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Securities Filings for October 09, 2006 through October 20, 2006

Exemption Filings Made with DFI's Securities Division between 09-OCT-06 and 20-OCT-06

ATLAS AMERICA SERIES 27 2006 LP
File No: 508843 File Code: 7 Date Recvd: 20-OCT-06 Status 1: F
Examiner: City: MOON TOWNSHIP State: PA Country: USA


CAPSTONE SPECIAL PURPOSE FUND LP
File No: 508840 File Code: 7 Date Recvd: 20-OCT-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA

MESA WEST REAL ESTATE INCOME FUND PF 1 LP
File No: 508842 File Code: 7 Date Recvd: 20-OCT-06 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


NORTHSTAR KONVICKA 1 JOINT VENTURE
File No: 508841 File Code: 7 Date Recvd: 20-OCT-06 Status 1: F
Examiner: City: PLANO State: TX Country: USA


ALIEN TECHNOLOGY CORP
File No: 508830 File Code: 7 Date Recvd: 19-OCT-06 Status 1: F
Examiner: City: MORGAN HILL State: CA Country: USA


PRESCIENT MEDICAL INC
File No: 508831 File Code: 7 Date Recvd: 19-OCT-06 Status 1: F
Examiner: City: DOYLESTOWN State: PA Country: USA


WEXTRUST CAPITAL LLC
File No: 508829 File Code: 7 Date Recvd: 19-OCT-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


CBREI USA DST
File No: 508817 File Code: 7 Date Recvd: 18-OCT-06 Status 1: F
Examiner: City: NAPA State: CA Country: USA


INNOVATIVE OPTIONS FUND LP
File No: 508819 File Code: 7 Date Recvd: 18-OCT-06 Status 1: F
Examiner: City: MIAMI State: FL Country: USA


MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY WESTERN
MD HEALTH SYSTEM
File No: 508820 File Code: 17 Date Recvd: 18-OCT-06 Status 1: F
Examiner: RES City: State: MD Country: USA


USA FRANKLIN PARK DST
File No: 508818 File Code: 7 Date Recvd: 18-OCT-06 Status 1: F
Examiner: City: NAPA State: CA Country: USA


ACES WIRED INC
File No: 508756 File Code: 7 Date Recvd: 17-OCT-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


ADVANCED EQUITIES ALTRA INVESTMENT 2 LLC
File No: 508755 File Code: 7 Date Recvd: 17-OCT-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


PALLETONE INC
File No: 508757 File Code: 7 Date Recvd: 17-OCT-06 Status 1: F
Examiner: City: BARTOW State: FL Country: USA


BIXBY ENERGY SYSTEMS INC
File No: 508665 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: BROOOKLYN PARK State: NY Country: USA


BULLION RIVER GOLD CORP
File No: 508667 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: RENO State: NV Country: USA


CHRONIC CAR AUDIO INC
File No: 508676 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: MESA State: AZ Country: USA


DAUGHERTY PETROLEUM INC NGAS PARTNERS 2006 B LTD
File No: 508668 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: LEXINGTON State: KY Country: USA


DAUGHERTY PETROLEUM INC NGAS PARTNERS 2006 C LTD
File No: 508669 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: LEXINGTON State: KY Country: USA


GERATY INVESTMENT PARTNERS LP
File No: 508838 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: EDEN PRAIRIE State: MN Country: USA


LEFT BEHING GAMES INC
File No: 508758 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: MURRIETA State: CA Country: USA


MARG TX SANDS UNIT 1 PUD LP
File No: 508670 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


TIDAL PETROLEUM INC GRISSOM 6 DRILLING PROGRAM
File No: 508666 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: SCHERTZ State: TX Country: USA


MURVIN & MEIER OIL CO 2006 7 DRILLING PROGRAM
File No: 508620 File Code: 7 Date Recvd: 13-OCT-06 Status 1: F
Examiner: City: PALATINE State: IL Country: USA


PASSCO REALTY TR INC
File No: 508618 File Code: 7 Date Recvd: 13-OCT-06 Status 1: F
Examiner: City: IRVINE State: CA Country: USA


