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Securities Filings for November 05, 2007 through November 16, 2007

Exemption Filings Made with DFI's Securities Division between 05-NOV-07 and 16-NOV-07

BATTERIES PLUS HOLDING CORP
File No: 524967 File Code: 7 Date Recvd: 16-NOV-07 Status 1: F
Examiner: City: ATLANTA State: GA Country: USA


BILLEO INC
File No: 524969 File Code: 7 Date Recvd: 16-NOV-07 Status 1: F
Examiner: City: SANTA CLARA State: CA Country: USA

IA STATE OF
File No: 524971 File Code: 7 Date Recvd: 16-NOV-07 Status 1: F
Examiner: City: State: IA Country: USA


LHB INC
File No: 524970 File Code: 8 Date Recvd: 16-NOV-07 Status 1: P
Examiner: City: DULUTH State: MN Country: USA


PINNACLE CARE INTERNATIONAL INC
File No: 524968 File Code: 7 Date Recvd: 16-NOV-07 Status 1: F
Examiner: City: BALTIMORE State: MD Country: USA


QUEST MIDSTREAM PARTNERS LP
File No: 524966 File Code: 7 Date Recvd: 16-NOV-07 Status 1: F
Examiner: City: OKLAHOMA CITY State: OK Country: USA


ZVUE CORP
File No: 524973 File Code: 7 Date Recvd: 16-NOV-07 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


CYPRESS INCOME FUND 6 LLC
File No: 524832 File Code: 7 Date Recvd: 15-NOV-07 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


GUNNALLEN VENTURE PARTNERS 11 A LLC
File No: 524836 File Code: 7 Date Recvd: 15-NOV-07 Status 1: F
Examiner: City: TAMPA State: FL Country: USA


NEXX SYSTEMS INC
File No: 524833 File Code: 7 Date Recvd: 15-NOV-07 Status 1: F
Examiner: City: BILLERICA State: MA Country: USA


SEMANO WEST PROSPECT JOINT VENTURE
File No: 524834 File Code: 7 Date Recvd: 15-NOV-07 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


STANTON ADVANCE CERAMICS INC
File No: 524835 File Code: 7 Date Recvd: 15-NOV-07 Status 1: F
Examiner: City: CLEVELAND State: OH Country: USA


ALESCO PREFERRED FUND 17 LTD LLC
File No: 524781 File Code: 7 Date Recvd: 14-NOV-07 Status 1: F
Examiner: City: NEWARK State: DE Country: USA


BVP 3 AFFILIATES FUND LP
File No: 524780 File Code: 7 Date Recvd: 14-NOV-07 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


CYPRESS INCOME FUND 5 LLC
File No: 524837 File Code: 7 Date Recvd: 14-NOV-07 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


MOODY NATIONAL CY WILLOUGHBY S LLC
File No: 524564 File Code: 7 Date Recvd: 13-NOV-07 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


POPPACK LLC
File No: 524565 File Code: 7 Date Recvd: 13-NOV-07 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


RIDGEMARK BIOMEDICAL FUND LP
File No: 524563 File Code: 7 Date Recvd: 13-NOV-07 Status 1: F
Examiner: City: CHAPPAQUA State: NY Country: USA


SOLFOCUS EUROPE INC
File No: 524561 File Code: 7 Date Recvd: 13-NOV-07 Status 1: F
Examiner: City: MOUNTAIN VIEW State: CA Country: USA


SOLFOCUS INC
File No: 524562 File Code: 7 Date Recvd: 13-NOV-07 Status 1: F
Examiner: City: MOUNTAIN VIEW State: CA Country: USA


IS HE DEAD LLC
File No: 524547 File Code: 7 Date Recvd: 12-NOV-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY ASSET MANAGEMENT SA
File No: 524546 File Code: 7 Date Recvd: 12-NOV-07 Status 1: F
Examiner: City: LONDON E14 4AD State: Country: UK


REGI US INC
File No: 524545 File Code: 7 Date Recvd: 12-NOV-07 Status 1: F
Examiner: City: RICHMOND BC V7A 5E9 State: Country: CANADA


SPRING BREAK 83 PRODUCTION LLC
File No: 524548 File Code: 7 Date Recvd: 12-NOV-07 Status 1: F
Examiner: City: HOLLYWOOD State: CA Country: USA


ALDER CAPITAL PARTNERS 1 LP
File No: 524542 File Code: 7 Date Recvd: 09-NOV-07 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


CARLYLE MC PARTNERS LP
File No: 524543 File Code: 7 Date Recvd: 09-NOV-07 Status 1: F
Examiner: City: WASHINGTON State: DC Country: USA


