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Securities Filings for April 23, 2007 through May 04, 2007

Exemption Filings Made with DFI's Securities Division between 23-APR-07 and 04-MAY-07

ADVANCED EQUITIES ALIEN SERIES 1 INVESTMENTS 2 LLC
File No: 515992 File Code: 7 Date Recvd: 03-MAY-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


FL CAPITAL REAL ESTATE PARTNERS 28 LTD
File No: 515991 File Code: 7 Date Recvd: 03-MAY-07 Status 1: F
Examiner: City: HEATHROW State: FL Country: USA

METABOLIC TESTING SERVICES INC
File No: 515990 File Code: 7 Date Recvd: 03-MAY-07 Status 1: F
Examiner: City: ATLANTA State: GA Country: USA


SWIFT FINANCIAL CORP
File No: 515989 File Code: 7 Date Recvd: 03-MAY-07 Status 1: F
Examiner: City: WILMINGTON State: DE Country: USA


HEARTLAND AGRICULTURAL FUND LP
File No: 515957 File Code: 7 Date Recvd: 02-MAY-07 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


MCELROY JENNY 3 LP
File No: 515901 File Code: 7 Date Recvd: 02-MAY-07 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA


POLYMET MINING CORP
File No: 515956 File Code: 7 Date Recvd: 02-MAY-07 Status 1: F
Examiner: City: VANCOUVER BC V6E2K3 State: Country: CANADA


REEF OIL & GAS INCOME & DEVELOPMENT FUND 2 LP
File No: 515955 File Code: 7 Date Recvd: 02-MAY-07 Status 1: F
Examiner: City: RICHARDSON State: TX Country: USA


CITIGROUP ABINDON FUTURES FUND LP
File No: 515900 File Code: 7 Date Recvd: 01-MAY-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


PRIME MOVER CAPITAL PARTNERS LP
File No: 515899 File Code: 7 Date Recvd: 01-MAY-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


AURORA GLOBAL OPPORTUNITIES 2 ASW FUND
File No: 515887 File Code: 7 Date Recvd: 30-APR-07 Status 1: F
Examiner: City: CHARLOTTE State: NC Country: USA


BABCOCK & BROWN LTD
File No: 515898 File Code: 7 Date Recvd: 30-APR-07 Status 1: F
Examiner: City: SYDNEY NSW 2000 State: Country: AUSTRALIA


CYPRESS GROWTH FUND LLC
File No: 515885 File Code: 7 Date Recvd: 30-APR-07 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


INTELLIGENT BIO SYSTEMS INC
File No: 515708 File Code: 7 Date Recvd: 30-APR-07 Status 1: F
Examiner: City: WALTHAM State: MA Country: USA


PLATINUM STUDIOS INC
File No: 515886 File Code: 7 Date Recvd: 30-APR-07 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


ARAVALI FUND LP
File No: 515707 File Code: 7 Date Recvd: 27-APR-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


ENERGY 12 LLC
File No: 515687 File Code: 7 Date Recvd: 27-APR-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


A&O BONDED LIFE ASSETS LLC
File No: 515657 File Code: 7 Date Recvd: 26-APR-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ACTIVE IMPLANTS CORP
File No: 515660 File Code: 7 Date Recvd: 26-APR-07 Status 1: F
Examiner: City: MEMPHIS State: TN Country: USA


DRAWBRIDGE GLOBAL MACRO FUND LTD
File No: 515659 File Code: 7 Date Recvd: 26-APR-07 Status 1: F
Examiner: City: GEORGE TOWN GRAND CAYMAN State: Country: CAYMAN IS


FRED ST JAMES PLACE APARTMENTS LLC
File No: 515655 File Code: 7 Date Recvd: 26-APR-07 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


PHOENIX PARTNERS LP
File No: 515656 File Code: 7 Date Recvd: 26-APR-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SINGULEX INC
File No: 515658 File Code: 7 Date Recvd: 26-APR-07 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


