The power outage in Madison has impacted DFI phone lines. Please see our Home Page for further information.

Securities Filings for October 01, 2007 through October 12, 2007

Exemption Filings Made with DFI's Securities Division between 01-OCT-07 and 12-OCT-07

GLOBAL T & M HOLDINGS LLC
File No: 523540 File Code: 7 Date Recvd: 11-OCT-07 Status 1: F
Examiner: City: CLEVES State: OH Country: USA


RESOURCE REAL ESTATE INVESTORS 6 LP
File No: 523541 File Code: 7 Date Recvd: 11-OCT-07 Status 1: F
Examiner: City: PHILADELPHIA State: PA Country: USA

TX KEYSTONE 2007 NATURAL GAS LP 1
File No: 523539 File Code: 7 Date Recvd: 11-OCT-07 Status 1: F
Examiner: City: PITTSBURGH State: PA Country: USA


CROUPIER PRIVE PRIVATE EQUITY FUND LP
File No: 523528 File Code: 7 Date Recvd: 10-OCT-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


LEAF COMMERCIAL FINANCE FUND LLC
File No: 523532 File Code: 7 Date Recvd: 10-OCT-07 Status 1: F
Examiner: City: PHILADELPHIA State: PA Country: USA


PASSCO LAVEEN VILAGE S LLC
File No: 523524 File Code: 7 Date Recvd: 10-OCT-07 Status 1: F
Examiner: City: IRVINE State: CA Country: USA


ST LOUIS EQUITY FUND 2007 LLC
File No: 523523 File Code: 7 Date Recvd: 10-OCT-07 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


WI BANCSHARES INC
File No: 523533 File Code: 8 Date Recvd: 10-OCT-07 Status 1: P
Examiner: City: DALLAS State: TX Country: USA


DBSI NORTH AUSTIN UNITS LLC
File No: 523503 File Code: 7 Date Recvd: 09-OCT-07 Status 1: F
Examiner: City: MERIDIAN State: ID Country: USA


PENTA WATER CO INC
File No: 523504 File Code: 7 Date Recvd: 09-OCT-07 Status 1: F
Examiner: City: CARLSBAD State: CA Country: USA


ALLIED IRISH BANKS NORTH AMERICAS INC
File No: 523395 File Code: 7 Date Recvd: 08-OCT-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


IBG LLC
File No: 523396 File Code: 7 Date Recvd: 08-OCT-07 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


SARS CORP
File No: 523502 File Code: 7 Date Recvd: 08-OCT-07 Status 1: F
Examiner: City: BELLEVUE State: WA Country: USA


DIGITILITI INC
File No: 523509 File Code: 7 Date Recvd: 05-OCT-07 Status 1: F
Examiner: City: ST PAUL State: MN Country: USA


DYNAMIS VENTURE PARTNERS LP
File No: 523508 File Code: 7 Date Recvd: 05-OCT-07 Status 1: F
Examiner: City: CHARLOTTESVILLE State: VA Country: USA


GEMINI 305 W 39TH STREET LLC
File No: 523507 File Code: 7 Date Recvd: 05-OCT-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


NORTH MANCHESTER ETHANOL LLC
File No: 523506 File Code: 7 Date Recvd: 05-OCT-07 Status 1: F
Examiner: City: SIOUX FALLS State: SD Country: USA


SEIDLER OIL & GAS LP
File No: 523505 File Code: 7 Date Recvd: 05-OCT-07 Status 1: F
Examiner: City: ALVARADO State: TX Country: USA


BEAR CREEK SOUTHEAST UNIT 1H LP
File No: 523322 File Code: 7 Date Recvd: 04-OCT-07 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA


DIAMOND PEAK TRADERS LP
File No: 523321 File Code: 7 Date Recvd: 04-OCT-07 Status 1: F
Examiner: City: INCLINE VILLAGE State: NV Country: USA


FGG REHAB CARE FREDERICKSBURG LLC
File No: 523320 File Code: 7 Date Recvd: 04-OCT-07 Status 1: F
Examiner: City: SAN JOSE State: CA Country: USA


