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Securities Filings for November 13, 2006 through November 24, 2006

Exemption Filings Made with DFI's Securities Division between 13-NOV-06 and 24-NOV-06

BA DIVERSIFIED REAL ESTATE FUND LP
File No: 510416 File Code: 7 Date Recvd: 22-NOV-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


CORE BROOKFIELD LAKES LLC
File No: 510408 File Code: 7 Date Recvd: 22-NOV-06 Status 1: F
Examiner: City: NEWPORT BEACH State: CA Country: USA

CYNERGY MIDAS 1 JOINT VENTURE
File No: 510407 File Code: 7 Date Recvd: 22-NOV-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


ENVIRONMENTAL CARBON CREDIT POOL LLC
File No: 510406 File Code: 7 Date Recvd: 22-NOV-06 Status 1: F
Examiner: City: STATE COLLEGE State: PA Country: USA


IA STATE OF
File No: 510411 File Code: 17 Date Recvd: 22-NOV-06 Status 1: F
Examiner: RES City: State: IA Country: USA


NANODYNAMICS ENERGY INC
File No: 510409 File Code: 7 Date Recvd: 22-NOV-06 Status 1: F
Examiner: City: BUFFALO State: NY Country: USA


ORONOCO MN CITY OF WEDUM SHOREWOOD CAMPUS PROJECT
File No: 510412 File Code: 17 Date Recvd: 22-NOV-06 Status 1: F
Examiner: RES City: ORONOCO State: MN Country: USA


PANDA ETHANOL INC
File No: 510415 File Code: 7 Date Recvd: 22-NOV-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


WILINSON 1031 LLC
File No: 510410 File Code: 7 Date Recvd: 22-NOV-06 Status 1: F
Examiner: City: YAKIMA State: WA Country: USA


ASCIO PHARMACEUTICALS LLC
File No: 510315 File Code: 7 Date Recvd: 21-NOV-06 Status 1: F
Examiner: City: ALPHARETTA State: GA Country: USA


CUBIC WAFER INC
File No: 510318 File Code: 7 Date Recvd: 21-NOV-06 Status 1: F
Examiner: City: AUSTIN State: TX Country: USA


GOLDENTREE OFFSHORE FUND LTD
File No: 510317 File Code: 7 Date Recvd: 21-NOV-06 Status 1: F
Examiner: City: GRAND CAYMAN State: Country: BWI


INTERNATIONAL STEM CELL CORP
File No: 510316 File Code: 7 Date Recvd: 21-NOV-06 Status 1: F
Examiner: City: PACIFIC PALISADES State: CA Country: USA


LAFAYETTE BIO AG LLC
File No: 510313 File Code: 7 Date Recvd: 21-NOV-06 Status 1: F
Examiner: City: PLATTEVILLE State: WI Country: USA


ODYSSEY PROPERTIES 3 LLC
File No: 510314 File Code: 7 Date Recvd: 21-NOV-06 Status 1: F
Examiner: City: LAKELAND State: FL Country: USA


DIVIDEND CAPITAL TOTAL REALTY OPERATING PORTNERSHIP LP
File No: 510205 File Code: 7 Date Recvd: 20-NOV-06 Status 1: F
Examiner: City: DENVER State: CO Country: USA


OMNILINK SYSTEMS INC
File No: 510204 File Code: 7 Date Recvd: 20-NOV-06 Status 1: F
Examiner: City: ALPHARETTA State: GA Country: USA


PACIFIC BUSINESS BANCORP
File No: 510211 File Code: 7 Date Recvd: 20-NOV-06 Status 1: F
Examiner: City: IRVINE State: CA Country: USA


CROWN HARRISON 1 JOINT VENTURE
File No: 510121 File Code: 7 Date Recvd: 17-NOV-06 Status 1: F
Examiner: City: CARROLLTON State: TX Country: USA


LAEROC EDGE FUND LP
File No: 510120 File Code: 7 Date Recvd: 17-NOV-06 Status 1: F
Examiner: City: HERMOSA BEACH State: CA Country: USA


SHALE ROYALTIES 2 INC
File No: 510118 File Code: 7 Date Recvd: 17-NOV-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


SOUP KITCHEN INTERNATIONAL INC
File No: 510119 File Code: 7 Date Recvd: 17-NOV-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


UNIVERSITY OF KS HOSPITAL AUTHORITY KU HEALTH SYSTEM
File No: 510117 File Code: 17 Date Recvd: 17-NOV-06 Status 1: F
Examiner: RES City: State: KS Country: USA


ARTISAN SPECIAL EQUITY FUND LP
File No: 510059 File Code: 7 Date Recvd: 16-NOV-06 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


ROCKETPLANE KISTLER INC
File No: 509998 File Code: 7 Date Recvd: 16-NOV-06 Status 1: F
Examiner: City: OAKLAHOMA CITY State: OK Country: USA


TRITON 323 LLC
File No: 510058 File Code: 7 Date Recvd: 16-NOV-06 Status 1: F
Examiner: City: ATLANTA State: GA Country: USA