FRED LATHERS LLC
File No: 515620 File Code: 7 Date Recvd: 25-APR-07 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


MILE HI CHURCH OF RELIGIOUS SCIENCE
File No: 515621 File Code: 10 Date Recvd: 25-APR-07 Status 1: P
Examiner: City: LAKEWOOD State: CO Country: USA


ALLIANCEBERNSTEIN GLOBAL DIVERSIFIED STRATEGIES LP HEDGE
FUND B
File No: 515551 File Code: 7 Date Recvd: 24-APR-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


AVIATION TECHNOLOGY GROUP INC
File No: 515550 File Code: 7 Date Recvd: 24-APR-07 Status 1: F
Examiner: City: ENGLEWOOD State: CO Country: USA


LOUISVILLE JEFFERSON COUNTY KY METRO GOVERNMENT LOUISVILLE
GAS & ELECTRIC CO
File No: 515552 File Code: 17 Date Recvd: 24-APR-07 Status 1: F
Examiner: RES City: LOUISVILLE State: KY Country: USA


TRIMBLE KY COUNTY OF LOUISVILLE GAS & ELECTRIC CO
File No: 515553 File Code: 17 Date Recvd: 24-APR-07 Status 1: F
Examiner: RES City: BEDFORD State: KY Country: USA


MEDICAL PROVIDER FINANCIAL CORP 3 SERIES 2
File No: 515555 File Code: 7 Date Recvd: 23-APR-07 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


SPORTS VENTURE PARTNERS REAL ESTATE 1 LP
File No: 515554 File Code: 7 Date Recvd: 23-APR-07 Status 1: F
Examiner: City: CHAMPAIGN State: IL Country: USA


WOLVERINE TUBE INC
File No: 515556 File Code: 8 Date Recvd: 23-APR-07 Status 1: G
Examiner: RES City: HUNTSVILLE State: AL Country: USA

REPORT ITEMS 32

Franchise Filings Made with DFI's Securities Division between 23-APR-07 and 04-MAY-07

MIDWEST LAWN CARE LLC
File No: 515967 File Code: 71 Date Recvd: 02-MAY-07 Status 1: R
Examiner: City: MIDDLETON State: WI Country: USA


PRETZEL TIME FRANCHISING LLC
File No: 515915 File Code: 71 Date Recvd: 26-APR-07 Status 1: R
Examiner: City: SALT LAKE CITY State: UT Country: USA


PRETZELMAKER FRANCHISING LLC
File No: 515914 File Code: 71 Date Recvd: 26-APR-07 Status 1: R
Examiner: City: SALT LAKE CITY State: UT Country: USA


HAWTHORN SUITES FRANCHISING INC
File No: 516038 File Code: 71 Date Recvd: 23-APR-07 Status 1: R
Examiner: City: ATLANTA State: GA Country: USA


MONKEY SHINE FRANCHISING LLC
File No: 516001 File Code: 71 Date Recvd: 23-APR-07 Status 1: R
Examiner: City: GREENWOOD VILLAGE State: CO Country: USA


WELLINGTON SYSTEMS INC
File No: 516002 File Code: 71 Date Recvd: 23-APR-07 Status 1: R
Examiner: City: KING OF PRUSSIA State: PA Country: USA

REPORT ITEMS 6

Registration Filings Made with DFI's Securities Division between 23-APR-07 and 04-MAY-07

SENTINEL GROUP FUNDS INC SENTINEL COMMON STOCK FUND CLASS I
File No: 516025 File Code: 3 Date Recvd: 04-MAY-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


SENTINEL GROUP FUNDS INC SENTINEL GOVERNMENT SECURITIES FUND
CLASS I
File No: 516026 File Code: 3 Date Recvd: 04-MAY-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


SENTINEL GROUP FUNDS INC SENTINEL MID CAP VALUE FUND CLASS A
File No: 516022 File Code: 3 Date Recvd: 04-MAY-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