TGP CAPITAL PARTNERS LLC
File No: 508619 File Code: 7 Date Recvd: 13-OCT-06 Status 1: F
Examiner: City: KANSAS CITY State: MO Country: USA


ALCHEMY ENTERPRISES LTD
File No: 508552 File Code: 7 Date Recvd: 12-OCT-06 Status 1: F
Examiner: City: SCPTTSDALE State: AZ Country: USA


PASSCO RAVENEAUX S LP
File No: 508250 File Code: 7 Date Recvd: 12-OCT-06 Status 1: F
Examiner: City: IRVICE State: CA Country: USA


SPELL CAPITAL PARTNERS FUND 3 FOR QUALIFIED PURCHASERS LP
File No: 508551 File Code: 7 Date Recvd: 12-OCT-06 Status 1: F
Examiner: City: MINNEAPOLIS State: MN Country: USA


INTERACTIVE BROKERS GROUP LLC
File No: 508539 File Code: 7 Date Recvd: 11-OCT-06 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


ROSENBLUM CELLARS INC
File No: 508540 File Code: 7 Date Recvd: 11-OCT-06 Status 1: F
Examiner: City: ALAMEDA State: CA Country: USA


CAPITAL CITY ENERGY FUND 14 LLC
File No: 508534 File Code: 7 Date Recvd: 10-OCT-06 Status 1: F
Examiner: City: COLUMBUS State: OH Country: USA


SIMTEK CORP
File No: 508538 File Code: 7 Date Recvd: 10-OCT-06 Status 1: F
Examiner: City: COLORADO SPRINGS State: CO Country: USA


WILLIAMS JONES & ASSOC HEDGE FUND 9 TRAUNCHE 16
File No: 508554 File Code: 7 Date Recvd: 10-OCT-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


WOLF CREEK DEVELOPMENT PHASE TWO LLC
File No: 508533 File Code: 7 Date Recvd: 10-OCT-06 Status 1: F
Examiner: City: PASADENA State: CA Country: USA


COLOR PURPLE NATIONAL TOUR 1 LP
File No: 508466 File Code: 7 Date Recvd: 09-OCT-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


OCULUS INNOVATIVE SCIENCES INC
File No: 508463 File Code: 7 Date Recvd: 09-OCT-06 Status 1: F
Examiner: City: PETALUMA State: CA Country: USA


SIGNATURE KNOX COUNTY PROSPECT 2
File No: 508464 File Code: 7 Date Recvd: 09-OCT-06 Status 1: F
Examiner: City: LEXINGTON State: KY Country: USA


SOUTH PACIFIC PARTNERS LTD
File No: 508465 File Code: 7 Date Recvd: 09-OCT-06 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA

REPORT ITEMS 39

Franchise Filings Made with DFI's Securities Division between 09-OCT-06 and 20-OCT-06

KING LOMBARDI ACQUISITIONS INC
File No: 508857 File Code: 71 Date Recvd: 17-OCT-06 Status 1: R
Examiner: City: FT LAUDERDALE State: FL Country: USA


OCR PRODUCTS INC
File No: 508856 File Code: 71 Date Recvd: 17-OCT-06 Status 1: R
Examiner: City: BEDORD State: OH Country: USA


ACC FINANCIAL SERVICES INC
File No: 508765 File Code: 71 Date Recvd: 16-OCT-06 Status 1: R
Examiner: City: LAYTON State: UT Country: USA


FRANCHISE ADVANTAGE LLC
File No: 508859 File Code: 71 Date Recvd: 16-OCT-06 Status 1: R
Examiner: City: LAS VEGAS State: NV Country: USA


NEXT GENERATION FRANCHISE REALTY INC
File No: 508855 File Code: 71 Date Recvd: 16-OCT-06 Status 1: R
Examiner: City: DES MOINES State: IA Country: USA


NEXT GENERATION FRANCHISE REALTY INC
File No: 508858 File Code: 71 Date Recvd: 16-OCT-06 Status 1: R
Examiner: City: DES MOINES State: IA Country: USA


1 800 FLOODED INC
File No: 508555 File Code: 71 Date Recvd: 12-OCT-06 Status 1: R
Examiner: City: CARSON CITY State: NV Country: USA