CORE GOVERNORS POINTE T LLC
File No: 523282 File Code: 7 Date Recvd: 03-OCT-07 Status 1: F
Examiner: City: NEW PORT BEACH State: CA Country: USA


DBSI MCMILLAN ROAD UNITS LLC
File No: 523319 File Code: 7 Date Recvd: 03-OCT-07 Status 1: F
Examiner: City: MERIDIAN State: ID Country: USA


ASTUTE CAPITAL FUND LLC
File No: 523233 File Code: 7 Date Recvd: 02-OCT-07 Status 1: F
Examiner: City: CARSLBAD State: CA Country: USA


ECI CORP
File No: 523231 File Code: 7 Date Recvd: 02-OCT-07 Status 1: F
Examiner: City: PALO ALTO State: CA Country: USA


MICRO PIPE FUND 1 LLC
File No: 523232 File Code: 7 Date Recvd: 02-OCT-07 Status 1: F
Examiner: City: CARLSBAD State: CA Country: USA


FREESTONE METALS PARTNERS LP
File No: 523163 File Code: 7 Date Recvd: 01-OCT-07 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


MARKLEY PARTNERS LLC
File No: 523161 File Code: 7 Date Recvd: 01-OCT-07 Status 1: F
Examiner: City: NORTHBROOK State: IL Country: USA


MT COOK PHARMA INC
File No: 523164 File Code: 7 Date Recvd: 01-OCT-07 Status 1: F
Examiner: City: PRINCETON State: NJ Country: USA


TIKUN PARTNERS LLC
File No: 523162 File Code: 7 Date Recvd: 01-OCT-07 Status 1: F
Examiner: City: NORTHBROOK State: IL Country: USA

REPORT ITEMS 30

Franchise Filings Made with DFI's Securities Division between 01-OCT-07 and 12-OCT-07

REMEDY INTELLIGENT STAFFING INC
File No: 523413 File Code: 71 Date Recvd: 08-OCT-07 Status 1: R
Examiner: City: SANTA BARBARA State: CA Country: USA


KING LOMBARDI ACQUISITIONS INC
File No: 523414 File Code: 71 Date Recvd: 05-OCT-07 Status 1: R
Examiner: City: FT LAUDERDALE State: FL Country: USA


VIVE BENE ENTERPRISES INC
File No: 523412 File Code: 71 Date Recvd: 05-OCT-07 Status 1: R
Examiner: City: ELGIN State: IL Country: USA


COFFEE BEANERY LTD
File No: 523338 File Code: 71 Date Recvd: 04-OCT-07 Status 1: R
Examiner: City: FLUSHING State: MI Country: USA


SUDDENLY SLENDER FRANCHISING USA LLC
File No: 523337 File Code: 71 Date Recvd: 03-OCT-07 Status 1: R
Examiner: City: CLEARWATER State: FL Country: USA


MAUI TACOS INTERNATIONAL INC
File No: 523244 File Code: 71 Date Recvd: 02-OCT-07 Status 1: R
Examiner: City: NEW ROCHELLE State: NY Country: USA


MIDWEST SPORTS DEVELOPMENT INC
File No: 523243 File Code: 71 Date Recvd: 02-OCT-07 Status 1: R
Examiner: City: LAKE FOREST State: IL Country: USA


BARBERS HAIRSTYLING FOR MEN & WOMEN INC
File No: 523245 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


BARBERS HAIRSTYLING FOR MEN & WOMEN INC
File No: 523247 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RPC ACQUISITION CORP
File No: 523180 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RUBY TUESDAY INC
File No: 523250 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MARYVILLE State: TN Country: USA


SUPERCUTS INC
File No: 523248 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


SYNERGY HOMECARE FRANCHISING LLC
File No: 523246 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: GILBERT State: AZ Country: USA


VICTORY LANE QUICK OIL CHANGE INC
File No: 523249 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: ANN ARBOR State: MI Country: USA