ELIXIR GAMING TECHNOLOGIES INC
File No: 524544 File Code: 7 Date Recvd: 09-NOV-07 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


MPF SENIOR NOTE PROGRAM 2 LP
File No: 524466 File Code: 7 Date Recvd: 09-NOV-07 Status 1: F
Examiner: City: MORANGA State: CA Country: USA


MURVIN & MEIER OIL CO 2007 8 DRILLING PROGRAM
File No: 524465 File Code: 7 Date Recvd: 09-NOV-07 Status 1: F
Examiner: City: PALATINE State: IL Country: USA


TRP LP 2
File No: 524467 File Code: 7 Date Recvd: 09-NOV-07 Status 1: F
Examiner: City: OKLAHOMA CITY State: OK Country: USA


DAUGHERTY PETROLEUM INC
File No: 524356 File Code: 7 Date Recvd: 08-NOV-07 Status 1: F
Examiner: City: LEXINGTON State: KY Country: USA


KEYSTONE CONSOLIDATED INDUSTRIES INC
File No: 524357 File Code: 8 Date Recvd: 08-NOV-07 Status 1: G
Examiner: RES City: DALLAS State: TX Country: USA


LONGBOW INFRASTRUCTURE LP
File No: 524358 File Code: 7 Date Recvd: 08-NOV-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MISSION ANTIOCH DST
File No: 524355 File Code: 7 Date Recvd: 08-NOV-07 Status 1: F
Examiner: City: OAKTON State: VA Country: USA


ZIEGLER CO INC
File No: 524468 File Code: 8 Date Recvd: 08-NOV-07 Status 1: G
Examiner: RES City: MILWAUKEE State: WI Country: USA


SIGNATURE BANCSHARES INC
File No: 524320 File Code: 7 Date Recvd: 07-NOV-07 Status 1: F
Examiner: City: SANDY SPRINGS State: GA Country: USA


MPOWER AMERICAN CAROL HOLDING LLC
File No: 524307 File Code: 7 Date Recvd: 06-NOV-07 Status 1: F
Examiner: City: SANTA MONICA State: CA Country: USA


OIL2 BIGGER BADDER WOLF PROSPECT LP
File No: 524306 File Code: 7 Date Recvd: 06-NOV-07 Status 1: F
Examiner: City: IRVING State: TX Country: USA


OIL2 CRONUS EAST PROSPECT LP
File No: 524303 File Code: 7 Date Recvd: 06-NOV-07 Status 1: F
Examiner: City: IRVING State: TX Country: USA


OIL2 GOLDEN NUGGET PROSPECT LP
File No: 524302 File Code: 7 Date Recvd: 06-NOV-07 Status 1: F
Examiner: City: IRVING State: TX Country: USA


OIL2 QUATRE PARISH PROSPECT LP
File No: 524301 File Code: 7 Date Recvd: 06-NOV-07 Status 1: F
Examiner: City: IRVING State: TX Country: USA


OIL2 SANDY CREEK PROSPECT LP
File No: 524304 File Code: 7 Date Recvd: 06-NOV-07 Status 1: F
Examiner: City: IRVING State: TX Country: USA


OIL2 SUGAR PLUM PROSPECT LP
File No: 524305 File Code: 7 Date Recvd: 06-NOV-07 Status 1: F
Examiner: City: IRVING State: TX Country: USA


SKINNY NUTRITIONAL CORP
File No: 524308 File Code: 7 Date Recvd: 06-NOV-07 Status 1: F
Examiner: City: BALA CYNWYD State: PA Country: USA

REPORT ITEMS 44

Franchise Filings Made with DFI's Securities Division between 05-NOV-07 and 16-NOV-07

BROOKE CAPITAL CORP
File No: 524981 File Code: 71 Date Recvd: 16-NOV-07 Status 1: R
Examiner: City: OVERLAND PARK State: KS Country: USA


JOI FRANCHISISNG LLC
File No: 524979 File Code: 71 Date Recvd: 16-NOV-07 Status 1: R
Examiner: City: LOWELL State: MA Country: USA


RAPID ENTERPRISES
File No: 524980 File Code: 71 Date Recvd: 16-NOV-07 Status 1: R
Examiner: City: SALT LAKE CITY State: UT Country: USA


SPEEDSTATION FRANCHISE SYSTEMS LLC
File No: 524978 File Code: 71 Date Recvd: 16-NOV-07 Status 1: R
Examiner: City: ALPHARETTA State: GA Country: USA