BLUE ROCK CAPITAL FUND LP
File No: 509915 File Code: 7 Date Recvd: 15-NOV-06 Status 1: F
Examiner: City: WAYZATA State: MN Country: USA


EXPLORATION CAPITAL PARTNERS 2006 LP
File No: 509913 File Code: 7 Date Recvd: 15-NOV-06 Status 1: F
Examiner: City: CARLSBAD State: CA Country: USA


IMH SECURED LOAN FUND LLC
File No: 509914 File Code: 7 Date Recvd: 15-NOV-06 Status 1: F
Examiner: City: SCOTTSDALE State: AZ Country: USA


ADVANCED EQUITIES EASTERN INVESTMENTS 4 LLC
File No: 509736 File Code: 7 Date Recvd: 14-NOV-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


DOUBLE DEUCE JOINT VENTURE
File No: 509737 File Code: 7 Date Recvd: 14-NOV-06 Status 1: F
Examiner: City: HURST State: TX Country: USA


ICG COMMERCE HOLDINGS INC
File No: 509740 File Code: 18 Date Recvd: 14-NOV-06 Status 1: F
Examiner: RES City: KING OF PRUSSIA State: PA Country: USA


INFINITE Z INC
File No: 509738 File Code: 7 Date Recvd: 14-NOV-06 Status 1: F
Examiner: City: SANTA CRUZ State: CA Country: USA


PROTECTIVE SOIRTS EQUIPMENT INC
File No: 509739 File Code: 7 Date Recvd: 14-NOV-06 Status 1: F
Examiner: City: EDINBORO State: PA Country: USA


ST LOUIS EQUITY FUND 2006 LLC
File No: 509707 File Code: 7 Date Recvd: 13-NOV-06 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA

REPORT ITEMS 35

Franchise Filings Made with DFI's Securities Division between 13-NOV-06 and 24-NOV-06

GLORIA JEANS GOURMET COFFEES FRACHISING CORP
File No: 510214 File Code: 71 Date Recvd: 14-NOV-06 Status 1: R
Examiner: City: IRVINE State: CA Country: USA


INTERIM HEALTHCARE INC
File No: 510321 File Code: 71 Date Recvd: 14-NOV-06 Status 1: R
Examiner: City: SUNRISE State: FL Country: USA


WINZER CORP
File No: 510213 File Code: 71 Date Recvd: 14-NOV-06 Status 1: R
Examiner: City: DALLAS State: TX Country: USA


MMI BUSINESS BROKERS LLC
File No: 509996 File Code: 71 Date Recvd: 13-NOV-06 Status 1: R
Examiner: City: INDEPENDENCE State: OH Country: USA


PETRO STOPPING CENTERS LP
File No: 510418 File Code: 71 Date Recvd: 13-NOV-06 Status 1: R
Examiner: City: EL PASO State: TX Country: USA

REPORT ITEMS 5

Registration Filings Made with DFI's Securities Division between 13-NOV-06 and 24-NOV-06

INVESTMENT GRADE MUNICIPAL TR SERIES 65
File No: 510405 File Code: 5 Date Recvd: 22-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ARADIGM CORP
File No: 510312 File Code: 1 Date Recvd: 21-NOV-06 Status 1: P
Examiner: City: HAYWARD State: CA Country: USA


RESERVE FUND US GOVERNMENT FUND INSTITUTIONAL CLASS
File No: 510396 File Code: 3 Date Recvd: 21-NOV-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1277 DIVERSIFIED INCOME & GROWTH PORTFOLIO WINTER 2006
SERIES
File No: 510203 File Code: 5 Date Recvd: 20-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


JPMORGAN TR 1 JPMORGAN INTERNATIONAL REALTY FUND CLASS A
File No: 510200 File Code: 3 Date Recvd: 20-NOV-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN INTERNATIONAL REALTY FUND CLASS C
File No: 510198 File Code: 3 Date Recvd: 20-NOV-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN INTERNATIONAL REALTY FUND R CLASS
File No: 510199 File Code: 3 Date Recvd: 20-NOV-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN INTERNATIONAL REALTY FUND SELECT
CLASS
File No: 510201 File Code: 3 Date Recvd: 20-NOV-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN MICRO CAP FUND SELECT CLASS
File No: 510202 File Code: 3 Date Recvd: 20-NOV-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


CANADIAN ENERGY & INCOME PORTFOLIO SERIES 1
File No: 510107 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


DEVELOPING TECHNOLOGIES PORTFOLIO 2007 1
File No: 510098 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: OARKBROOK TERRACE State: IL Country: USA


DOW JONES SELECT MICROCAP ENHANCED INDEX STRATEGY PORTFOLIO
2007 1
File No: 510099 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: OARKBROOK TERRACE State: IL Country: USA