SENTINEL GROUP FUNDS INC SENTINEL MID CAP VALUE FUND CLASS C
File No: 516023 File Code: 3 Date Recvd: 04-MAY-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


SENTINEL GROUP FUNDS INC SENTINEL MID CAP VALUE FUND CLASS I
File No: 516024 File Code: 3 Date Recvd: 04-MAY-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


SENTINEL GROUP FUNDS INC SENTINEL SMALL CO FUND CLASS I
File No: 516027 File Code: 3 Date Recvd: 04-MAY-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


EQUITY FOCUS TR S&P COMPETITIVE ADVANTAGE PORTFOLIO 2007
SERIES B
File No: 515974 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR STRATEGIC 10 A PLUS PORTFOLIO 2007 SERIES B
File No: 515975 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR STRATEGIC S&P INDUSTRIAL PORTFOLIO 2007
SERIES B
File No: 515976 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MARSICO INVESTMENT FUND MARSICO GLOBAL FUND
File No: 515329 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


PRICE T ROWE INSTITIONAL INTERNATIONAL FUNDS INC PRTII BOND
FUND
File No: 515328 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2005 FUND R CLASS
File No: 515982 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2005 FUND RETIREMENT
CLASS
File No: 515988 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2015 FUND R CLASS
File No: 515981 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2015 FUND RETIREMENT
CLASS
File No: 515987 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2025 FUND R CLASS
File No: 515980 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2025 FUND RETIREMENT
CLASS
File No: 515986 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2035 FUND R CLASS
File No: 515979 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2035 FUND RETIREMENT
CLASS
File No: 515985 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2045 FUND R CLASS
File No: 515978 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2045 FUND RETIREMENT
CLASS
File No: 515984 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2055 FUND R CLASS
File No: 515977 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2055 FUND RETIREMENT
CLASS
File No: 515983 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


CALVERT SOCIAL INVESTMENT FOUNDATION
File No: 515327 File Code: 2 Date Recvd: 02-MAY-07 Status 1: P
Examiner: City: BETHESDA State: MD Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 386 CLOSED END
SENIOR LOAN & INCOME PORTFOLIO SERIES 7
File No: 515896 File Code: 5 Date Recvd: 01-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 386 CLOSED END
SENIOR NATIONAL MUNICIPAL PORTFOLIO SERIES 10
File No: 515897 File Code: 5 Date Recvd: 01-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DREYFUS PREMIER GNMA FUND INC CLASS A
File No: 515953 File Code: 3 Date Recvd: 01-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DREYFUS PREMIER GNMA FUND INC CLASS B
File No: 515952 File Code: 3 Date Recvd: 01-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DREYFUS PREMIER GNMA FUND INC CLASS C
File No: 515954 File Code: 3 Date Recvd: 01-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1415 BRIC SELECT PORTFOLIO SERIES 3
File No: 515895 File Code: 5 Date Recvd: 01-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


PRINCIPAL INVESTORS FUND INC SAM FLEXIBLE INCOME PORTFOLIO
ADVISORS SELECT CLASS
File No: 515863 File Code: 3 Date Recvd: 01-MAY-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 385 ONEFOLIO
SELECT PORTFOLIO SERIES 8
File No: 515711 File Code: 5 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 385 ZACKS
SELECT PORTFOLIO SERIES 6
File No: 515710 File Code: 5 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 392 TARANTULA
ALL STAR SELECT PORTFOLIO SERIES 1
File No: 515709 File Code: 5 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


EATON VANCE SPECIAL INVESTMENT TR EATON VANCE LARGE CAP
GROWTH FUND CLASS I
File No: 515884 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FORUM FUNDS LIBERTY STREET HORIZON FUND A SHARES
File No: 515888 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


FORUM FUNDS LIBERTY STREET HORIZON FUND C SHARES
File No: 515889 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


FORUM FUNDS LIBERTY STREET HORIZON FUND INSTITUTIONAL SHARES
File No: 515890 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


