUR State: GA Country: USA


PAK MAIL CENTERS OF AMERICA INC
File No: 529655 File Code: 71 Date Recvd: 29-FEB-08 Status 1: R
Examiner: City: CENTENNIAL State: CO Country: USA


FOTOZINES FRANCHISE LLC
File No: 529499 File Code: 71 Date Recvd: 28-FEB-08 Status 1: R
Examiner: City: ORLANDO State: FL Country: USA


PUROSYSTMETS INC
File No: 529498 File Code: 71 Date Recvd: 28-FEB-08 Status 1: R
Examiner: City: TAMARAC State: FL Country: USA


EAGLE TAX SERVICES GROUP INC
File No: 529667 File Code: 71 Date Recvd: 27-FEB-08 Status 1: R
Examiner: City: PHILADELPHIA State: PA Country: USA


K&N MOBILE FRANCHISES INC
File No: 529500 File Code: 71 Date Recvd: 26-FEB-08 Status 1: R
Examiner: City: FORT WORTH State: TX Country: USA


MEDI WEGHTLOSS FRANCHISING USA LLC
File No: 529551 File Code: 71 Date Recvd: 25-FEB-08 Status 1: R
Examiner: City: TAMPA State: FL Country: USA


UWINK FRANCHISE CORP
File No: 529550 File Code: 71 Date Recvd: 25-FEB-08 Status 1: R
Examiner: City: VAN NUYS State: CA Country: USA

REPORT ITEMS 15

Registration Filings Made with DFI's Securities Division between 25-FEB-08 and 07-MAR-08

DOW JONES TOTAL MARKET PORTFOLIO ENHANCED INDEX STRATEGY
2008 2
File No: 529629 File Code: 5 Date Recvd: 07-MAR-08 Status 1: P
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECOTR STRATEGY SECTOR ROTATION PORTFOLIO 2008 2
File No: 529628 File Code: 5 Date Recvd: 07-MAR-08 Status 1: P
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY ENERGY PORTFOLIO 2008 2
File No: 529630 File Code: 5 Date Recvd: 07-MAR-08 Status 1: P
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY FINANCIALS PORTFOLIO 2008 2
File No: 529631 File Code: 5 Date Recvd: 07-MAR-08 Status 1: P
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY HEALTH CARE PORTFOLIO 2008 2
File No: 529626 File Code: 5 Date Recvd: 07-MAR-08 Status 1: P
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY TECHNOLOGY PORTFOLIO 2008 2
File No: 529627 File Code: 5 Date Recvd: 07-MAR-08 Status 1: P
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


INSURED MUNICIPALS INCOME TR SERIES 536
File No: 529622 File Code: 5 Date Recvd: 06-MAR-08 Status 1: P
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SENIOR VARIABLE RATE & INCOME CLOSED END PORTFOLIO SERIES 11
File No: 529625 File Code: 3 Date Recvd: 06-MAR-08 Status 1: P
Examiner: City: MONUMENT State: CO Country: USA


TOUCHSTONE TAX FREE TR TAX FREE MONEY MARKET FUND CLASS A
File No: 529623 File Code: 3 Date Recvd: 06-MAR-08 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


NUVEEN INVESTMENT TR 2 NUVEEN TRADEWINDS GLOBAL RESOURCES
FUND CLASS A
File No: 529594 File Code: 3 Date Recvd: 04-MAR-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA
NUVEEN INVESTMENT TR 2 NUVEEN TRADEWINDS GLOBAL RESOURCES
FUND CLASS C
File No: 529595 File Code: 3 Date Recvd: 04-MAR-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NUVEEN INVESTMENT TR 2 NUVEEN TRADEWINDS GLOBAL RESOURCES
FUND CLASS R
File No: 529596 File Code: 3 Date Recvd: 04-MAR-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


PHOENIX EQUITY TR PHOENIX MID CAP VALUE FUND CLASS I
File No: 529584 File Code: 3 Date Recvd: 04-MAR-08 Status 1: Z
Examiner: City: HARTFORD State: CT Country: USA


BAPTIST GENERAL CONFERENCE CORNERSTONE FUND
File No: 529606 File Code: 2 Date Recvd: 03-MAR-08 Status 1: P
Examiner: City: ARLINGTON HEIGHTS State: IL Country: USA


