The power outage in Madison has impacted DFI phone lines. Please see our Home Page for further information.

WI Securities Filings for October 28, 2005 through November 04, 2005

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 28-OCT-05 and 04-NOV-05

ELIANSON ATS LLC
File No: 497600 File Code: 7 Date Recvd: 28-OCT-05 Status 1: F
Examiner: City: ST GERMAIN

REPORT ITEMS 1

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 28-OCT-05 and 04-NOV-05


REPORT ITEMS 0

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 28-OCT-05 and 04-NOV-05

1ST AMERICAN INVESTMENT FUND INC INTERNATIONAL FUND CLASS Y
File No: 497648 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUND INC LARGE CAP SELECT FUND CLASS
Y
File No: 497654 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUND INC LARGE CAP VALUE FUND CLASS
Y
File No: 497653 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUND INC MID CAP VALUE FUND CLASS Y
File No: 497655 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUND INC REAL ESTATE SECURITIES FUND
CLASS Y
File No: 497652 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUND INC SMALL CAP GROWTH
OPPORTUNITIES FUND CLASS Y
File No: 497649 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUND INC SMALL CAP VALUE FUND CLASS
Y
File No: 497651 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUND INC SMALL MID CAP CORE FUND
CLASS Y
File No: 497650 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


ALPINE SERIES TR ALPINE DYNAMIC FINANCIAL SERVICES FUND
File No: 497596 File Code: 3 Date Recvd: 31-OCT-05 Status 1: Z
Examiner: City: MILWAUKEE


POTOMAC FUNDS EMERGING MARKETS PLU FUND INVESTOR CLASS
File No: 497623 File Code: 3 Date Recvd: 31-OCT-05 Status 1: Z
Examiner: City: MILWAUKEE


POTOMAC FUNDS EMERGING MARKETS SHORT FUND INVESTOR CLASS
File No: 497622 File Code: 3 Date Recvd: 31-OCT-05 Status 1: Z
Examiner: City: MILWAUKEE


PROFESSIONALLY MANAGED PORTFOLIOS FUNDX STOCK UPGRADER
FUND
File No: 497597 File Code: 3 Date Recvd: 31-OCT-05 Status 1: Z
Examiner: City: MILWAUKEE

REPORT ITEMS 12

Takeover Filings made with DFI's Securities Division between 28-OCT-05 and 04-NOV-05


REPORT ITEMS 0



Last Updated: June 27, 2015