FRSTEAM INC
File No: 508486 File Code: 71 Date Recvd: 09-OCT-06 Status 1: R
Examiner: City: HAYWARD State: CA Country: USA

REPORT ITEMS 8

Registration Filings Made with DFI's Securities Division between 09-OCT-06 and 20-OCT-06

FOUNTAINGATE FELLOWSHIP
File No: 508839 File Code: 2 Date Recvd: 20-OCT-06 Status 1: P
Examiner: City: ABILENE State: TX Country: USA


EATON VANCE ADVISORS SENIOR FLOATING RATE FUND
File No: 508828 File Code: 2 Date Recvd: 19-OCT-06 Status 1: P
Examiner: City: BOSTON State: MA Country: USA


MAINSTREET FINANCIAL CORP
File No: 508754 File Code: 1 Date Recvd: 17-OCT-06 Status 1: P
Examiner: City: HASTINGS State: MI Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 339 GLOBAL
WATER EQUITIES PORTFOLIO SERIES 5
File No: 508664 File Code: 5 Date Recvd: 16-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1255 HIGH YIELD CLOSED END PORTFOLIO SERIES 17
File No: 508663 File Code: 5 Date Recvd: 16-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1256 MUNICIPAL CLOSED END PORTFOLIO SERIES 20
File No: 508661 File Code: 5 Date Recvd: 16-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1257 AEROSPACE & DEFENSE PORTFOLIO SERIES 6
File No: 508660 File Code: 5 Date Recvd: 16-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1266 STRATEGIC CLOSED END PORTFOLIO SERIES 11
File No: 508662 File Code: 5 Date Recvd: 16-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COHEN & STEERS GLOBAL REAL ESTATE PORTFOLIO 2006 4
File No: 508616 File Code: 5 Date Recvd: 13-OCT-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1251 SELECT DSIP PORTFOLIO 4TH QUARTER 2006 SERIES
File No: 508611 File Code: 5 Date Recvd: 13-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1264 FINANCIALS SELECT PORTFOLIO SERIES 18
File No: 508612 File Code: 5 Date Recvd: 13-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1264 TECHNOLOGY SELECT PORTFOLIO SERIES 22
File No: 508613 File Code: 5 Date Recvd: 13-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED LADDERED TR SERIES 10
File No: 508615 File Code: 5 Date Recvd: 13-OCT-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


MONUMENT GROWTH STRATEGY PORTFOLIO SERIES 8
File No: 508614 File Code: 5 Date Recvd: 13-OCT-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


NEW BEGINNINGS CATHEDRAL OF WORSHIP INC
File No: 508631 File Code: 2 Date Recvd: 13-OCT-06 Status 1: P
Examiner: City: AURORA State: CO Country: USA


VANGUARD WHITEHALL FUNDS VANGUARD HIGH DIVIDEND YIELD INDEX
FUND INVESTOR SHARES
File No: 508617 File Code: 3 Date Recvd: 13-OCT-06 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 331 DREMAN
CONTRARIAN VALUE TR SERIES 4
File No: 508548 File Code: 5 Date Recvd: 12-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 332 EMERGING
MARKET PORTFOLIO SERIES 2
File No: 508544 File Code: 5 Date Recvd: 12-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 337 CLOSED END
NATIONAL MUNICIPAL PORTFOLIO SERIES 8
File No: 508543 File Code: 5 Date Recvd: 12-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


