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Securities Filings for October 22, 2007 through November 02, 2007

Exemption Filings Made with DFI's Securities Division between 22-OCT-07 and 02-NOV-07

TABLEMAX HOLDINGS LLC
File No: 524145 File Code: 7 Date Recvd: 02-NOV-07 Status 1: F
Examiner: City: BEVERLY HILLS State: CA Country: USA


LOWE CA COMMUNITY FUND LLC
File No: 524090 File Code: 7 Date Recvd: 01-NOV-07 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA

PARADISE PRODUCTIONS LLC
File No: 524088 File Code: 7 Date Recvd: 01-NOV-07 Status 1: F
Examiner: City: BURBANK State: CA Country: USA


TREMONT TRADING FUND LLC
File No: 524089 File Code: 7 Date Recvd: 01-NOV-07 Status 1: F
Examiner: City: RYE State: NY Country: USA


ADVANCED EQUITIES FINANCIAL CORP
File No: 524057 File Code: 7 Date Recvd: 31-OCT-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


CORE REVERE HOLDINGS LLC
File No: 524058 File Code: 7 Date Recvd: 31-OCT-07 Status 1: F
Examiner: City: NEW PORT BEACH State: CA Country: USA


ANDERSON RETIREMENT LLC
File No: 524026 File Code: 7 Date Recvd: 30-OCT-07 Status 1: F
Examiner: City: ABERDEEN State: SD Country: USA


LTN ACQUISITION LOLC
File No: 524027 File Code: 7 Date Recvd: 30-OCT-07 Status 1: F
Examiner: City: WAUKEGAN State: IL Country: USA


MORGAN STANLEY MANAGED FUTURES HV LP
File No: 524028 File Code: 7 Date Recvd: 30-OCT-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


BURKE PARTNERS 1 LP
File No: 523980 File Code: 7 Date Recvd: 29-OCT-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


HIGH STREET REAL ESTATE FUND 3 LP
File No: 523981 File Code: 7 Date Recvd: 29-OCT-07 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


REPUBLIC RESOURCES LLC ANGELITA UNIT 3 DRILLING PROGRAM
File No: 523979 File Code: 7 Date Recvd: 29-OCT-07 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


ADVANCED EQUITIES GREENTECH INVESTMENTS 2 LLC
File No: 523929 File Code: 7 Date Recvd: 26-OCT-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


CDW HOLDINGS LLC
File No: 523930 File Code: 7 Date Recvd: 26-OCT-07 Status 1: F
Examiner: City: VERNON HILLS State: IL Country: USA


CEDAR CREEK SECURITIES INC
File No: 523862 File Code: 14 Date Recvd: 24-OCT-07 Status 1: F
Examiner: RES City: MILWAUKEE State: WI Country: USA


FSP 303 EAST WACKER DRIVE CORP
File No: 523863 File Code: 7 Date Recvd: 24-OCT-07 Status 1: F
Examiner: City: WAKEFIELD State: MA Country: USA


TGO PERMIAN 15 PROSPECT JOINT VENTURE
File No: 523849 File Code: 7 Date Recvd: 24-OCT-07 Status 1: F
Examiner: City: PLANO State: TX Country: USA


MOST HOME CORP
File No: 523850 File Code: 7 Date Recvd: 23-OCT-07 Status 1: F
Examiner: City: MAPLE RIDGE BC V2X 0Y6 State: Country: CANADA


GOLDENTREE CREDIT OPPORTUNITIES LTD
File No: 523772 File Code: 7 Date Recvd: 22-OCT-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


PETROQUEST EXPLORATION INC
File No: 523771 File Code: 7 Date Recvd: 22-OCT-07 Status 1: F
Examiner: City: DALLAS State: TX Country: USA

REPORT ITEMS 20

Franchise Filings Made with DFI's Securities Division between 22-OCT-07 and 02-NOV-07

PROFIT ALLIANCE INC
File No: 524097 File Code: 71 Date Recvd: 01-NOV-07 Status 1: R
Examiner: City: DAVENPORT State: IA Country: USA


PROPERTY MANAGEMENT BUSINESS SOLUTIONS LLC
File No: 524096 File Code: 71 Date Recvd: 01-NOV-07 Status 1: R
Examiner: City: LAYTON State: UT Country: USA


VESTUS NV LLC
File No: 524095 File Code: 71 Date Recvd: 01-NOV-07 Status 1: R
Examiner: City: BELLEVUE State: WA Country: USA