BAPTIST GENERAL CONFERENCE CORNERSTONE FUND
File No: 529607 File Code: 2 Date Recvd: 03-MAR-08 Status 1: P
Examiner: City: ARLINGTON HEIGHTS State: IL Country: USA


BAPTIST GENERAL CONFERENCE CORNERSTONE FUND
File No: 529608 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: ARLINGTON HEIGHTS State: IL Country: USA


BLAIR WILLIAM FUNDS EMERGING LEADERS GROWTH FUND
INSTITUTIONAL CLASS
File No: 529506 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


BLAIR WILLIAM FUNDS EMERGING LEADERS GROWTH FUND CLASS I
File No: 529505 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


CALOMOS INVESTMENT TR CALAMOS GOVERNMENT MONEY MARKET FUND
CLASS A
File No: 529508 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALOMOS INVESTMENT TR CALAMOS GOVERNMENT MONEY MARKET FUND
CLASS B
File No: 529507 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALOMOS INVESTMENT TR CALAMOS GOVERNMENT MONEY MARKET FUND
CLASS C
File No: 529509 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 473 LARGE CAP
PORTFOLIO SERIES 9
File No: 529512 File Code: 5 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DUNHAM FUNDS DUNHAM APPRECIATION & INCOME FUND CLASS N
File No: 529624 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM HIGH YIELD BOND FUND CLASS A
File No: 529649 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM HIGH YIELD BOND FUND CLASS C
File No: 529650 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM HIGH YIELD BOND FUND CLASS N
File No: 529651 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM INTERNATIONAL STOCK FUND CLASS C
File No: 529632 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM INTERNATIONAL STOCK FUND CLASS N
File No: 529633 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM LARGE CAP GROWTH FUND CLASS A
File No: 529634 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM LARGE CAP GROWTH FUND CLASS C
File No: 529635 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM LARGE CAP GROWTH FUND CLASS N
File No: 529636 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM LARGE CAP VALUE FUND CLASS A
File No: 529637 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM LARGE CAP VALUE FUND CLASS C
File No: 529638 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM LARGE CAP VALUE FUND CLASS N
File No: 529639 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM REAL ESTATE STOCK FUND CLASS A
File No: 529640 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM REAL ESTATE STOCK FUND CLASS C
File No: 529641 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM REAL ESTATE STOCK FUND CLASS N
File No: 529642 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM SMALL CAP GROWTH FUND CLASS A
File No: 529643 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM SMALL CAP GROWTH FUND CLASS C
File No: 529644 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM SMALL CAP GROWTH FUND CLASS N
File No: 529645 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM SMALL CAP VALUE FUND CLASS A
File No: 529646 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM SMALL CAP VALUE FUND CLASS C
File No: 529647 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


DUNHAM FUNDS DUNHAM SMALL CAP VALUE FUND CLASS N
File No: 529648 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


FT 1643 GLOBAL DIVIDEND PORTFOLIO SERIES 11
File No: 529515 File Code: 5 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1643 GREATER ASIA PORTFOLIO SERIES 3
File No: 529514 File Code: 5 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


HENNESSY FUNDS TR HENNESSY CORNERSTONE GROWTH FUND SERIES 2
INSTITUTIONAL CLASS
File No: 529618 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


HENNESSY MUTUAL FUNDS INC HENNESSY CORNERSTONE GROWTH FUND
INSTITUTIONAL CLASS
File No: 529619 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


HENNESSY MUTUAL FUNDS INC HENNESSY CORNERSTONE VALUE FUND
INSTITUTIONAL CLASS
File No: 529621 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


HENNESSY MUTUAL FUNDS INC HENNESSY FOCUS 30 FUND
INSTITUTIONAL CLASS
File No: 529620 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


NATIONAL COVENANT PROPERTIES
File No: 529609 File Code: 2 Date Recvd: 03-MAR-08 Status 1: P
Examiner: City: CHICAGO State: IL Country: USA


NATIONAL COVENANT PROPERTIES
File No: 529610 File Code: 2 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NATIONAL COVENANT PROPERTIES
File No: 529611 File Code: 2 Date Recvd: 03-MAR-08 Status 1: P
Examiner: City: CHICAGO State: IL Country: USA


NATIONAL COVENANT PROPERTIES
File No: 529612 File Code: 2 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


