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Securities Filings for July 09, 2007 through July 20, 2007

Exemption Filings Made with DFI's Securities Division 09-JUL-07 - 20-JUL-07

ASCOT RESOURCES LTD
File No: 518893 File Code: 7 Date Recvd: 20-JUL-07 Status 1: F
Examiner: City: VOUCOUVER BC V6C 2B3 State: Country: CANADA


JOPLIN MO CITY OF INDUSTRIAL DEVELOPMENT AUTHORITY OF JOPLIN
LEASED HOUSING ASSOC PROJECT
File No: 518895 File Code: 17 Date Recvd: 20-JUL-07 Status 1: F
Examiner: City: JOPLIN State: MO Country: USA


LIBERATOR MEDICAL HOLDINGS INC
File No: 518892 File Code: 7 Date Recvd: 20-JUL-07 Status 1: F
Examiner: City: STUART State: FL Country: USA


PIONEER SURGICAL TECHNOLOGY INC
File No: 518894 File Code: 7 Date Recvd: 20-JUL-07 Status 1: F
Examiner: City: MARQUETTE State: MI Country: USA


SFK SFGC LLC
File No: 518896 File Code: 7 Date Recvd: 20-JUL-07 Status 1: F
Examiner: City: PORTLAND State: OR Country: USA


WEXTRUST CAPITAL LLC
File No: 518891 File Code: 7 Date Recvd: 20-JUL-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


CREATION LABS
File No: 518761 File Code: 7 Date Recvd: 18-JUL-07 Status 1: F
Examiner: City: ROSEVILLE State: CA Country: USA


CS MATLIN PATTERSON GOP 3 LP
File No: 518762 File Code: 7 Date Recvd: 18-JUL-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SCOGGIN CAPITAL MANAGEMENT LP
File No: 518760 File Code: 7 Date Recvd: 18-JUL-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SCOGGIN CAPITAL MANAGEMENT LP 2
File No: 518759 File Code: 7 Date Recvd: 18-JUL-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


BPG INVESTMENT PARTNERSHIP 8 LP
File No: 518690 File Code: 7 Date Recvd: 17-JUL-07 Status 1: F
Examiner: City: YARDLEY State: PA Country: USA


LODI STATION LLC
File No: 518689 File Code: 7 Date Recvd: 17-JUL-07 Status 1: F
Examiner: City: WOODLAND HILLS State: CA Country: USA


ENERGY PHOTOVOLTAICS INC
File No: 518621 File Code: 7 Date Recvd: 16-JUL-07 Status 1: F
Examiner: City: ROBBINSVILLE State: NJ Country: USA


GRAND VOW LLC
File No: 518691 File Code: 7 Date Recvd: 16-JUL-07 Status 1: F
Examiner: City: LOUISVILLE State: KY Country: USA


VIOQUEST PHARMACEUTICALS INC
File No: 518618 File Code: 7 Date Recvd: 16-JUL-07 Status 1: F
Examiner: City: BASKING RIDGE State: NJ Country: USA


WORLD TRANSFERS INC
File No: 518619 File Code: 7 Date Recvd: 16-JUL-07 Status 1: F
Examiner: City: CHATSWORTH State: CA Country: USA


ICUITI CORP
File No: 518590 File Code: 7 Date Recvd: 13-JUL-07 Status 1: F
Examiner: City: ROCHESTER State: NY Country: USA


VARIETAL DISTRIBUTION HOLDINS LLC
File No: 518591 File Code: 7 Date Recvd: 13-JUL-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


BANCTEC INC
File No: 518556 File Code: 7 Date Recvd: 12-JUL-07 Status 1: F
Examiner: City: IRVING State: TX Country: USA


PIXELOPTICS INC
File No: 518557 File Code: 7 Date Recvd: 12-JUL-07 Status 1: F
Examiner: City: ROANOKE State: VA Country: USA


WALLACE BAJJALI INVESTMENT FUND 2 LP
File No: 518558 File Code: 7 Date Recvd: 12-JUL-07 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


ABLATION FRONTIERS INC
File No: 518528 File Code: 7 Date Recvd: 11-JUL-07 Status 1: F
Examiner: City: CARLSBAD State: CA Country: USA


ADVANCED EQUITIES ALTRA INVESTMENTS 4 LLC
File No: 518524 File Code: 7 Date Recvd: 11-JUL-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ADVANCED EQUITIES EASIC INVESTMENTS 2 LLC
File No: 518523 File Code: 7 Date Recvd: 11-JUL-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