REPORT ITEMS 14

Registration Filings Made with DFI's Securities Division between 01-OCT-07 and 12-OCT-07

FT 1544 BASIC MATERIALS SELECT PORTFOLIO SERIES 3
File No: 523537 File Code: 5 Date Recvd: 11-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1545 DOW JONES GLOBAL TITANSSM PORTFOLIO SERIES 11
File No: 523538 File Code: 5 Date Recvd: 11-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CNI CHARTER FUNDS CNI CHARTER CORPORATE BOND FUND
INSTITUTIONAL CLASS
File No: 523536 File Code: 3 Date Recvd: 10-OCT-07 Status 1: Z
Examiner: City: BEVERLY HILLS State: CA Country: USA


CNI CHARTER FUNDS CNI CHARTER GOVERNMENT BOND FUND
INSTITUTIONAL CLASS
File No: 523535 File Code: 3 Date Recvd: 10-OCT-07 Status 1: Z
Examiner: City: BEVERLY HILLS State: CA Country: USA


CNL INCOME PROPERTIES INC
File No: 523527 File Code: 1 Date Recvd: 10-OCT-07 Status 1: P
Examiner: City: ORLANDO State: FL Country: USA


FT 1517 CONVERTIBLE & INCOME CLOSED END PORTFOLIO SERIES 10
File No: 523519 File Code: 5 Date Recvd: 10-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1518 TOTAL EQUITY ALLOCATION PORTFOLIO SERIES 9
File No: 523520 File Code: 5 Date Recvd: 10-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1529 GLOBAL INCOME CLOSED END PORTFOLIO SERIES 8
File No: 523521 File Code: 5 Date Recvd: 10-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1530 PIONEER PORTFOLIO OCTOBER 2007 SERIES
File No: 523522 File Code: 5 Date Recvd: 10-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


UBS PATHFINDERS TR TREASURY & GROWTH STOCK SERIES 32
File No: 523534 File Code: 5 Date Recvd: 10-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FORUM FUNDS DOVER LONG SHORT SECTOR FUND A SHARES
File No: 523511 File Code: 3 Date Recvd: 09-OCT-07 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


FORUM FUNDS DOVER LONG SHORT SECTOR FUND INSTITUTIONAL
SHARES
File No: 523510 File Code: 3 Date Recvd: 09-OCT-07 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


ARGUS TURNAROUND STRATEGY PORTFOLIO 2007A
File No: 523400 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


BIRINYI EQUITY TR SERIES 17
File No: 523402 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 437 CLOSED END
COVERED CALL & INCOME PORTFOLIO 2 YEAR SERIES 9
File No: 523392 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 437 CLOSED END
COVERED CALL & INCOME PORTFOLIO SERIES 8
File No: 523391 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 437 CLOSED END
EQUITY & INCOME PORTFOLIO SERIES 12
File No: 523390 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 437 DIVERSIFIED
DIVIDEND & INCOME PORTFOLIO SERIES 5
File No: 523389 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 437 EQUITY
DIVIDEND PORTFOLIO 2 YEAR SERIES 19
File No: 523388 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
CLOSED END STRATEGY COHEN & STEERS MASTER EQUITY & INCOME
PORTFOLIO SERIES 7
File No: 523404 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY COHEN & STEERS MASTER INCOME PORTFOLIO
SERIES 13
File No: 523403 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY COHEN & STEERS MASTER MUNICIPAL INCOME
PORTFOLIO NATIONAL SERIES 10
File No: 523405 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY SENIOR LOAN & LTD DURATION PORTFOLIO
SERIES 14
File No: 523406 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


COLLEGE LOAN PROGRAM LLC
File No: 523385 File Code: 1 Date Recvd: 08-OCT-07 Status 1: P
Examiner: City: POWAY State: CA Country: USA


ENHANCED INDEX STRATEGIES PORTFOLIO 2007 4
File No: 523411 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FOCUS VALUE PORTFOLIO SERIES 25
File No: 523401 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