PRINCIPAL INVESTORS FUND INC BOND & MORTGAGE SECURITIES FUND
ADVISORS SIGNATURE CLASS
File No: 515879 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA
PRINCIPAL INVESTORS FUND INC BOND & MORTGAGE SECURITIES FUND
SELECT CLASS
File No: 515877 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DISCIPLINED LARGECAP BLEND FUND
ADVIORS SELECT CLASS
File No: 515818 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DISCIPLINED LARGECAP BLEND FUND
SELECT CLASS
File No: 515817 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DISCIPLINED LARGECAP BLEND FUND
SELECT CLASS
File No: 515819 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DIVERSIFIED INTERNATIONAL FUND
ADVISORS SELECT CLASS
File No: 515848 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DIVERSIFIED INTERNATIONAL FUND
ADVISORS SIGNATURE CLASS
File No: 515849 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DIVERSIFIED INTERNATIONAL FUND
SELECT CLASS
File No: 515847 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA

PRINCIPAL INVESTORS FUND INC GOVERNMENT & HIGH QUALITY BOND
FUND ADVISORS SELECT CLASS
File No: 515860 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC GOVERNMENT & HIGH QUALITY BOND
FUND ADVISORS SIGNATURE CLASS
File No: 515861 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC GOVERNMENT & HIGH QUALITY BOND
FUND SELECT CLASS
File No: 515859 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC HIGH QUALITY INTERMEDIATE TERM
BOND FUND ADVISORS SELECT CLASS
File No: 515854 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC HIGH QUALITY INTERMEDIATE TERM
BOND FUND ADVISORS SIGNATURE CLASS
File No: 515855 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC HIGH QUALITY INTERMEDIATE TERM
BOND FUND SELECT CLASS
File No: 515853 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INFLATION PROTECTION FUND
ADVISORS SELECT CLASS
File No: 515845 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INFLATION PROTECTION FUND
ADVISORS SIGNATURE CLASS
File No: 515844 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INFLATION PROTECTION FUND
SELECT CLASS
File No: 515846 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INTERNATIONAL EMERGING MARKETS
FUND ADVISORS SELECT CLASS
File No: 515851 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INTERNATIONAL EMERGING MARKETS
FUND ADVISORS SIGNATURE CLASS
File No: 515850 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INTERNATIONAL EMERGING MARKETS
FUND SELECT CLASS
File No: 515852 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INTERNATIONAL GROWTH FUND
ADVISORS SELECT CLASS
File No: 515759 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INTERNATIONAL GROWTH FUND
ADVISORS SIGNATURE CLASS
File No: 515758 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INTERNATIONAL GROWTH FUND
SELECT CLASS
File No: 515760 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP GROWTH FUND ADVISORS
SELECT CLASS
File No: 515824 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP GROWTH FUND ADVISORS
SIGNATURE CLASS
File No: 515823 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP GROWTH FUND SELECT
CLASS
File No: 515825 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP S&P 500 INDEX FUND
ADVISORS SELECT CLASS
File No: 515815 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP S&P 500 INDEX FUND
ADVISORS SIGNATURE CLASS
File No: 515814 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP S&P 500 INDEX FUND
SELECT CLASS
File No: 515816 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP VALUE FUND ADVISORS
SELECT CLASS
File No: 515812 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP VALUE FUND ADVISORS
SIGNATURE CLASS
File No: 515811 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP VALUE FUND SELECT
CLASS
File No: 515813 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP BLEND FUND ADVISORS
SELECT CLASS
File No: 515809 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP BLEND FUND ADVISORS
SIGNATURE CLASS
File No: 515810 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP BLEND FUND SELECT
CLASS
File No: 515808 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP GROWTH FUND ADVISORS
SELECT CLASS
File No: 515806 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP GROWTH FUND ADVISORS
SIGNATURE CLASS
File No: 515805 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP GROWTH FUND SELECT
CLASS
File No: 515807 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP S&P 400 INDEX FUND
ADVISORS SELECT CLASS