AQUILO PARTNERS LLC
File No: 518525 File Code: 7 Date Recvd: 11-JUL-07 Status 1: F
Examiner: City: NORTHBROOK State: IL Country: USA


BATEMAN STREET PARTNERS LLC
File No: 518527 File Code: 7 Date Recvd: 11-JUL-07 Status 1: F
Examiner: City: NORTHBROOK State: IL Country: USA


CASS COUNTY ND HOSPICE OF THE RED RIVER VALLEY PROJECT
File No: 518561 File Code: 17 Date Recvd: 11-JUL-07 Status 1: F
Examiner: RES City: State: ND Country: USA


INTERSTATE GAS MARKETING 2007 1 LP
File No: 518530 File Code: 7 Date Recvd: 11-JUL-07 Status 1: F
Examiner: City: INDIANA State: PA Country: USA


NEUROSCIENCES INC
File No: 518560 File Code: 18 Date Recvd: 11-JUL-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


RADARFIND CORP
File No: 518529 File Code: 7 Date Recvd: 11-JUL-07 Status 1: F
Examiner: City: RESEARCH TRIANGLE PARK State: NC Country: USA


SOUTHERN HEMISPHERE PARTNERS LLC
File No: 518526 File Code: 7 Date Recvd: 11-JUL-07 Status 1: F
Examiner: City: NORTHBROOK State: IL Country: USA


ARGYLE ENERGY 2007 1 2 WELL DRILLING PROGRAM LP
File No: 518483 File Code: 7 Date Recvd: 10-JUL-07 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


ATLANTIC REALTY LLC
File No: 518485 File Code: 7 Date Recvd: 10-JUL-07 Status 1: F
Examiner: City: FRAMINGHAM State: MA Country: USA


GENEVE BIO INC
File No: 518482 File Code: 7 Date Recvd: 10-JUL-07 Status 1: F
Examiner: City: WHEELING State: IL Country: USA


TACTICAL EAUITY PARTNERS LP
File No: 518484 File Code: 7 Date Recvd: 10-JUL-07 Status 1: F
Examiner: City: MILLBURN State: NJ Country: USA


IVORY FAGSHIP FUND LTD
File No: 518244 File Code: 7 Date Recvd: 09-JUL-07 Status 1: F
Examiner: City: GEORGETOWN GRAND CAYMAN State: Country: CAYMAN ISL


MARION ETHANOL LLC
File No: 518243 File Code: 7 Date Recvd: 09-JUL-07 Status 1: F
Examiner: City: SIOUX FALLS State: SD Country: USA


MEDICAL PROVIDER FINANCIAL CORP 4 SERIES 2
File No: 518242 File Code: 7 Date Recvd: 09-JUL-07 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


SHALE ROYALTIES 4 INC
File No: 518241 File Code: 7 Date Recvd: 09-JUL-07 Status 1: F
Examiner: City: DALLAS State: TX Country: USA

REPORT ITEMS 39

Franchise Filings Made with DFI's Securities Division 09-JUL-07 - 20-JUL-07

SWISHER HYGIENE FRANCHISE CORP
File No: 518810 File Code: 71 Date Recvd: 19-JUL-07 Status 1: R
Examiner: City: CHARLOTTE State: NC Country: USA


WOW CAFE & WINGERY FRANCHISING ACCOUNT LLC
File No: 518809 File Code: 71 Date Recvd: 19-JUL-07 Status 1: R
Examiner: City: COVINGTON State: LA Country: USA


5 & DINER FRANCHISE CORP
File No: 518635 File Code: 71 Date Recvd: 16-JUL-07 Status 1: R
Examiner: City: MESA State: AZ Country: USA


EQUIPMENT MANAGEMENT SERVICE & REPAIR INC
File No: 518633 File Code: 71 Date Recvd: 16-JUL-07 Status 1: R
Examiner: City: WILMINGTON State: OH Country: USA


JTH TAX INC
File No: 518631 File Code: 71 Date Recvd: 16-JUL-07 Status 1: R
Examiner: City: VIRGINIA BEACH State: VA Country: USA


NU VENTURES INC
File No: 518632 File Code: 71 Date Recvd: 16-JUL-07 Status 1: R
Examiner: City: PORTAGE State: MI Country: USA