4 SEASONS MARKETING CORP
File No: 524099 File Code: 71 Date Recvd: 31-OCT-07 Status 1: R
Examiner: City: HOLBROOK State: NY Country: USA


TOTAL GOLF ADVENTURES FRANCHISE LLC
File No: 524098 File Code: 71 Date Recvd: 31-OCT-07 Status 1: R
Examiner: City: EL SEGUNDO State: CA Country: USA


DASHING DIVA FRANCHISE CORP
File No: 524037 File Code: 71 Date Recvd: 29-OCT-07 Status 1: R
Examiner: City: PORT WASHINGTON State: NY Country: USA


KNOWFAT FRANCHISE CO INC
File No: 524038 File Code: 71 Date Recvd: 29-OCT-07 Status 1: R
Examiner: City: NEWTON State: MA Country: USA


MINT CONDITION FRANCHISING INC
File No: 524036 File Code: 71 Date Recvd: 29-OCT-07 Status 1: R
Examiner: City: FORT MILL State: SC Country: USA


CONRAD FRANCHISE LLC
File No: 523883 File Code: 71 Date Recvd: 24-OCT-07 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


DOUBLETREE FRANCHISE LLC
File No: 523886 File Code: 71 Date Recvd: 24-OCT-07 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


EMBASSY SUITES FRANCHISE LLC
File No: 523885 File Code: 71 Date Recvd: 24-OCT-07 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


HAMPTON INNS FRANCHISE LLC
File No: 523884 File Code: 71 Date Recvd: 24-OCT-07 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


HILTON FRANCHISE LLC
File No: 523882 File Code: 71 Date Recvd: 24-OCT-07 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


HILTON GARDEN INNS FRANCHISE LLC
File No: 523881 File Code: 71 Date Recvd: 24-OCT-07 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


HOMEWOOD SUITES FRANCHISE LLC
File No: 523888 File Code: 71 Date Recvd: 24-OCT-07 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


WALDORF ASTORIA FRANCHISE LLC
File No: 523887 File Code: 71 Date Recvd: 24-OCT-07 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


FLIP FLOP SHOPS FRANCHISE CO LLC
File No: 523867 File Code: 71 Date Recvd: 23-OCT-07 Status 1: R
Examiner: City: KENNESAW State: GA Country: USA

REPORT ITEMS 17

Registration Filings Made with DFI's Securities Division between 22-OCT-07 and 02-NOV-07

FT 1541 STRATEGIC INCOME ADVANTAGE SELECT CLOSSED END
PORTFOLIO SERIES 10
File No: 524143 File Code: 5 Date Recvd: 02-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1552 MULTI SECOTR HIGH INCOME PORTFOLIO SERIES 2
File No: 524142 File Code: 5 Date Recvd: 02-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1553 SENIOR LOAN CLOSED END PORTFOLIO SERIES 11
File No: 524144 File Code: 5 Date Recvd: 02-NOV-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


STRATEGIC CORE ALL EQUITY PORTFOLIO SERIES 5
File No: 524141 File Code: 5 Date Recvd: 02-NOV-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


ARGUS TRUNAROUND STRATEGY PORTFOLIO 2007B
File No: 524076 File Code: 5 Date Recvd: 01-NOV-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


BAER JULIUS GLOBAL EQUITY FUND INC BJGEF CLASS R
File No: 524086 File Code: 3 Date Recvd: 01-NOV-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


BAER JULIUS GLOBAL EQUITY FUND INC BJGEF CONSULTANT CLASS
File No: 524087 File Code: 3 Date Recvd: 01-NOV-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


BAER JULIUS INVESTMENT FUNDS BAER JULIUS GLOBAL HIGH INCOME
FUND CONSULTANT CLASS
File No: 524083 File Code: 3 Date Recvd: 01-NOV-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


BAER JULIUS INVESTMENT FUNDS BAER JULIUS TOTAL RETURN BOND
FUND CLASS R
File No: 524084 File Code: 3 Date Recvd: 01-NOV-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


BAER JULIUS INVESTMENT FUNDS BAER JULIUS TOTAL RETURN BOND
FUND CONSULTANT CLASS
File No: 524085 File Code: 3 Date Recvd: 01-NOV-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