HATTARAS MULTI STRATEGY INSTITUTIONAL FUND LP
File No: 523394 File Code: 1 Date Recvd: 08-OCT-07 Status 1: P
Examiner: City: RALEIGH State: NC Country: USA


HATTARAS MULTI STRATEGY TEI INSTITUTIONAL FUND LP
File No: 523393 File Code: 1 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: RALEIGH State: NC Country: USA


INFRASTRUCTURE OPPORTUNITY PORTFOLIO SERIES 1
File No: 523399 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


KBS REAL ESTATE INVESTMENT TR 2 INC
File No: 523386 File Code: 1 Date Recvd: 08-OCT-07 Status 1: P
Examiner: City: NEWPORT BEACH State: CA Country: USA


LARGE CAP GROWTH STRATEGY PORTFOLIO 2007 4
File No: 523408 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


LARGE CAP VALUE STRATEGY PORTFOLIO 2007 4
File No: 523409 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


MULTI STRATEGY SERIES CORE EQUITY ALLOCATION PORTFOLIO
2007 4
File No: 523410 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


S&P DIVIDEND GROWTH OPPORTUNITIES TR SERIES 10
File No: 523387 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SELECT GROWTH TR OCTOBER 2007 SERIES
File No: 523407 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
INTERNATIONAL EQUITY FUND CLASS C
File No: 523382 File Code: 3 Date Recvd: 06-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
INTERNATIONAL EQUITY FUND CLASS D
File No: 523383 File Code: 3 Date Recvd: 06-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY OPPORTUNITY TR DIVIDEND INCOME VALUE STRATEGY
SERIES 2007E
File No: 523375 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY OPPORTUNITY TR DIVIDEND RULER SERIES 2007D
File No: 523376 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1513 LATIN AMERICA PORTFOLIO SERIES 4
File No: 523517 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1514 INTERNATIONAL PORTFOLIO SERIES 12
File No: 523514 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1514 LARGE CAP GROWTH PORTFOLIO SERIES 12
File No: 523512 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1514 LARGE CAP VALUE PORTFOLIO SERIES 12
File No: 523513 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1514 MID CAP PORTFOLIO SERIES 12
File No: 523515 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1514 SMALL CAP PORTFOLIO SERIES 12
File No: 523516 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
INTERNATIONAL EQUITY FUND CLASS A
File No: 523379 File Code: 3 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
INTERNATIONAL EQUITY FUND CLASS B
File No: 523380 File Code: 3 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
LARGE CAP EQUITY FUND CLASS A
File No: 523377 File Code: 3 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
LARGE CAP EQUITY FUND CLASS B
File No: 523378 File Code: 3 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
LARGE CAP EQUITY FUND CLASS C
File No: 523384 File Code: 3 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
LARGE CAP EQUITY FUND CLASS D
File No: 523381 File Code: 3 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR S&P COMPETITIVE ADVANTAGE PORTFOLIO 2007
SERIES C
File No: 523318 File Code: 5 Date Recvd: 04-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


UBS EVENT FUND LLC
File No: 523317 File Code: 1 Date Recvd: 04-OCT-07 Status 1: P
Examiner: City: NEW YORK State: NY Country: USA


INTEGRITY FUNDS INTEGRITY TOTAL RETURN FUND CLASS A
File No: 523280 File Code: 3 Date Recvd: 03-OCT-07 Status 1: R
Examiner: City: MINOT State: ND Country: USA


INTEGRITY FUNDS INTEGRITY TOTAL RETURN INCOME FUND CLASS C
File No: 523281 File Code: 3 Date Recvd: 03-OCT-07 Status 1: R
Examiner: City: MINOT State: ND Country: USA


OPPENHEIMER SENIOR FLOATING RATE FUND CLASS Y
File No: 523230 File Code: 1 Date Recvd: 02-OCT-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