PRIME PUBS OF AMERICA LLC
File No: 518634 File Code: 71 Date Recvd: 16-JUL-07 Status 1: R
Examiner: City: ALEXANDRIA State: VA Country: USA


KAHALA FRANCHISE CORP
File No: 518597 File Code: 71 Date Recvd: 13-JUL-07 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country: USA


FEMO FRANCHISE SYSTEMS LP
File No: 518554 File Code: 71 Date Recvd: 12-JUL-07 Status 1: R
Examiner: City: DALLAS State: TX Country: USA


GOLF ETC OF AMERICA INC
File No: 518571 File Code: 71 Date Recvd: 12-JUL-07 Status 1: R
Examiner: City: GRANBURY State: TX Country: USA


MELTING POT RESTAURANTS INC
File No: 518572 File Code: 71 Date Recvd: 12-JUL-07 Status 1: R
Examiner: City: TAMPA State: FL Country: USA


TX ROADHOUSE DEVELOPMENT CORP
File No: 518555 File Code: 71 Date Recvd: 12-JUL-07 Status 1: R
Examiner: City: LOUISVILLE State: KY Country: USA


MOES SOUTHWEST GRILL LLC
File No: 518630 File Code: 71 Date Recvd: 11-JUL-07 Status 1: R
Examiner: City: ATLANTA State: GA Country: USA


ROCHE BOBOIS USA LTD
File No: 518573 File Code: 71 Date Recvd: 11-JUL-07 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TAYLOR ST FRANCHISING INC
File No: 518574 File Code: 71 Date Recvd: 11-JUL-07 Status 1: R
Examiner: City: WOODSTOCK State: IL Country: USA


CASH PLUS INC
File No: 518575 File Code: 71 Date Recvd: 10-JUL-07 Status 1: R
Examiner: City: TUSTIN State: CA Country: USA


MARCOS FRANCHISING LLC
File No: 518491 File Code: 71 Date Recvd: 10-JUL-07 Status 1: R
Examiner: City: TOLEDO State: OH Country: USA


MARCOS FRANCHISING LLC
File No: 518492 File Code: 71 Date Recvd: 10-JUL-07 Status 1: R
Examiner: City: TOLEDO State: OH Country: USA


MAGNIFICENT MEALS FRANCHISING INC
File No: 518260 File Code: 71 Date Recvd: 09-JUL-07 Status 1: R
Examiner: City: MCHENRY State: IL Country: USA

REPORT ITEMS 19

Registration Filings Made with DFI's Securities Division 09-JUL-07 - 20-JUL-07

UBS FUNDS UBS GLOBAL FRONTIER FUND CLASS A
File No: 518888 File Code: 3 Date Recvd: 20-JUL-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


UBS FUNDS UBS GLOBAL FRONTIER FUND CLASS C
File No: 518889 File Code: 3 Date Recvd: 20-JUL-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


UBS FUNDS UBS GLOBAL FRONTIER FUND CLASS Y
File No: 518890 File Code: 3 Date Recvd: 20-JUL-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


BALANCED INCOME PORTFOLIO SERIES 2
File No: 518787 File Code: 5 Date Recvd: 19-JUL-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


DIVIDEND INCOME & VALUE PORTFOLIO 2007 3
File No: 518790 File Code: 5 Date Recvd: 19-JUL-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1291 EQUITY COMPASS QUALITY CONTRARIAN PORTFOLIO JULY
2007 SERIES
File No: 518792 File Code: 5 Date Recvd: 19-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1461 MUNICIPAL INCOME CLOSED END PORTFOLIO SERIES 23
File No: 518791 File Code: 5 Date Recvd: 19-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1466 JAPAN PORTFOLIO SERIES 7
File No: 518793 File Code: 5 Date Recvd: 19-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GLOBAL WATER PORTFOLIO SERIES 1
File No: 518788 File Code: 5 Date Recvd: 19-JUL-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


PREFERRED DIVIDEND INCOME PORTFOLIO SERIES TDA 1
File No: 518789 File Code: 5 Date Recvd: 19-JUL-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


ALLIANZ FUNDS ALLIANZ NACM GLOBAL FUND INSTITUTIONAL CLASS
File No: 518775 File Code: 3 Date Recvd: 18-JUL-07 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


