The power outage in Madison has impacted DFI phone lines. Please see our Home Page for further information.

WI Securities Filings for January 29, 2007 through February 09, 2007

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 29-JAN-07 and 09-FEB-07

SII INVESTEMNTS INC
File No: 513410 File Code: 7 Date Recvd: 06-FEB-07 Status 1: F
Examiner: City: APPLETON

REPORT ITEMS 1

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 29-JAN-07 and 09-FEB-07


REPORT ITEMS 0

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 29-JAN-07 and 09-FEB-07

LEUTHOLD FUNDS INC LEUTHONLD ASSET ALLOCATION FUND
INSTUTIONAL
File No: 513182 File Code: 3 Date Recvd: 31-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE


PROFESSIONALLY MANAGED PORTFOLIOS FUNDX ETF AGGRESSIVE
UPGRADERE FUND
File No: 513147 File Code: 3 Date Recvd: 31-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE


PROFESSIONALLY MANAGED PORTFOLIOS FUNDX ETF UPGRADER FUND
PMP FEUF
File No: 513148 File Code: 3 Date Recvd: 31-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE


ADVISORS SERIES TR CHASE GRWOTH FUND SUSTANTIAL INVESTOR
CLASS
File No: 512987 File Code: 3 Date Recvd: 29-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE

REPORT ITEMS 4

Takeover Filings made with DFI's Securities Division between 29-JAN-07 and 09-FEB-07

FROM TAK FILE # 512423
29-JAN-07

DATE RECVD ITEMS 1


FROM TAK FILE # 512423
31-JAN-07

DATE RECVD ITEMS 1


FROM TAK FILE # 512423
01-FEB-07

DATE RECVD ITEMS 1


FROM TAK FILE # 512423
05-FEB-07

DATE RECVD ITEMS 1

REPORT ITEMS 4



Last Updated: June 27, 2015