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Securities Filings for August 27, 2007 through September 07, 2007

Exemption Filings Made with DFI's Securities Division between 27-AUG-07 and 07-SEP-07

ADVANCED EQUITIES TRIANGLE ACQUISITION 2 LLC
File No: 522315 File Code: 7 Date Recvd: 06-SEP-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


INVESTORS GROWTH FUND LLC
File No: 522314 File Code: 7 Date Recvd: 06-SEP-07 Status 1: F
Examiner: City: PARK RIDGE State: IL Country: USA

TAMARACK PETROLEUM CO INC
File No: 522316 File Code: 7 Date Recvd: 06-SEP-07 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


TIDAL PETROLEUM INC MARTENS 1 DRILLING PROGRAM
File No: 522317 File Code: 7 Date Recvd: 06-SEP-07 Status 1: F
Examiner: City: SCHERTZ State: TX Country: USA


CASE GRANDE CORNERS LLC
File No: 522205 File Code: 7 Date Recvd: 05-SEP-07 Status 1: F
Examiner: City: BAINBRIDGE ISLAND State: WA Country: USA


SPECIALIZED TRANSPORTATION AGENT GROUP INC
File No: 522206 File Code: 7 Date Recvd: 05-SEP-07 Status 1: F
Examiner: City: FORT WAYNE State: IN Country: USA


ACTIVE POWER INC
File No: 522154 File Code: 7 Date Recvd: 04-SEP-07 Status 1: F
Examiner: City: AUSTON State: TX Country: USA


AIM SERVICES CO LTD
File No: 522152 File Code: 18 Date Recvd: 04-SEP-07 Status 1: F
Examiner: City: State: Country: USA


COLE GROWTH OPPORTUNITY FUND 1 LP
File No: 522150 File Code: 7 Date Recvd: 04-SEP-07 Status 1: F
Examiner: City: PHOENIX State: AZ Country: USA


KARDIA HEALTH SYSTEMS INC
File No: 522153 File Code: 7 Date Recvd: 04-SEP-07 Status 1: F
Examiner: City: MINNEAPOLIS State: MN Country: USA


REEF WHITE CASTLE FIELD 2007 1 JOINT VENTURE
File No: 522151 File Code: 7 Date Recvd: 04-SEP-07 Status 1: F
Examiner: City: RICHARDWON State: TX Country: USA


C R JADE PARTNERS LP
File No: 521977 File Code: 7 Date Recvd: 31-AUG-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


DIGITILITI INC
File No: 521975 File Code: 7 Date Recvd: 31-AUG-07 Status 1: F
Examiner: City: ST PAUL State: MN Country: USA


HOUSING PARTNERS INC
File No: 521979 File Code: 7 Date Recvd: 31-AUG-07 Status 1: F
Examiner: City: COLORADO SPRINGS State: CO Country: USA


MEDAFOR INC
File No: 521980 File Code: 7 Date Recvd: 31-AUG-07 Status 1: F
Examiner: City: MINNEAPOLIS State: MN Country: USA


OZALOT AUSTRALIA LP
File No: 521978 File Code: 7 Date Recvd: 31-AUG-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SEAFARER EXPLORATION INC
File No: 521976 File Code: 7 Date Recvd: 31-AUG-07 Status 1: F
Examiner: City: ST PETERSBURG State: FL Country: USA


W L FIELD 2 PROJECT JOINT VENTURE
File No: 521974 File Code: 7 Date Recvd: 31-AUG-07 Status 1: F
Examiner: City: SAN ANTIONIO State: TX Country: USA


NNN RIVERWOOD PLACE LLC
File No: 521901 File Code: 7 Date Recvd: 30-AUG-07 Status 1: F
Examiner: City: SANTA ANA State: CA Country: USA


IMAGO SCIENTIFIC INSTRUMENTS CORP
File No: 521821 File Code: 7 Date Recvd: 29-AUG-07 Status 1: F
Examiner: City: MADISON State: WI Country: USA


SEA VENTURE MINARD 2007 LP
File No: 521820 File Code: 7 Date Recvd: 29-AUG-07 Status 1: F
Examiner: City: PITTSBURGH State: PA Country: USA


SIGULER GUFF BRIC OPPORTUNITIES 2 ASW FUND LLC
File No: 521819 File Code: 7 Date Recvd: 29-AUG-07 Status 1: F
Examiner: City: CHARLOTTE State: NC Country: USA


ENVISION SOLAR LLC
File No: 521540 File Code: 7 Date Recvd: 28-AUG-07 Status 1: F
Examiner: City: LA JOLLA State: CA Country: USA