ALLIANZ FUNDS ALLIANZ NJF DIVIDEND VALUE FUND ADMINISTRATIVE
CLASS
File No: 518778 File Code: 3 Date Recvd: 18-JUL-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ALLIANZ FUNDS ALLIANZ OCC CORE EQUITY FUND INSTITUTIONAL
CLASS
File No: 518776 File Code: 3 Date Recvd: 18-JUL-07 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


ALLIANZ FUNDS ALLIANZ RCM GLOBAL RESOURCES FUND
INSTITUTIONAL CLASS
File No: 518777 File Code: 3 Date Recvd: 18-JUL-07 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


DWS TARGET FUND DWS LIFECOMPASS INCOME FUND CLASS A
File No: 518779 File Code: 3 Date Recvd: 18-JUL-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS TARGET FUND DWS LIFECOMPASS INCOME FUND INSTITUTIONAL
CLASS
File No: 518782 File Code: 3 Date Recvd: 18-JUL-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS TARGET FUND DWS LIFECOMPASS PROJECT FUND CLASS A
File No: 518784 File Code: 3 Date Recvd: 18-JUL-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS TARGET FUND DWS LIFECOMPASS PROJECT FUND CLASS C
File No: 518786 File Code: 3 Date Recvd: 18-JUL-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS TARGET FUND DWS LIFECOMPASS PROJECT FUND CLASS S
File No: 518785 File Code: 3 Date Recvd: 18-JUL-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS TARGET FUND DWS LIFECOMPASS PROJECT FUND INSTITUTIONAL
CLASS
File No: 518783 File Code: 3 Date Recvd: 18-JUL-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


TX EX SECURITIES TR NATIONAL TR 444
File No: 518769 File Code: 5 Date Recvd: 18-JUL-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


TX EX SECURITIES TR NATIONAL TR 445
File No: 518770 File Code: 5 Date Recvd: 18-JUL-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


TX EX SECURITIES TR NATIONAL TR 446
File No: 518771 File Code: 5 Date Recvd: 18-JUL-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


TX EX SECURITIES TR NATIONAL TR 447
File No: 518772 File Code: 5 Date Recvd: 18-JUL-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 408 ROBECO
INTERNATIONAL SMALL CAP PORTFOLIO SERIES 3
File No: 518688 File Code: 5 Date Recvd: 17-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DENT DEMOGRAPHICS PORTFOLIO SERIES 10
File No: 518687 File Code: 5 Date Recvd: 17-JUL-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1450 SELECT DSIP PORTFOLIO 3RD QUARTER 2007 SERIES
File No: 518680 File Code: 5 Date Recvd: 17-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1457 GLOBAL INCOME CLOSED END PORTFOLIO SERIES 7
File No: 518684 File Code: 5 Date Recvd: 17-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1459 SENIOR LOAN SELECT CLOSED END PORTFOLIO SERIES 2
File No: 518682 File Code: 5 Date Recvd: 17-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1465 TECHNOLOGY SELECT PORTFOLIO SERIES 24
File No: 518683 File Code: 5 Date Recvd: 17-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1484 PIONEER PORTFOLIO JULY 2007 SERIES
File No: 518681 File Code: 5 Date Recvd: 17-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNICIPALS INCOME TR 107TH LTD MATURITY SERIES
File No: 518685 File Code: 5 Date Recvd: 17-JUL-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


INSURED MUNICIPALS INCOME TR SERIES 525
File No: 518686 File Code: 5 Date Recvd: 17-JUL-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 415 CAMLIN
MERGER & ACQUISITION BANK & THRIFT PORTFOLIO SERIES 1
File No: 518607 File Code: 5 Date Recvd: 16-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 416 EQUITY
DIVIDENT INCOME PORTFOLIO 2 YEAR SERIES 18
File No: 518608 File Code: 5 Date Recvd: 16-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 439 BNY BRAZIL
RUSSIA INDIA & CHINA PORTFOLIO SERIES 3
File No: 518609 File Code: 5 Date Recvd: 16-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COHEN & STEERS GLOBAL REAL ESTATE PORTFOLIO 2007 3
File No: 518616 File Code: 5 Date Recvd: 16-JUL-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1458 DOW JONES GLOBAL TITANS PORTFOLIO SERIES 10
File No: 518613 File Code: 5 Date Recvd: 16-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1460 CANADIAN ENERGY & INCOME SELECT PORTFOLIO SERIES 6
File No: 518610 File Code: 5 Date Recvd: 16-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1464 BASIC MATERIALS SELECT PORTFOLIO SERIES 6
File No: 518611 File Code: 5 Date Recvd: 16-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1464 GLOBAL SHIPPING SELECT PORTFOLIO SERIES 2
File No: 518612 File Code: 5 Date Recvd: 16-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GLOBAL INFRASTURCTURE STRATEGY 2007 3
File No: 518614 File Code: 5 Date Recvd: 16-JUL-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