EQUITY FOCUS TR STRATEGIC 10 A PLUS PORTFOLIO 2007 SERIES D
File No: 523156 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR STRATEGIC 10 PLUS PORTFOLIO 2007 SERIES C
File No: 523157 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1512 EMERGING MARKETS PORTFOLIO SERIES 6
File No: 523155 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1512 PHARMACEUTICAL SELECT PORTFOLIO SERIES 23
File No: 523154 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1524 ETF EQUITY ALLOCATION PORTFOLIO 4TH QUARTER 2007
SERIES
File No: 523152 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1525 ETF EQUITY GROWTH & INCOME PORTFOLIO 4TH QUARTER
2007 SERIES
File No: 523153 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNICIPALS INCOME TR SERIES 527
File No: 523159 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


PRICE T ROWE INSTITUTIONAL EQUITY FUNDS INC PTRI US
STRUCTURED RESEARCH FUND
File No: 523160 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


RIVERSOURCE BOND SERIES INC RIVERSOURCE CORE BOND FUND CLASS
R5
File No: 523202 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE DIMENSIONS SERIES INC RIVERSOURCE DISCIPLINED
SMALL CAP VALUE FUND CLASS R5
File No: 523203 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE DIVERSIFIED INCOME SERIES INC RIVERSOURCE
DIVERSIFIED BOND FUND CLASS R5
File No: 523204 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE GLOBAL SERIES INC RIVERSOURCE GLOBAL EQUITY FUND
CLASS R5
File No: 523205 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE HIGH YIELD INCOME SERIES INC RHY BOND FUND CLASS
R5
File No: 523206 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE INTERNATIONAL SERIES INC RIVERSOURCE
INTERNATIONAL OPPORTUNITY FUND CLASS R5
File No: 523207 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE INVESTMENT SERIES INC RIVERSOURCE DISCIPLINED
LARGE CAP GROWTH FUND CLASS R5
File No: 523208 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE INVESTMENT SERIES INC RIVERSOURCE DIVERSIFIED
EQUITY INCOME FUND CLASS R5
File No: 523209 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE INVESTMENT SERIES INC RIVERSOURCE MID CAP VALUE
FUND CLASS R5
File No: 523210 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE LARGE CAP SERIES INC RIVERSOURCE DISCIPLINED
EQUITY FUND CLASS R5
File No: 523211 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE LARGE CAP SERIES INC RIVERSOURCE GROWTH FUND
CLASS R5
File No: 523212 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE LARGE CAP SERIES INC RLC EQUITY FUND CLASS R5
File No: 523213 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE LARGE CAP SERIES INC RLC VALUE FUND CLASS R5
File No: 523214 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE MANAGERS SERIES INC RIVERSOURCE AGGRESSIVE
GROWTH FUND CLASS R5
File No: 523215 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE MANAGERS SERIES INC RIVERSOURCE SMALL CAP VALUE
FUND CLASS R5
File No: 523216 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE MONEY MARKET SERIES INC RIVERSOURCE CASH
MANAGEMENT FUND CLASS R5
File No: 523217 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2010 CLASS R5
File No: 523222 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2015 CLASS R5
File No: 523225 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2020 CLASS R5
File No: 523224 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2025 CLASS R5
File No: 523223 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2030 CLASS R5
File No: 523221 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2035 CLASS R5
File No: 523219 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2040 CLASS R5
File No: 523218 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2045 CLASS R5
File No: 523220 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE STRATEGIC ALLOCATION SERIES INC RSA FUND CLASS
R5
File No: 523226 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE STRATEGY SERIES INC RIVERSOURCE EQUITY VALUE
FUND CLASS R5
File No: 523229 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE STRATEGY SERIES INC RIVERSOURCE SMALL CAP
ADVANTAGE FUND CLASS R5
File No: 523227 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE STRATEGY SERIES INC RIVERSOURCE SMALL CAP GROWTH
FUND CLASS R5
File No: 523228 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


WASATCH FUNDS INC WASATCH EMERGING MARKETS SMALL CAP FUND
File No: 523158 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: SALT ALKE CITY State: UT Country: USA

REPORT ITEMS 93



Last Updated: June 27, 2015