MORGAN STANLEY INFRASTRUCTURE PARTNERS LP
File No: 521539 File Code: 7 Date Recvd: 28-AUG-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY OFFSHORE INFRASTRUCTURE PARTNERS LP
File No: 521538 File Code: 7 Date Recvd: 28-AUG-07 Status 1: F
Examiner: City: GRAND CAYMAN State: Country: CAYMAN ISL


AETHLON MEDICAL INC
File No: 521509 File Code: 7 Date Recvd: 27-AUG-07 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


AMBER ALERT SAFETY CENTERS INC
File No: 521541 File Code: 7 Date Recvd: 27-AUG-07 Status 1: F
Examiner: City: WARREN State: NJ Country: USA


CELEBRITY INC
File No: 521508 File Code: 7 Date Recvd: 27-AUG-07 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


WRIGHTWOOD CAPITAL HIGH YIELD PARTNERS 2 LP
File No: 521510 File Code: 7 Date Recvd: 27-AUG-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA

REPORT ITEMS 29

Franchise Filings Made with DFI's Securities Division between 27-AUG-07 and 07-SEP-07

FIREHOUSE OF AMERICA LLC
File No: 522225 File Code: 71 Date Recvd: 04-SEP-07 Status 1: R
Examiner: City: JACKSONVILLE State: FL Country: USA


JANI KING FRANCHISING INC
File No: 522224 File Code: 71 Date Recvd: 04-SEP-07 Status 1: R
Examiner: City: ADDISON State: TX Country: USA


JOHNNY ROCKETS LICENSING CORP
File No: 522226 File Code: 71 Date Recvd: 04-SEP-07 Status 1: R
Examiner: City: LAKE FOREST State: CA Country: USA


KIDVILLE FRANCHISE CO LLC
File No: 522227 File Code: 71 Date Recvd: 04-SEP-07 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TACO DEL MAR FRANCHISING CORP
File No: 522228 File Code: 71 Date Recvd: 04-SEP-07 Status 1: R
Examiner: City: SEATTLE State: WA Country: USA


TACO DEL MAR FRANCHISING CORP
File No: 522229 File Code: 71 Date Recvd: 04-SEP-07 Status 1: R
Examiner: City: SEATTLE State: WA Country: USA


SMALLBIZPROS INC
File No: 522006 File Code: 71 Date Recvd: 31-AUG-07 Status 1: R
Examiner: City: ATLANTA State: GA Country: USA


SANDSTROM ONTV CO
File No: 521909 File Code: 71 Date Recvd: 30-AUG-07 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country: USA


5 GUYS ENTERPRISES LLC
File No: 521553 File Code: 71 Date Recvd: 28-AUG-07 Status 1: R
Examiner: City: LORTON State: VA Country: USA


HRG AFFILIATES LLC
File No: 521910 File Code: 71 Date Recvd: 28-AUG-07 Status 1: R
Examiner: City: STAMFORD State: CT Country: USA


MOES FRANCHISOR LLC
File No: 521911 File Code: 71 Date Recvd: 28-AUG-07 Status 1: R
Examiner: City: ATLANTA State: GA Country: USA


ADVANTAGE LICENSING LLC
File No: 521554 File Code: 71 Date Recvd: 27-AUG-07 Status 1: R
Examiner: City: SAN ANTONIO State: TX Country: USA

REPORT ITEMS 12

Registration Filings Made with DFI's Securities Division between 27-AUG-07 and 07-SEP-07