PT FRANCHISING LLC
File No: 524846 File Code: 71 Date Recvd: 14-NOV-07 Status 1: R
Examiner: City: NORCROSS State: GA Country: USA


Z PIZZA INTERNATIONAL INC
File No: 524844 File Code: 71 Date Recvd: 14-NOV-07 Status 1: R
Examiner: City: NEWPORT BEACH State: CA Country: USA


KITCHEN INVESTMENT GROUP INC
File No: 524845 File Code: 71 Date Recvd: 13-NOV-07 Status 1: R
Examiner: City: MADISON WI State: Country: 53717


OUR TOWN AMERICA A FRANCHISING CORP
File No: 512495 File Code: 71 Date Recvd: 12-NOV-07 Status 1: R
Examiner: City: PINELLAS PARK State: FL Country: USA


PROSPECTION LLC
File No: 524473 File Code: 71 Date Recvd: 08-NOV-07 Status 1: R
Examiner: City: INDEPENDENCE State: OH Country: USA


BUSINESS COACHES USA LLC
File No: 524474 File Code: 71 Date Recvd: 07-NOV-07 Status 1: R
Examiner: City: PLYMOUTH State: MN Country: USA


GO FISH CLOTHING & JEWELRY CO INC
File No: 524475 File Code: 71 Date Recvd: 07-NOV-07 Status 1: R
Examiner: City: BRUNSWICK State: GA Country: USA


BUG REALTY USA INC
File No: 524376 File Code: 71 Date Recvd: 06-NOV-07 Status 1: R
Examiner: City: BUFFALO State: WY Country: USA


POSH COMPANY FRANCHISE SERVICES LLC
File No: 524375 File Code: 71 Date Recvd: 06-NOV-07 Status 1: R
Examiner: City: SISTER BAY State: WI Country: USA


FANTASTIC SAMS SALONS CORP
File No: 524372 File Code: 71 Date Recvd: 05-NOV-07 Status 1: R
Examiner: City: BEVERLY State: MA Country: USA


TAILWAGGERS FRANCHISE TRIO LLC
File No: 524373 File Code: 71 Date Recvd: 05-NOV-07 Status 1: R
Examiner: City: MENASHA State: WI Country: USA

REPORT ITEMS 15

Registration Filings Made with DFI's Securities Division between 05-NOV-07 and 16-NOV-07

DIREXION FUNDS DIREXION CHINA BEAR 2X FUND INVESTOR CLASS
File No: 524959 File Code: 3 Date Recvd: 16-NOV-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


DIREXION FUNDS DIREXION CHINA BULL 2X FUND INVESTOR CLASS
File No: 524958 File Code: 3 Date Recvd: 16-NOV-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


DIREXION FUNDS DIREXION RUSSIA BULL 2X FUND INVESTOR CLASS
File No: 524957 File Code: 3 Date Recvd: 16-NOV-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


FT 1557 GLOBAL TELLECOMMUNICATIONS PORTFOLIO SERIES 2
File No: 524964 File Code: 5 Date Recvd: 16-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1562 GLOBAL INFRASTRUCTURE PORTFOLIO SERIES 2
File No: 524963 File Code: 5 Date Recvd: 16-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1563 DIVIDEND INCOME TR SERIES 6
File No: 524962 File Code: 5 Date Recvd: 16-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1574 DIVIDEND & INCOME SELECT CLOSED END PORTFOLIO SERIES
9
File No: 524965 File Code: 5 Date Recvd: 16-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


PREFERRED DIVIDEND INCOME PORTFOLIO SERIES TDA 2
File No: 524961 File Code: 5 Date Recvd: 16-NOV-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


SELECT S&P GREATER CHINA PICKS PORTFOLIO SERIES 8
File No: 524960 File Code: 5 Date Recvd: 16-NOV-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


LIGHT GLOBAL MISSION CHURCH
File No: 524831 File Code: 2 Date Recvd: 15-NOV-07 Status 1: P
Examiner: City: FAIRFAX State: VA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 446 CLOSED END
NATIONAL MUNICIPAL PORTFOLIO SERIES 11
File No: 524535 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 446 CLOSED END
SENIOR LOAN & INCOME PORTFOLIO SERIES 8
File No: 524533 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 446 STRATEGIC
INCOME PORTFOLIO PLUS SERIES 7
File No: 524534 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 447 ENERGY
PORTFOLIO SERIES 5
File No: 524536 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 448 GLOBAL
WATER EQUITIES PORTFOLIO SERIES 10
File No: 524532 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DOW JONES LARGE CAP GROWTH STRATEGY 2007 4
File No: 524540 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