BAER JULIUS INVESTMENT FUNDS BAER JULIUS US MICROCAP FUND
CONSULTANT CLASS
File No: 524082 File Code: 3 Date Recvd: 01-NOV-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


BAER JULIUS INVESTMENT FUNDS BAER JULIUS US MULTICAP FUND
CONSULTANT CLASS
File No: 524079 File Code: 3 Date Recvd: 01-NOV-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


BAER JULIUS INVESTMENT FUNDS BAER JULIUS US MULTICAP FUND
CONSULTANT CLASS
File No: 524080 File Code: 3 Date Recvd: 01-NOV-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


BAER JULIUS INVESTMENT FUNDS BAER JULIUS US SMALLCAP FUND
CONSULTANT CLASS
File No: 524081 File Code: 3 Date Recvd: 01-NOV-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FORUM FUNDS WINSLOW GREEN SOLUTIONS FUND
File No: 524075 File Code: 3 Date Recvd: 01-NOV-07 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


HARDING LOEVNER FUNDS INC INTERNATIONAL SMALL CO POTFOLIO
INVESTOR CLASS
File No: 524078 File Code: 3 Date Recvd: 01-NOV-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


SCHWAB CHARLES FAMILY OF FUNDS SCHWAB CA AMT TAX FREE MONEY
FUND
File No: 524077 File Code: 3 Date Recvd: 01-NOV-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


INTREPID CAPITAL MANAGEMENT FUNDS TR INTREPID ALL CAP FUND
File No: 524056 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA

JPMORGAN TR 1 JPMORGAN US SMALL CO FUND CLASS A
File No: 524046 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN US SMALL CO FUND CLASS C
File No: 524047 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


LAUDUS TR LAUDUS EMERGING MARKETS FUND INSTITUTIONAL SHARES
File No: 524053 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


LAUDUS TR LAUDUS EMERGING MARKETS FUND INVESTOR SHARES
File No: 524054 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


LAUDUS TR LAUDUS EMERGING MARKETS FUND SELECT SHARES
File No: 524055 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


LAUDUS TR LAUDUS INTERNATIONAL FIXED INCOME FUND
INSTITUTIONAL SHARES
File No: 524050 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


LAUDUS TR LAUDUS INTERNATIONAL FIXED INCOME FUND INVESTOR
SHARES
File No: 524051 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


LAUDUS TR LAUDUS INTERNATIONAL FIXED INCOME FUND SELECT
SHARES
File No: 524052 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


NORTHERN LIGHTS FUND TR ARROW ALTERNATIVE SOLUTIONS FUND
ADVISOR CLASS
File No: 524049 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


NORTHERN LIGHTS FUND TR ARROW ALTERNATIVE SOLUTIONS FUND
CLASS A
File No: 524048 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


TR FOR PROFESSIONAL MANAGERS PMC INTERNATIONAL EQUITY FUND
File No: 524042 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


TR FOR PROFESSIONAL MANAGERS PMC LARGE CAP GROWTH FUND
File No: 524045 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


TR FOR PROFESSIONAL MANAGERS PMC LARGE CAP VALUE FUND
File No: 524044 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


TR FOR PROFESSIONAL MANAGERS PMC SMALL CAP CORE FUND
File No: 524043 File Code: 3 Date Recvd: 31-OCT-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


AMERICAN MONEY MANAGEMENT FUNDS FALLEN ANGELS INCOME FUND
File No: 524019 File Code: 3 Date Recvd: 30-OCT-07 Status 1: Z
Examiner: City: RANCHO SANTE FE State: CA Country: USA


AMERICAN MONEY MANAGEMENT FUNDS FALLEN ANGELS VALUE FUND
File No: 524020 File Code: 3 Date Recvd: 30-OCT-07 Status 1: Z
Examiner: City: RANCHO SANTE FE State: CA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 442 TARANTULA
ALL CP SELECT PORTFOLIO SERIES 3
File No: 524023 File Code: 5 Date Recvd: 30-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 442 ZACKS
SELECT PORTFOLIO SERIES 9
File No: 524024 File Code: 5 Date Recvd: 30-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 443 BIR
LEADERS PORTFOLIO SERIES 4
File No: 524025 File Code: 5 Date Recvd: 30-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1567 NORTHWEST PORTFOLIO SERIES
File No: 524022 File Code: 5 Date Recvd: 30-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1569 HOME BUILDERS PORTFOLIO SERIES
File No: 524021 File Code: 5 Date Recvd: 30-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