File No: 515800 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP S&P 400 INDEX FUND
ADVISORS SIGNATURE CLASS
File No: 515799 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP S&P 400 INDEX FUND
SELECT CLASS
File No: 515801 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP VALUE FUND ADVISOR
SELECT CLASS
File No: 515791 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP VALUE FUND ADVISOR
SIGNATURE CLASS
File No: 515792 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP VALUE FUND SELECT CLASS
File No: 515790 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MONEY MARKET FUND ADVISORS
SELECT CLASS
File No: 515797 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MONEY MARKET FUND ADVISORS
SIGNATURE CLASS
File No: 515796 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MONEY MARKET FUND SELECT CLASS
File No: 515798 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS GLOBAL EQUITY FUND
ADVISORS SELECT CLASS
File No: 515857 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS GLOBAL EQUITY FUND
ADVISORS SIGNATURE CLASS
File No: 515856 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS GLOBAL EQUITY FUND
SELECT CLASS
File No: 515858 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS INTERNATIONAL FUND
ADVISORS SELECT CLASS
File No: 515765 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS INTERNATIONAL FUND
ADVISORS SIGNATURE CLASS
File No: 515764 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS INTERNATIONAL FUND
SELECT CLASS
File No: 515766 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP BLEND FUND
ADVISORS SELECT CLASS
File No: 515762 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP BLEND FUND
ADVISORS SIGNATURE CLASS
File No: 515763 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP BLEND FUND
SELECT CLASS
File No: 515761 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP BLEND FUND 1
ADVISORS SELECT CLASS
File No: 515826 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP BLEND FUND 1
ADVISORS SIGNATURE CLASS
File No: 515827 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP BLEND FUND 1
SELECT CLASS
File No: 515828 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND 1
ADVISORS SELECT CLASS
File No: 515768 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND 1
ADVISORS SIGNATURE CLASS
File No: 515769 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND 1
SELECT CLASS
File No: 515767 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND 2
ADVIORS SELECT CLASS
File No: 515780 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND 2
ADVIORS SIGNATURE CLASS
File No: 515781 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND 2
SELECT CLASS
File No: 515779 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND
ADVISORS SELECT CLASS
File No: 515726 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND
ADVISORS SIGNATURE CLASS
File No: 515725 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND
SELECT CLASS
File No: 515727 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND 1
ADVISORS SELECT CLASS
File No: 515866 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND 1
ADVISORS SIGNATURE CLASS
File No: 515867 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND 2
ADVISORS SELECT CLASS
File No: 515723 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND 2
ADVISORS SIGNATURE CLASS
File No: 515724 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND 2
SELECT CLASS
File No: 515722 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND
ADVISORS SELECT CLASS
File No: 515803 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND
ADVISORS SIGNATURE CLASS
File No: 515804 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND
SELECT CLASS
File No: 515802 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND 1
ADVISORS SELECT CLASS
File No: 515777 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND 1
ADVISORS SIGNATURE CLASS
File No: 515776 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND 1
SELECT CLASS
File No: 515778 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND 2
ADVISORS SELECT CLASS
File No: 515756 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND 2
ADVISORS SIGNATURE CLASS
File No: 515757 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND 2
SELECT CLASS
File No: 515755 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP VALUE FUND
ADVISORS SELECT CLASS
File No: 515794 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP VALUE FUND