MONUMENT GROWTH STRATEGY PORTFOLIO SERIES 11
File No: 518617 File Code: 5 Date Recvd: 16-JUL-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


PREFERRED SECURITIES PORTFOLIO SERIES 16
File No: 518615 File Code: 5 Date Recvd: 16-JUL-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SPARX ASIA FUNDS SPARX AISA PACIFIC EQUITY INCOME FUND
INVESTOR SHARES
File No: 518588 File Code: 3 Date Recvd: 13-JUL-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


SPARX ASIA FUNDS SPARX AISA PACIFIC OPPORTUNITIES FUND
INVESTOR SHARES
File No: 518589 File Code: 3 Date Recvd: 13-JUL-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


SPARX ASIA FUNDS SPARX JAPAN SMALL CO FUND INVESTOR SHARES
File No: 518587 File Code: 3 Date Recvd: 13-JUL-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


WELLS REAL ESTATE INVESTMENT TR 2 INC
File No: 518598 File Code: 1 Date Recvd: 13-JUL-07 Status 1: P
Examiner: City: ATLANTA State: GA Country: USA


UNIFIED SERIES TR IRON STRATEGIC INCOME FUND
File No: 518533 File Code: 3 Date Recvd: 11-JUL-07 Status 1: Z
Examiner: City: INDAINAPOLIS State: IN Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 406 STRATEGIC
INCOME PORTFOLIO PLUS SERIES 5
File No: 518475 File Code: 5 Date Recvd: 10-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 406 STRATEGIC
INCOME PORTFOLIO SERIES 14
File No: 518474 File Code: 5 Date Recvd: 10-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 407 MULTIPLE
ASSET PORTFOLIO SERIES 12
File No: 518476 File Code: 5 Date Recvd: 10-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


EQUITY OPPORTUNITY TR DIVIDEND RULER SERIES 2007C
File No: 518500 File Code: 5 Date Recvd: 10-JUL-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY OPPORTUNITY TR VALUE SELECT 10 SERIES 2007D
File No: 518501 File Code: 5 Date Recvd: 10-JUL-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1453 CONVERTIBLE & INCOME CLOSED END PORTFOLIO SERIES 9
File No: 518477 File Code: 5 Date Recvd: 10-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1456 TOTAL EQUITY ALLOCATION PORTFOLIO SERIES 8
File No: 518478 File Code: 5 Date Recvd: 10-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1483 GLOBAL AGRICULTURE PORTFOLIO SERIES
File No: 518480 File Code: 5 Date Recvd: 10-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1483 NUCLEAR ENERGY PORTFOLIO SERIES
File No: 518479 File Code: 5 Date Recvd: 10-JUL-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED INCOME TR SERIES 153
File No: 518481 File Code: 5 Date Recvd: 10-JUL-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


JAMES ADVANTAGE FUNDS JAMES MID CAP FUND
File No: 518473 File Code: 3 Date Recvd: 09-JUL-07 Status 1: R
Examiner: City: CINCINNATI State: OH Country: USA


NCM CAPITAL INVESTMENT TR NCM CAPITAL MID CAP GROWTH FUND
INVESTOR CLASS
File No: 518279 File Code: 3 Date Recvd: 09-JUL-07 Status 1: Z
Examiner: City: DURHAM State: NC Country: USA


NCM CAPITAL INVESTMENT TR NCM CAPITAL MID CAP GROWTH FUND
RETAIL CLASS
File No: 518280 File Code: 3 Date Recvd: 09-JUL-07 Status 1: Z
Examiner: City: DURHAM State: NC Country: USA


NCM CAPITAL INVESTMENT TR NCM CAPITAL MID CAP GROWTH FUND NO
LOAD CLASS
File No: 518278 File Code: 3 Date Recvd: 09-JUL-07 Status 1: Z
Examiner: City: DURHAM State: NC Country: USA

REPORT ITEMS 63



Last Updated: June 27, 2015