RYDEX SERIES FUNDS ALTERNATIVE STRATEGIES ALLOCATION FUND A
CLASS
File No: 529502 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: ROCKVILLE State: MD Country: USA


RYDEX SERIES FUNDS ALTERNATIVE STRATEGIES ALLOCATION FUND C
CLASS
File No: 529503 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: ROCKVILLE State: MD Country: USA


RYDEX SERIES FUNDS ALTERNATIVE STRATEGIES ALLOCATION FUND H
CLASS
File No: 529504 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: ROCKVILLE State: MD Country: USA

TOUCHSTONE STRATEGIC TR DIVERSIFIED SMALL CAP GROWTH FUND
CLASS A
File No: 529531 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE STRATEGIC TR DIVERSIFIED SMALL CAP GROWTH FUND
CLASS C
File No: 529530 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TX EX SECURITIES TR NATIONAL TR 445
File No: 529524 File Code: 5 Date Recvd: 03-MAR-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CALVERT FUND CALVERT INCOME FUND CLASS Y
File No: 529526 File Code: 3 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


CALVERT FUND CALVERT SHORT DURATION INCOME FUND CLASS Y
File No: 529525 File Code: 3 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


CENTRAL EQUITY TR DIVERSIFIED INCOME SERIES 30
File No: 529510 File Code: 5 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 472 TARANTULA
US ALL CAP PORTFOLIO SERIES 3
File No: 529513 File Code: 5 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1631 COVERED CALL SELECT CLOSED END PORTFOLIO SERIES 8
File No: 529522 File Code: 5 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1644 AEROSPACE & DEFENSE PORTFOLIO SERIES 9
File No: 529516 File Code: 5 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1644 ALTERNATIVE ENERGY PORTFOLIO SERIES 5
File No: 529517 File Code: 5 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1644 ENERGY SELECT PORTFOLIO SERIES 25
File No: 529518 File Code: 5 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1644 HEALTH CARE SELECT PORTFOLIO SERIES 7
File No: 529519 File Code: 5 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1644 WATER UTILITY & INFRESTRUCTURE SELECT PORTFOLIO
SERIES 7
File No: 529520 File Code: 5 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1645 MEGA CAP PORTFOLIO SERIES 4
File No: 529523 File Code: 5 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1667 MUNICIPAL INCOME CLOSED END PORTFOLIO SERIES 26
File No: 529521 File Code: 5 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GLOBAL AGRICULTURE PORTFOLIO 2008 2
File No: 529511 File Code: 5 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


IVY FUNDS IVY GLOBAL STRATEGIC INCOME FUND CLASS A
File No: 529617 File Code: 3 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS IVY GLOBAL STRATEGIC INCOME FUND CLASS B
File No: 529616 File Code: 3 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS IVY GLOBAL STRATEGIC INCOME FUND CLASS C
File No: 529615 File Code: 3 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS IVY GLOBAL STRATEGIC INCOME FUND CLASS I
File No: 529614 File Code: 3 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS IVY GLOBAL STRATEGIC INCOME FUND CLASS Y
File No: 529613 File Code: 3 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN SMALL CAP
GROWTH FUND INSTITUTIONAL CLASS
File No: 529529 File Code: 3 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN INCOME FUND LEHMAN BROTHERS CORE PLUS BOND
FUND INSTITUTIONAL CLASS
File No: 529528 File Code: 3 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NUTRACEA
File No: 529605 File Code: 1 Date Recvd: 29-FEB-08 Status 1: P
Examiner: City: PHOENIX State: AZ Country: USA


PROFESSIONAL MANAGED PORTFOLIOS FUNDX TACTICAL UPGRADER FUND
File No: 529527 File Code: 3 Date Recvd: 29-FEB-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