ADVISORS SIGNATURE CLASS
File No: 515793 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP VALUE FUND
SELECT CLASS
File No: 515795 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP VALUE FUND 1
ADVISORS SELECT CLASS
File No: 515774 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP VALUE FUND 1
ADVISORS SIGNATURE CLASS
File No: 515775 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP VALUE FUND 1
SELECT CLASS
File No: 515773 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP BLEND FUND 2
ADVIORS SIGNATURE CLASS
File No: 515782 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP BLEND FUND 2
SELECT CLASS
File No: 515783 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP BOND FUND
ADVISORS SELECT CLASS
File No: 515883 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 1
ADVISORS SELECT CLASS
File No: 515741 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 1
ADVISORS SIGNAURE CLASS
File No: 515740 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 1
SELECT CLASS
File No: 515742 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 2
ADVISORS SELECT CLASS
File No: 515788 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 2
ADVISORS SIGNAURE CLASS
File No: 515787 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 2
SELECT CLASS
File No: 515789 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 3
ADVISORS SELECT CLASS
File No: 515872 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 3
ADVISORS SIGNATURE CLASS
File No: 515873 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 3
SELECT CLASS
File No: 515871 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND
ADVISORS SELECT CLASS
File No: 515732 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND
ADVISORS SIGNATURE CLASS
File No: 515731 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND
SELECT CLASS
File No: 515733 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND 1
ADVISORS SELECT CLASS
File No: 515729 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND 1
ADVISORS SIGNATURE CLASS
File No: 515730 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND 1
SELECT CLASS
File No: 515728 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND 2
ADVISORS SELECT CLASS
File No: 515738 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND 2
ADVISORS SIGNAURE CLASS
File No: 515739 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND 2
SELECT CLASS
File No: 515737 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PREFERRED SECURITIES FUND
ADVISORS SELECT CLASS
File No: 515771 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PREFERRED SECURITIES FUND
ADVISORS SIGNATURE CLASS
File No: 515770 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PREFERRED SECURITIES FUND
SELECT CLASS
File No: 515772 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2010 FUND
ADVISORS SELECT CLASS
File No: 515842 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2010 FUND
ADVISORS SIGNATURE CLASS
File No: 515843 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2010 FUND
SELECT CLASS
File No: 515841 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2020 FUND
ADVISORS SELECT CLASS
File No: 515839 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2020 FUND
ADVISORS SIGNATURE CLASS
File No: 515838 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2020 FUND
SELECT CLASS
File No: 515840 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2030 FUND
ADVISORS SELECT CLASS
File No: 515836 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2030 FUND
ADVISORS SIGNATURE CLASS
File No: 515837 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2030 FUND
SELECT CLASS
File No: 515835 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2040 FUND
ADVISORS SELECT CLASS
File No: 515833 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2040 FUND
ADVISORS SIGNATURE CLASS
File No: 515832 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2040 FUND
SELECT CLASS
File No: 515834 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2050 FUND
ADVISORS SELECT CLASS
File No: 515830 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2050 FUND
ADVISORS SIGNATURE CLASS
File No: 515831 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2050 FUND
SELECT CLASS
File No: 515829 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME STRATEGIC
INCOME FUND ADVIORS SELECT CLASS
File No: 515821 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME STRATEGIC
INCOME FUND ADVIORS SIGNATURE CLASS