AMAIZING ENERGY HOLDING CO LLC
File No: 523967 File Code: 1 Date Recvd: 29-OCT-07 Status 1: P
Examiner: City: DENISON State: IA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 441 STRATEGIC
INCOME PORTFOLIO SERIES 17
File No: 523970 File Code: 5 Date Recvd: 29-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 441 TECHNOLOGY
PORTFOLIO SERIES 3
File No: 523969 File Code: 5 Date Recvd: 29-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1539 INCOME ALLOCATION CLOSED END PORTFOLIO NOVEMBER 2007
SERIES
File No: 523971 File Code: 5 Date Recvd: 29-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1540 DOW TARGET 10 NOV 07 TERM 11 28 08
File No: 523972 File Code: 5 Date Recvd: 29-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1540 DOW TARGET DVD NOV 07 TERM 01 30 09
File No: 523975 File Code: 5 Date Recvd: 29-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1540 TARGET DBL PLAY NOV 07 TERM 01 30 09
File No: 523976 File Code: 5 Date Recvd: 29-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1540 TARGET FOCUS 4 NOV 07 TERM 01 30 09
File No: 523973 File Code: 5 Date Recvd: 29-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1540 TARGET TRIAD NOV 07 TERM 01 30 09
File No: 523978 File Code: 5 Date Recvd: 29-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1540 TARGET VIP NOV 07 TERM 01 30 09
File No: 523974 File Code: 5 Date Recvd: 29-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1540 VALUE LINE R TARGET 25 NOV 07 TERM 01 30 09
File No: 523977 File Code: 5 Date Recvd: 29-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


SELECT 10 INDUSTRIAL PORTFOLIO 2007 6
File No: 523968 File Code: 5 Date Recvd: 29-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


PALADIN REALTY INCOME PROPERTIES INC
File No: 523928 File Code: 1 Date Recvd: 26-OCT-07 Status 1: P
Examiner: City: LOS ANGELES State: CA Country: USA


INSURED MUNICIPALS INCOME TR SERIES 528
File No: 523858 File Code: 5 Date Recvd: 24-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SCHWAB INVESTMENTS SCHWAB PREMIER INCOME FUND INSTITUTIONAL
SHARES
File No: 523859 File Code: 3 Date Recvd: 24-OCT-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


SCHWAB INVESTMENTS SCHWAB PREMIER INCOME FUND INVESTOR
SHARES
File No: 523860 File Code: 3 Date Recvd: 24-OCT-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


SCHWAB INVESTMENTS SCHWAB PREMIER INCOME FUND SELECT SHARES
File No: 523861 File Code: 3 Date Recvd: 24-OCT-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


AZZAD FUNDS AZZAD ETHICAL INCOME FUND
File No: 523797 File Code: 3 Date Recvd: 22-OCT-07 Status 1: Z
Examiner: City: FALLS CHURCH State: VA Country: USA


AZZAD FUNDS AZZAD ETHICAL MIDCAP FUND
File No: 523798 File Code: 3 Date Recvd: 22-OCT-07 Status 1: Z
Examiner: City: FALLS CHURCH State: VA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 402 CLAYMORE
ZACKS INCOME ADVANTAGE PORTFOLIO SERIES 1
File No: 523762 File Code: 5 Date Recvd: 22-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 429 CHINA
OPPORTUNITY PORTFOLIO SERIES 4
File No: 523764 File Code: 5 Date Recvd: 22-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 429 HEALTH CARE
PORTFOLIO SERIES 7
File No: 523763 File Code: 5 Date Recvd: 22-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1537 SELECT OPPORTUNITIES PORTFOLIO
File No: 523767 File Code: 5 Date Recvd: 22-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1546 EQUITY INCOME PORTFOLIO SERIES 15
File No: 523765 File Code: 5 Date Recvd: 22-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1547 STRATEGIC INCOME PLUS CLOSED END PORTFOLIO SERIES 4
File No: 523766 File Code: 5 Date Recvd: 22-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1565 VALUE ARCHITECTS GLOBAL EXPORTERS PORTFOLIO
File No: 523768 File Code: 5 Date Recvd: 22-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


OPPENHEIMER GLOBAL VALUE FUND CLASS A
File No: 523761 File Code: 3 Date Recvd: 22-OCT-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA

REPORT ITEMS 66



Last Updated: June 27, 2015