DOW JONES TOTAL MARKET PORTFOLIO ENHANCED INDEX STRATEGY
2007 3
File No: 522326 File Code: 5 Date Recvd: 07-SEP-07 Status 1: Z
Examiner: City: OAKBROKK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY BASIC MATERIALS PORTFOLIO 2007 3
File No: 522322 File Code: 5 Date Recvd: 07-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY CONSUMER GOODS & SERVICES PORTFOLIO
2007 3
File No: 522325 File Code: 5 Date Recvd: 07-SEP-07 Status 1: Z
Examiner: City: OAKBROKK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY ENERGY PORTFOLIO 2007 3
File No: 522321 File Code: 5 Date Recvd: 07-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY FINANCIAL PORTFOLIO 2007 3
File No: 522320 File Code: 5 Date Recvd: 07-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY HEALTH CARE PORTFOLIO 2007 3
File No: 522319 File Code: 3 Date Recvd: 07-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY SECTOR ROTATION PORTFOLIO 2007 3
File No: 522324 File Code: 5 Date Recvd: 07-SEP-07 Status 1: Z
Examiner: City: OAKBROKK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY TECHNOLOGY PORTFOLIO 2007 3
File No: 522318 File Code: 5 Date Recvd: 07-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY UTILITIES PORTFOLIO 2007 3
File No: 522323 File Code: 5 Date Recvd: 07-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1505 COVERED CAL SELECT CLOSED END PORTFOLIO SERIES 6
File No: 522329 File Code: 5 Date Recvd: 07-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1511 AEROSPACE & DEFENSE PORTFOLIO SERIES 6
File No: 522327 File Code: 5 Date Recvd: 07-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1511 GREATER ASIA PORTFOLIO SERIES
File No: 522328 File Code: 5 Date Recvd: 07-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS MUNICIPAL
PORTFOLIO ADMINISTRATIVE CLASS
File No: 522336 File Code: 3 Date Recvd: 06-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS MUNICIPAL
PORTFOLIO CAPITAL CLASS
File No: 522335 File Code: 3 Date Recvd: 06-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS MUNICIPAL
PORTOFLIO CASH MANAGEMENT CLASS
File No: 522334 File Code: 3 Date Recvd: 06-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS MUNICIPAL
PORTOFLIO INSTITUTIONAL CLASS
File No: 522333 File Code: 3 Date Recvd: 06-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS MUNICIPAL
PORTOFLIO PREMIER CLASS
File No: 522332 File Code: 3 Date Recvd: 06-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS MUNICIPAL
PORTOFLIO SELECT CLASS
File No: 522331 File Code: 3 Date Recvd: 06-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS MUNICIPAL
PORTOFLIO SERVICE CLASS
File No: 522330 File Code: 3 Date Recvd: 06-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS TX EX
PORTFOLIO ADMINISTRATIVE CLASS
File No: 522343 File Code: 3 Date Recvd: 06-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS TX EX
PORTFOLIO CAPITAL CLASS
File No: 522342 File Code: 3 Date Recvd: 06-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS TX EX
PORTFOLIO CASH MANAGEMENT CLASS
File No: 522341 File Code: 3 Date Recvd: 06-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS TX EX
PORTFOLIO INSTITUTIONAL CLASS
File No: 522340 File Code: 3 Date Recvd: 06-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS TX EX
PORTFOLIO PREMIER CLASS
File No: 522339 File Code: 3 Date Recvd: 06-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS TX EX
PORTFOLIO SELECT CLASS
File No: 522338 File Code: 3 Date Recvd: 06-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS TX EX
PORTFOLIO SERVICE CLASS
File No: 522337 File Code: 3 Date Recvd: 06-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


HOUSE OF REFUGE APOSTOLIC CHURCH
File No: 522204 File Code: 2 Date Recvd: 05-SEP-07 Status 1: P
Examiner: MJS City: OSSINING State: NY Country: USA


FT 1504 DIVIDEND INCOME CLOSED END PORTFOLIO SERIES 7
File No: 522149 File Code: 5 Date Recvd: 04-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1509 MEGA CUP PORTFOLIO SERIES 2
File No: 522148 File Code: 5 Date Recvd: 04-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CENTRAL EQUITY TR DIVERSIFIED INCOME SERIES 28
File No: 521970 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 426 MULTIPLE
ASSET PORTFOLIO PLUS 2 YEAR SERIES 20
File No: 521963 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 426 MULTIPLE
ASSET PORTFOLIO SERIES 13
File No: 521964 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1502 ALTERNATIVE ENERGY SELECT PORTFOLIO SERIES 3
File No: 521967 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1502 ENERGY SELECT PORTFOLIO SERIES 23
File No: 521965 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1502 HEALTH CARE PORTFOLIO SERIES 5
File No: 521966 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1502 WATER & UTILITY INFRASTRUCTURE SELECT PORTFOLIO
SERIES 5
File No: 521968 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNITICPALS INCOME TR SERIES 526
File No: 521969 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN REAL ESTATE
FUND INSTITUTIONAL CLASS
File No: 521973 File Code: 3 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN REAL ESTATE
FUND TR CLASS
File No: 521972 File Code: 3 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


SELECT 10 INDUSTRIAL PORTFOLIO 2007 5
File No: 521971 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SENIOR VARIABLE RATE CLOSED END PORTFOLIO SERIES 10
File No: 521962 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