EQUITY FOCUS TR STRATEGIC 10 A PLUS PORTFOLIO 2006 SERIES D
File No: 508549 File Code: 5 Date Recvd: 12-OCT-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR STRATEGIC 10 PORTFOLIO 2006 SERIES C
File No: 508550 File Code: 5 Date Recvd: 12-OCT-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1253 TAX ADVANTAGED DIVIDEND INCOME PORTFOLIO SERIES 3
File No: 508546 File Code: 5 Date Recvd: 12-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1254 TOTAL EQUITY ALLOCATION PORTFOLIO SERIES 6
File No: 508547 File Code: 5 Date Recvd: 12-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1260 VALUE ARCHITECTS TECHNOLOGY SCORE PORTFOLIO SERIES
2006
File No: 508545 File Code: 5 Date Recvd: 12-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS GOVERNMENT
PORTFOLIO CASH MANAGEMENT CLASS SHARES
File No: 508633 File Code: 3 Date Recvd: 11-OCT-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS GOVERNMENT
PORTFOLIO SERVICE CLASS SHARES
File No: 508632 File Code: 3 Date Recvd: 11-OCT-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS PRIME PORTFOLIO
CASH MANAGEMENT CLASS SHARES
File No: 508634 File Code: 3 Date Recvd: 11-OCT-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS PRIME PORTFOLIO
SERVICE CLASS SHARES
File No: 508635 File Code: 3 Date Recvd: 11-OCT-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


UMB SCOUT FUNDS UMB SCOUT MID CAP FUND
File No: 508542 File Code: 3 Date Recvd: 11-OCT-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


DENT DEMOGRAPHICS PORTFOLIO SERIES 7
File No: 508527 File Code: 5 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


EQUITRUST SERIES FUND INC BLUE CHIP CLASS I
File No: 508849 File Code: 3 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: WEST DES MOINES State: IA Country: USA


EQUITRUST SERIES FUND INC HIGH GRADE BOND PORTFOLIO CLASS I
File No: 508850 File Code: 3 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: WEST DES MOINES State: IA Country: USA


EQUITRUST SERIES FUND INC MANAGED PORTFOLIO CLASS I
File No: 508853 File Code: 3 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: WEST DES MOINES State: IA Country: USA


EQUITRUST SERIES FUND INC MONEY MARKET PORTFOLIO CLASS I
File No: 508851 File Code: 3 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: WEST DES MOINES State: IA Country: USA


EQUITRUST SERIES FUND INC STRATEGIC YIELD PORTFOLIO CLASS I
File No: 508852 File Code: 3 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: WEST DES MOINES State: IA Country: USA


EQUITRUST SERIES FUND INC VALUE GROWTH PORTFOLIO CLASS I
File No: 508854 File Code: 3 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: WEST DES MOINES State: IA Country: USA


FT 1240 INTERNATIONAL PORTFOLIO SERIES 9
File No: 508528 File Code: 5 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1240 LARGE CAP GROWTH PORTFOLIO SERIES 9
File No: 508530 File Code: 5 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1240 LARGE CAP VALUE PORTFOLIO SERIES 9
File No: 508529 File Code: 5 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1240 MID CAP PORTFOLIO SERIES 9
File No: 508531 File Code: 5 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1240 SMALL CAP PORTFOLIO SERIES 9
File No: 508532 File Code: 5 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


SUNAMERICA SENIOR FLOATING RATE FUND INC CLASS A
File No: 508535 File Code: 3 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


SUNAMERICA SENIOR FLOATING RATE FUND INC CLASS B
File No: 508536 File Code: 3 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


SUNAMERICA SENIOR FLOATING RATE FUND INC CLASS C
File No: 508537 File Code: 3 Date Recvd: 10-OCT-06 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


AMERICAN BAPTIST EXTENSION CORP
File No: 508461 File Code: 2 Date Recvd: 09-OCT-06 Status 1: P
Examiner: City: KING OF PRUSSIA State: PA Country: USA


AMERICAN BAPTIST EXTENSION CORP
File No: 508462 File Code: 2 Date Recvd: 09-OCT-06 Status 1: P
Examiner: City: KING OF PRUSSIA State: PA Country: USA


FT 1250 EMERGING MARKETS PORTFOLIO SERIES 3
File No: 508460 File Code: 5 Date Recvd: 09-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1250 EQUITY INCOME PORTFOLIO SERIES 11
File No: 508458 File Code: 5 Date Recvd: 09-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1250 EQUITY INCOME SELECT PORTFOLIO SERIES 8
File No: 508459 File Code: 5 Date Recvd: 09-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


SELECT S&P GREATER CHINA PICKS PORTFOLIO SERIES 4
File No: 508457 File Code: 5 Date Recvd: 09-OCT-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA

REPORT ITEMS 50



Last Updated: June 27, 2015