FRANKLIN SQUARE INVESTMENT CORP
File No: 529501 File Code: 1 Date Recvd: 28-FEB-08 Status 1: P
Examiner: City: PHILADELPHIA State: PA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2015 FUND
ADVISORS PREFERRED CLASS
File No: 529483 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2015 FUND
ADVISORS SELECT CLASS
File No: 529485 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2015 FUND
ADVISORS SIGNATURE CLASS
File No: 529484 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2015 FUND
INSTITUTIONAL CLASS
File No: 529481 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2015 FUND
PREFERRED CLASS
File No: 529482 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2015 FUND
SELECT CLASS
File No: 529486 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2025 FUND
ADVISORS PREFERRED CLASS
File No: 529477 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2025 FUND
ADVISORS SELECT CLASS
File No: 529479 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2025 FUND
ADVISORS SIGNATURE CLASS
File No: 529478 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2025 FUND
INSTITUTIONAL CLASS
File No: 529475 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2025 FUND
PREFERRED CLASS
File No: 529476 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2025 FUND
SELECT CLASS
File No: 529480 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2035 FUND
ADVISORS PREFERRED CLASS
File No: 529471 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2035 FUND
ADVISORS SELECT CLASS
File No: 529473 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2035 FUND
ADVISORS SIGNATURE CLASS
File No: 529472 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2035 FUND
INSTITUTIONAL CLASS
File No: 529469 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2035 FUND
PREFERRED CLASS
File No: 529470 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2035 FUND
SELECT CLASS
File No: 529474 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2045 FUND
ADVISORS PREFERRED CLASS
File No: 529465 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2045 FUND
ADVISORS SELECT CLASS
File No: 529467 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2045 FUND
ADVISORS SIGNATURE CLASS
File No: 529466 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2045 FUND
INSTITUTIONAL CLASS
File No: 529463 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2045 FUND
PREFERRED CLASS
File No: 529464 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2045 FUND
SELECT CLASS
File No: 529468 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2055 FUND
ADVISORS PREFERRED CLASS
File No: 529459 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2055 FUND
ADVISORS SELECT CLASS
File No: 529460 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2055 FUND
ADVISORS SIGNATURE CLASS
File No: 529458 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2055 FUND
INSTITUTIONAL CLASS
File No: 529457 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2055 FUND
PREFRRED CLASS
File No: 529462 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRICIPAL LIFETIME 2055 FUND
SELECT CLASS
File No: 529461 File Code: 3 Date Recvd: 28-FEB-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


VAN KAMPEN PREFERRED OPPORTUNITY PORTFOLIO SERIES 1
File No: 529456 File Code: 5 Date Recvd: 27-FEB-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


HENDERSON GLOBAL FUNDS HENDERSON GLOBAL REAL ESTATE EQUITIES
FUND CLASS I
File No: 529441 File Code: 3 Date Recvd: 26-FEB-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SEIRES 469
INTERNATIONAL ASSESTS MIDDLE EAST & AFRICA PORTFOLIO SERIES
File No: 529438 File Code: 5 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SEIRES 469 DELTA
GLOBAL COAL PORTFOLIO SERIES 1
File No: 529439 File Code: 5 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SEIRES 469 DELTA
GLOBAL HARD ASSETS & CURRENCIES PORTFOLIO SERIES 1
File No: 529437 File Code: 5 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SEIRES 469 ENERGY
PORTFOLIO SERIES 6
File No: 529440 File Code: 5 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SEIRES 470 RENEWABLE &
ALTERNATIVE ENERGY PORTFOLIO SERIES 6
File No: 529436 File Code: 5 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1610 DOW TARGET 10 MAR 08 TERM 5 29 09
File No: 529435 File Code: 5 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1610 DOW TARGET DVD MAR 08 TERM 5 29 09
File No: 529434 File Code: 5 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1610 TARGET DBL PLAY MAR 08 TERM 5 29 09
File No: 529433 File Code: 5 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1610 TARGET FOCUS 4 MAR 08 TERM 5 29 09
File No: 529431 File Code: 3 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1610 TARGET TRIAD MAR 08 TERM 5 29 09
File No: 529432 File Code: 5 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1610 TARGET VIP MAR 08 TERM 5 29 09
File No: 529430 File Code: 3 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1610 VALUE LINE TARGET 25 MAR 08 TERM 5 29 09
File No: 529429 File Code: 5 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1630 CORE HOLDINGS GROWTH TR 2008 SPRING SERIES
File No: 529427 File Code: 5 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1642 INOME ALLOCATION CLOSED END PORTFOLIO MAR 08 SERIES
File No: 529428 File Code: 5 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ROCK CANYON FUNDS TOP FLIGHT FUND
File No: 529442 File Code: 3 Date Recvd: 25-FEB-08 Status 1: Z
Examiner: City: PROVO State: UT Country: USA

REPORT ITEMS 129



Last Updated: June 27, 2015