DOW JONES LARGE CAP VALUE STRATEGY 2007 4
File No: 524539 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1551 DIVERSIFIED INCOME & GROWTH PORTFOLIO WINTER 2007
SERIES
File No: 524537 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1558 PRECIOUS FINANCIALS SELECT PORTFOLIO SERIES 21
File No: 524527 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1558 PRECIOUS METALS SELECT PORTFOLIO SERIES 9
File No: 524526 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1561 REIT GROWTH & INCOME PORTFOLIO SERIES 14
File No: 524528 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1561 REIT GROWTH & INCOME SELECT PORTFOLIO SERIES 14
File No: 524529 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1575 CANADIAN EQUITY PORTFOLIO SERIES
File No: 524531 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1576 WORLD EQUITY PORTFOLIO SERIES
File No: 524530 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


S&P CAPITAL MANAGEMENT STRATEGY 2007 4
File No: 524538 File Code: 5 Date Recvd: 12-NOV-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


COHEN & STEERS REIT INCOME PORTFOLIO 2007 4
File No: 524457 File Code: 5 Date Recvd: 09-NOV-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA

DIVERSIFIED HEALTHCARE PORTFOLIO SERIES 41
File No: 524456 File Code: 5 Date Recvd: 09-NOV-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENERGY PORTFOLIO SERIES 24
File No: 524459 File Code: 5 Date Recvd: 09-NOV-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FINANCIAL INSTITUTIONS PORTFOLIO SERIES 36
File No: 524458 File Code: 5 Date Recvd: 09-NOV-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1556 BALANCED INCOME SELECT PORTFOLIO SERIES 5
File No: 524462 File Code: 5 Date Recvd: 09-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1557 COVERED CAL CLOSED END PORTFOLIO SERIES 10
File No: 524463 File Code: 5 Date Recvd: 09-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1570 HIGH YIELD CLOSED END PORTFOLIO SERIES 22
File No: 524461 File Code: 5 Date Recvd: 09-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO SERIES 12
File No: 524453 File Code: 5 Date Recvd: 09-NOV-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


PARR FAMILY OF FUNDS USX CHINA FUND CLASS A
File No: 524541 File Code: 3 Date Recvd: 09-NOV-07 Status 1: Z
Examiner: City: MEMPHIS State: TN Country: USA


PHOENIX EQUITY SERIES FUND PHOENIX GROWTH & INCOME FUND
CLASS I
File No: 524464 File Code: 5 Date Recvd: 09-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


STRATEGIC CORE PORTFOLIO SERIES 8
File No: 524455 File Code: 5 Date Recvd: 09-NOV-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


STRATEGIC UTILITY & COMMUNICATIONS PORTFOLIO SERIES 7
File No: 524454 File Code: 5 Date Recvd: 09-NOV-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


UTILITY INCOME PORTFOLIO SERIES 23
File No: 524460 File Code: 5 Date Recvd: 09-NOV-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CHURCH OF THE HILLS
File No: 524354 File Code: 2 Date Recvd: 08-NOV-07 Status 1: P
Examiner: MJS City: BEDMINISTER State: NJ Country: USA


PROSPER MARKETPLACE INC
File No: 524300 File Code: 1 Date Recvd: 06-NOV-07 Status 1: P
Examiner: City: SAN FRANCISCO State: CA Country: USA


UMB SCOUT FUNDS UMB SCOUT INTERNATIONAL DISCOVERY FUND
File No: 524319 File Code: 3 Date Recvd: 06-NOV-07 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 444 ONEFOLIO
SELECT SERIES 11
File No: 524244 File Code: 5 Date Recvd: 05-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 445 PREFERRED
SECURITIES & INCOME PORTFOLIO SERIES 12
File No: 524243 File Code: 5 Date Recvd: 05-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1554 GLOBAL COMMODITIES PORTFOLIO SERIES 4
File No: 524245 File Code: 5 Date Recvd: 05-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1555 INVESTMENT GRADE SELECT CLOSED END PORTFOLIO SERIES
4
File No: 524246 File Code: 5 Date Recvd: 05-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED INCOME TR SERIES 157
File No: 524242 File Code: 5 Date Recvd: 05-NOV-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


STRATEGIC STORAGE TR INC
File No: 524359 File Code: 1 Date Recvd: 05-NOV-07 Status 1: P
Examiner: City: LADERA RACH State: CA Country: USA

REPORT ITEMS 47



Last Updated: June 27, 2015