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WI Securities Filings for October 23, 2006 through November 03, 2006

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 23-OCT-06 and 03-NOV-06

WI BANCSHARES INC
File No: 509317 File Code: 8 Date Recvd: 02-NOV-06 Status 1: P
Examiner: City: KENOSHA


BIOSYSTEM DEVELOPMENT LLC
File No: 509019 File Code: 7 Date Recvd: 24-OCT-06 Status 1: F
Examiner: City: MIDDLETON

REPORT ITEMS 2

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 23-OCT-06 and 03-NOV-06

ST JAMES FRANCHISE CO
File No: 509347 File Code: 71 Date Recvd: 02-NOV-06 Status 1: R
Examiner: City: APPLETON State: WI

REPORT ITEMS 1

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 23-OCT-06 and 03-NOV-06

1ST AMERICAN INVESTMENT FUNDS INC BALANCED FUND CLASS R
File No: 509306 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC EQUITY INCOME FUND CLASS R
File No: 509307 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC EQUITY INDEX FUND CLASS R
File No: 509304 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC INTERNATIONAL FUND CLASS R
File No: 509308 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC SMALL CAP INDEX FUND CLASS
R
File No: 509305 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE


OLSTEIN FUNDS SLSTEIN STRATEGIC OPPORTUNITIES FUND CLASS A
File No: 509303 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE


OLSTEIN FUNDS SLSTEIN STRATEGIC OPPORTUNITIES FUND CLASS C
File No: 509302 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE

REPORT ITEMS 7

Takeover Filings made with DFI's Securities Division between 23-OCT-06 and 03-NOV-06


REPORT ITEMS 0



Last Updated: June 27, 2015