FT 1278 REIT GROWTH & INCOME SELECT PORTFOLIO SERIES 12
File No: 510104 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1279 SELECT BALANCED INCOME PORTFOLIO 2006 SERIES
File No: 510105 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1284 BALANCED INCOME PORTFOLIO SERIES 11
File No: 510103 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1302 GLOBAL MARKETS PORTFOLIO SERIES
File No: 510102 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD LARGECAP GROWTH FUND
CLASS A
File No: 510116 File Code: 3 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD LARGECAP GROWTH FUND
CLASS B
File No: 510114 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD LARGECAP GROWTH FUND
CLASS C
File No: 510115 File Code: 3 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD LARGECAP GROWTH FUND
CLASS Y
File No: 510113 File Code: 3 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HENDERSON GLOBAL FUNDS HENDERSON GLOBAL EQUITY INCOME FUND
CLASS A
File No: 510110 File Code: 3 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


HENDERSON GLOBAL FUNDS HENDERSON GLOBAL EQUITY INCOME FUND
CLASS C
File No: 510109 File Code: 3 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


HENDERSON GLOBAL FUNDS HENDERSON GLOBAL OPPORTUNITIES FUND
CLASS A
File No: 510111 File Code: 3 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


HENDERSON GLOBAL FUNDS HENDERSON GLOBAL OPPORTUNITIES FUND
CLASS C
File No: 510112 File Code: 3 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


INSURED MUNICIPALS INCOME TR SERIES 518
File No: 510101 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: OARKBROOK TERRACE State: IL Country: USA


INVESTMENT GRADE TR SERIES 26
File No: 510100 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: OARKBROOK TERRACE State: IL Country: USA


ROCKY MOUNTAIN CHRISTIAN CHURCH
File No: 510096 File Code: 2 Date Recvd: 17-NOV-06 Status 1: P
Examiner: City: LONGMONT State: CO Country: USA


SCORE ALL EQUITY PORTFOLIO SERIES 1
File No: 510106 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


SMALL CAP STRATEGY PORTFOLIO 2007 1
File No: 510097 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: OARKBROOK TERRACE State: IL Country: USA


STRATEGIC UTILITY & COMMUNICATIONS PORTFOLIO SERIES 3
File No: 510108 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY
INTERNATIONAL CORE EQUITY FUND A CLASS
File No: 510090 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY
INTERNATIONAL CORE EQUITY FUND B CLASS
File No: 510091 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY
INTERNATIONAL CORE EQUITY FUND B CLASS
File No: 510093 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY
INTERNATIONAL CORE EQUITY FUND C CLASS
File No: 510092 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY
INTERNATIONAL CORE EQUITY FUND INSTITUTIONAL CLASS
File No: 510089 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY
INTERNATIONAL CORE EQUITY FUND INVESTOR CLASS
File No: 510088 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA

AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY CORE PLUS
FUND A CLASS
File No: 510080 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY CORE PLUS
FUND B CLASS
File No: 510077 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY CORE PLUS
FUND B CLASS
File No: 510079 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY CORE PLUS
FUND C CLASS
File No: 510078 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY CORE PLUS
FUND INSTITUTIONAL CLASS
File No: 510085 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY CORE PLUS
FUND INVESTOR CLASS
File No: 510094 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY SHORT
DURATION FUND A CLASS
File No: 510083 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY SHORT
DURATION FUND B CLASS
File No: 510084 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY SHORT
DURATION FUND C CLASS
File No: 510087 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY SHORT
DURATION FUND INSTITUTIONAL CLASS
File No: 510082 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY SHORT
DURATION FUND INVESTOR CLASS
File No: 510081 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY SHORT
DURATION FUND R CLASS
File No: 510086 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


ICON LEASING FUND 12 LLC
File No: 510210 File Code: 1 Date Recvd: 16-NOV-06 Status 1: P
Examiner: City: NEW YORK State: NY Country: USA


ING MUTUAL FUNDS ING DIVERSIFIED INTERNATIONAL FUND CLASS R
File No: 510055 File Code: 3 Date Recvd: 15-NOV-06 Status 1: Z
Examiner: City: SCOTTSDALE State: AZ Country: USA


LEGG MASON PARTNERS SERIES FUND INC LMP SMALL CAP GROWTH
FUND 1 CLASS F1
File No: 510056 File Code: 3 Date Recvd: 15-NOV-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEGG MASON PARTNERS SERIES FUND INC LMP SMALL CAP GROWTH
FUND 1 CLASS R
File No: 510057 File Code: 3 Date Recvd: 15-NOV-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


PHOENIX SERIES FUND PHOENIX CAPITAL GROWTH FUND CLASS C
File No: 509912 File Code: 3 Date Recvd: 15-NOV-06 Status 1: Z
Examiner: City: HARTFORD State: CT Country: USA


REDEEMED CHRISTIAN CHURCH OF GOD HEAVENS GLORIOUS EMBASSY
INC
File No: 509911 File Code: 2 Date Recvd: 15-NOV-06 Status 1: P
Examiner: City: DALLAS State: TX Country: USA


LEUTHOLD FUNDS INC LEUTHOLD UNDERVALUED & UNLOVED FUND
File No: 509735 File Code: 3 Date Recvd: 14-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 343 LGA
ENVIRONMENTAL LEADERSHIP TR SERIES 1
File No: 509705 File Code: 5 Date Recvd: 13-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

REPORT ITEMS 56



Last Updated: June 27, 2015