File No: 515820 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME STRATEGIC
INCOME FUND SELECT CLASS
File No: 515822 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC REAL ESTATE SECURITIES FUND
ADVISORS SELECT CLASS
File No: 515719 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC REAL ESTATE SECURITIES FUND
ADVISORS SIGNATURE CLASS
File No: 515721 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC REAL ESTATE SECURITIES FUND
SELECT CLASS
File No: 515720 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC S&M BALANCED PORTFOLIO ADVISORS
SELECT CLASS
File No: 515881 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC S&M BALANCED PORTFOLIO ADVISORS
SIGNATURE CLASS
File No: 515880 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC S&M BALANCED PORTFOLIO SELECT
CLASS
File No: 515882 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE BALANCED
PORTFOLIO ADVISORS SELECT CLASS
File No: 515875 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE BALANCED
PORTFOLIO ADVISORS SIGNATURE CLASS
File No: 515874 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE BALANCED
PORTFOLIO SELECT CLASS
File No: 515876 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE GROWTH
PORTFOLIO ADVISORS SELECT CLASS
File No: 515869 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE GROWTH
PORTFOLIO ADVISORS SIGNATURE CLASS
File No: 515868 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE GROWTH
PORTFOLIO SELECT CLASS
File No: 515870 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM FLEXIBLE INCOME PORTFOLIO
ADVISORS SIGNATURE CLASS
File No: 515862 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM FLEXIBLE INCOME PORTFOLIO
SELECT CLASS
File No: 515864 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM STRATEGIC GROWTH ADVISORS
SELECT CLASS
File No: 515753 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM STRATEGIC GROWTH ADVISORS
SIGNATURE CLASS
File No: 515752 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM STRATEGIC GROWTH SELECT
CLASS
File No: 515754 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SHORT TERM BOND FUND ADVISORS
SELECT CLASS
File No: 515750 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SHORT TERM BOND FUND ADVISORS
SIGNATURE CLASS
File No: 515751 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SHORT TERM BOND FUND SELECT
CLASS
File No: 515749 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP BLEND FUND ADVISORS
SELECT CLASS
File No: 515743 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP BLEND FUND ADVISORS
SIGNATURE CLASS
File No: 515744 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP BLEND FUND SELECT
CLASS
File No: 515745 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP GROWTH FUND ADVISORS
SELECT CLASS
File No: 515785 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP GROWTH FUND ADVISORS
SIGNATURE CLASS
File No: 515784 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP GROWTH FUND SELECT
CLASS
File No: 515786 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP S&P 600 INDEX FUND
ADVISORS SELECT CLASS
File No: 515747 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP S&P 600 INDEX FUND
ADVISORS SIGNATURE CLASS
File No: 515748 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP S&P 600 INDEX FUND
SELECT CLASS
File No: 515746 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP VALUE FUND ADVISORS
SELECT CLASS
File No: 515735 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP VALUE FUND ADVISORS
SIGNATURE CLASS
File No: 515734 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP VALUE FUND SELECT
CLASS
File No: 515736 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC ULTRA SHORT BOND FUND ADVISORS
PREFERRED CLASS
File No: 515717 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC ULTRA SHORT BOND FUND ADVISORS
SELECT CLASS
File No: 515715 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC ULTRA SHORT BOND FUND ADVISORS
SIGNATURE CLASS
File No: 515716 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC ULTRA SHORT BOND FUND PREFERRED
CLASS
File No: 515718 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC ULTRA SHORT BOND FUND SELECT
CLASS
File No: 515714 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 391 DELTA
GLOBAL SHIPPING PORTFOLIO SERIES 2
File No: 515683 File Code: 5 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DOW CONTRARIAN STRATEGY PORTFOLIO 2007 3
File No: 515686 File Code: 5 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