NATIONAL HOUSE CARE INC
File No: 521899 File Code: 2 Date Recvd: 30-AUG-07 Status 1: P
Examiner: MJS City: ATLANTA State: GA Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2010
PORTFOLIO CLASS A
File No: 521850 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2010
PORTFOLIO INSTITUTIONAL SHARES
File No: 521852 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2010
PORTFOLIO SERVICE SHARES
File No: 521851 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2015
PORTFOLIO CLASS A
File No: 521855 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2015
PORTFOLIO INSTITUTIONAL SHARES
File No: 521853 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2015
PORTFOLIO SERVICE SHARES
File No: 521854 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2020
PORTFOLIO CLASS A
File No: 521856 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2020
PORTFOLIO INSTITUTIONAL SHARES
File No: 521858 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2020
PORTFOLIO SERVICE SHARES
File No: 521857 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2030
PORTFOLIO CLASS A
File No: 521861 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2030
PORTFOLIO INSTITUTIONAL SHARES
File No: 521859 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2030
PORTFOLIO SERVICE SHARES
File No: 521860 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2040
PORTFOLIO CLASS A
File No: 521862 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2040
PORTFOLIO INSTITUTIONAL SHARES
File No: 521864 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2040
PORTFOLIO SERVICE SHARES
File No: 521863 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2050
PORTFOLIO CLASS A
File No: 521867 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2050
PORTFOLIO INSTITUTIONAL SHARES
File No: 521865 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2050
PORTFOLIO SERVICE SHARES
File No: 521866 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


HANCOCK JOHN BOND TR HANCOCK HIGH YIELD FUND CLASS I
File No: 521868 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


PATRIOT TR CANADIAN ENERGY INCOME TR 2007 SERIES A
File No: 521537 File Code: 5 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: LIVINGSTON State: NJ Country: USA


ADVISORS INNER CIRCLE FUND CAMBIAR AGGRESSIVE VALUE FUND
INVESTOR CLASS
File No: 521734 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


BEHRINGER HARVARD OPPORTUNITY REIT 1 INC
File No: 522007 File Code: 1 Date Recvd: 28-AUG-07 Status 1: P
Examiner: City: ADDISON State: TX Country: USA


BEHRINGER HARVARD REIT 2 INC
File No: 521536 File Code: 1 Date Recvd: 28-AUG-07 Status 1: P
Examiner: City: ADDISON State: TX Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR CA TAX FREE MONEY MARKET
FUND CLASS A
File No: 521839 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR CA TAX FREE MONEY MARKET
FUND CLASS D
File No: 521840 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR CA TAX FREE MONEY MARKET
FUND CLASS Y
File No: 521841 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR NY TAX FREE MONEY MARKET
FUND CLASS A
File No: 521842 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR NY TAX FREE MONEY MARKET
FUND CLASS D SHARES PRIVATE SHARES
File No: 521844 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR NY TAX FREE MONEY MARKET
FUND CLASS Y
File No: 521843 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR TAX FREE MONEY MARKET FUND
CLASS A
File No: 521845 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR TAX FREE MONEY MARKET FUND
CLASS D
File No: 521846 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR TAX FREE MONEY MARKET FUND
CLASS I
File No: 521847 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR TAX FREE MONEY MARKET FUND
CLASS Y
File No: 521848 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US GOVERNMENT MONEY MARKET
FUND CLASS A
File No: 521831 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US GOVERNMENT MONEY MARKET
FUND CLASS D SHARES PRIVATE SHARES
File No: 521834 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US GOVERNMENT MONEY MARKET
FUND CLASS I
File No: 521832 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US GOVERNMENT MONEY MARKET
FUND CLASS Y
File No: 521833 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US TREASURY MONEY MARKET
FUND CLASS A
File No: 521835 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US TREASURY MONEY MARKET
FUND CLASS D
File No: 521836 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US TREASURY MONEY MARKET
FUND CLASS I
File No: 521837 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US TREASURY MONEY MARKET
FUND CLASS Y
File No: 521838 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC MONEY MARKET FUND CLASS A
File No: 521849 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 435 TARANTULA
INTERNATIONAL ALL CAP PORTFOLIO SERIES 1
File No: 521498 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 435 TARANTULA
US ALL CAP PORTFOLIO SERIES 1
File No: 521499 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


EATON VANCE MUTUAL FUNDS TR EATON VANCE TAX MANAGED DIVIDEND
INCOME FUND CLASS I
File No: 521497 File Code: 3 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FT 1470 DOW TARGET 10 SEPT 07 TERM 9 30 08
File No: 521506 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1470 DOW TARGET DVD SEPT 07 TERM 11 28 08
File No: 521505 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1470 TARGET BDBL PLAY SEPT 07 TERM 11 28 08
File No: 521504 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1470 TARGET FOCUS 4 SEPT 07 TERM 11 28 08
File No: 521501 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1470 TARGET TRIAD SEPT 07 TERM 11 28 08
File No: 521500 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1470 TARGET VIP SEPT 07 TERM 11 28 08
File No: 521503 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1470 VALUE LINE R TARGET 25 SEPT 07 TERM 11 28 08
File No: 521502 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1497 INCOME ALLOCATION CLOSED END PORTFOLIO SEPTEMBER
2007 SERIES
File No: 521507 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

REPORT ITEMS 95



Last Updated: June 27, 2015