HUNTINGTON FUNDS HUNTINGTON REAL STRATEGIES FUND INVESTMENT
A SHARES
File No: 516015 File Code: 3 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: INDIANAPOLIS State: IN Country: USA


HUNTINGTON FUNDS HUNTINGTON REAL STRATEGIES FUND INVESTMENT
B SHARES
File No: 516014 File Code: 3 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: INDIANAPOLIS State: IN Country: USA


HUNTINGTON FUNDS HUNTINGTON REAL STRATEGIES FUND TR SHARES
File No: 516016 File Code: 3 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: INDIANAPOLIS State: IN Country: USA


HUNTINGTON FUNDS HUNTINGTON ROTATING MARKETS FUND INVESTMENT
B SHARES
File No: 516013 File Code: 3 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: INDIANAPOLIS State: IN Country: USA


SELECT 10 INDUSTRIAL PORTFOLIO 2007 3
File No: 515685 File Code: 5 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


TIMOTHY PLAN HIGH YIELD FUND CLASS A
File No: 516018 File Code: 3 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: MAITLAND State: FL Country: USA


TIMOTHY PLAN HIGH YIELD FUND CLASS C
File No: 516019 File Code: 3 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: MAITLAND State: FL Country: USA


TIMOTHY PLAN INTERNATIONAL FUND CLASS A
File No: 516020 File Code: 3 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: MAITLAND State: FL Country: USA


TIMOTHY PLAN INTERNATIONAL FUND CLASS C
File No: 516021 File Code: 3 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: MAITLAND State: FL Country: USA


VAN KAMPEN PREFERRED SECURITIES PORTFOLIO SERIES 13
File No: 515684 File Code: 5 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1355 DOW TARGET 10 PORTFOLIO MAY 2007 SERIES
File No: 515653 File Code: 5 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1355 DOW TARGET DIVIDEND PORTFOLIO MAY 2007 SERIES
File No: 515650 File Code: 5 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1355 TARGET DOUBLE PLAY PORTFOLIO MAY 2007 SERIES
File No: 515648 File Code: 5 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1355 TARGET FOCUS 4 PORTFOLIO MAY 2007 SERIES
File No: 515649 File Code: 5 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1355 TARGET VIP PORTFOLIO MAY 2007 SERIES
File No: 515652 File Code: 5 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1355 VALUE LINE TARGET 25 PORTFOLIO MAY 2007 SERIES
File No: 515651 File Code: 5 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1390 INCOME ALLOCATION CLOSED END PORTFOLIO MAY 2007
SERIES
File No: 515654 File Code: 5 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


MORGAN STANLEY INSTITUTIONAL FUND TR MUNICIPAL PORTFOLIO
ADVISER CLASS
File No: 515647 File Code: 3 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 380 CLOSED END
COVERED CALL & INCOME PORTFOLIO 2 YEAR SERIES 7
File No: 515539 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 380 CLOSED END
COVERED CALL & INCOME PORTFOLIOSERIES 6
File No: 515540 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 380 UTILITIES
PORTFOLIO SERIES 7
File No: 515538 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES HEALTH CARE
PORTFOLIO SERIES 5
File No: 515541 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1375 GLOBAL INCOME INCOME CLOSED END PORTFOLIO SERIES 6
File No: 515545 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1394 MUNICIPAL INCOME CLOSED END PORTFOLIO SERIES 22
File No: 515544 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1408 JAPAN PORTFOLIO SERIES 6
File No: 515542 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1414 GLOBAL SHIPPING SELECT PORTFOLIO SERIES
File No: 515543 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


UNITED METHODIST DEVELOPMENT FUND
File No: 515535 File Code: 2 Date Recvd: 24-APR-07 Status 1: P
Examiner: MJS City: NEW YORK State: NY Country: USA


UNITED METHODIST DEVELOPMENT FUND
File No: 515536 File Code: 2 Date Recvd: 24-APR-07 Status 1: P
Examiner: MJS City: NEW YORK State: NY Country: USA


FT 1389 CANADIAN ENERGY & INCOME SELECT PORTFOLIO SERIES 5
File No: 515546 File Code: 5 Date Recvd: 23-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1391 PREFERRED INCOME PORTFOLIO SERIES 22
File No: 515548 File Code: 5 Date Recvd: 23-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1401 SENIOR LOAN CLOSED END PORTFOLIO SERIES
File No: 515547 File Code: 5 Date Recvd: 23-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1403 COVERED CALL SELECT CLOSED END PORTFOLIO SERIES 4
File No: 515549 File Code: 5 Date Recvd: 23-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GREENWICH ADVISORS TR GREENWICH ADVISORS INDIA SELECT FUND
CLASS A
File No: 515645 File Code: 3 Date Recvd: 23-APR-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA
GREENWICH ADVISORS TR GREENWICH ADVISORS INDIA SELECT FUND
CLASS C
File No: 515646 File Code: 3 Date Recvd: 23-APR-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


WAVE CHURCH
File No: 515537 File Code: 2 Date Recvd: 23-APR-07 Status 1: P
Examiner: City: VIGINIA BEACH State: VA Country: USA

REPORT ITEMS 242



Last Updated: June 27, 2015