The power outage in Madison has impacted DFI phone lines. Please see our Home Page for further information.

Securities Filings for April 11 2005 through April 22, 2005

Exemption Filings Made with DFI's Securities Division between 11-APR-05 and 22-APR-05

CROWN SISK 1 JOINT VENTURE
File No: 491843 File Code: 7 Date Recvd: 22-APR-05 Status 1: F
Examiner: City: CARROLLTON State: TX Country: USA


SAMUEL & COHEN MEDIA LLC
File No: 491842 File Code: 7 Date Recvd: 22-APR-05 Status 1: F
Examiner: City: CALABASAS State: CA Country: USA

CHICAGO SELF STORAGE 2 LLC
File No: 491823 File Code: 7 Date Recvd: 21-APR-05 Status 1: F
Examiner: City: DANVILLE State: CA Country: USA


CURON MEDICAL INC
File No: 491822 File Code: 7 Date Recvd: 21-APR-05 Status 1: F
Examiner: City: FREMONT State: CA Country: USA


GCI TUDOR OAKS LP
File No: 491819 File Code: 7 Date Recvd: 21-APR-05 Status 1: F
Examiner: City: IRVING State: TX Country: USA


MOON CAPITAL GLOBAL EQUITY FUND LP
File No: 491821 File Code: 7 Date Recvd: 21-APR-05 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SAAVANT VENTURES LLC
File No: 491824 File Code: 7 Date Recvd: 21-APR-05 Status 1: F
Examiner: City: AKRON State: OH Country: USA


SILVERGATE CAPITAL PARTNERS LP
File No: 491820 File Code: 7 Date Recvd: 21-APR-05 Status 1: F
Examiner: City: DENVER State: CO Country: USA


BAKERS FOOTWEAR GROUP INC
File No: 491793 File Code: 7 Date Recvd: 20-APR-05 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


SEISMIC SCIENCES INC
File No: 491792 File Code: 7 Date Recvd: 20-APR-05 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


1ST MANITOWOC BANCORP INC
File No: 491796 File Code: 21 Date Recvd: 19-APR-05 Status 1: P
Examiner: City: MANITOWOC State: WI Country: USA


BIOELECTRONICS CORP
File No: 491794 File Code: 7 Date Recvd: 19-APR-05 Status 1: F
Examiner: City: FREDERICK State: MD Country: USA


CRITTERPIX INC
File No: 491769 File Code: 7 Date Recvd: 19-APR-05 Status 1: F
Examiner: City: SAN RAFAEL State: CA Country: USA


DIGITAL BROADCAST CORP
File No: 491774 File Code: 7 Date Recvd: 19-APR-05 Status 1: F
Examiner: City: MINEAOLA State: NY Country: USA


ISORAY MEDICAL INC
File No: 491773 File Code: 7 Date Recvd: 19-APR-05 Status 1: F
Examiner: City: RICHLAND State: WA Country: USA


LEHMAN BROTHERS DIVERSIFIED ARBITRAGE FUND 2 LP
File No: 491771 File Code: 7 Date Recvd: 19-APR-05 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


LUCAS OH COUNTY OF HOSPITAL REVENUE BONDS PROMEDICA
HEALTHCARE OBLIGATED GROUP
File No: 491818 File Code: 17 Date Recvd: 19-APR-05 Status 1: F
Examiner: RES City: State: OH Country: USA


LUCAS OH HOSPITAL REFUNDING REVENUE BONDS PROMEDICA
HEALTHCARE OBLIGATED GROUP
File No: 491770 File Code: 17 Date Recvd: 19-APR-05 Status 1: F
Examiner: RES City: State: OH Country: USA


US SHOCKWAVE THERAPIES LLC
File No: 491772 File Code: 7 Date Recvd: 19-APR-05 Status 1: F
Examiner: City: DES PALINES State: IL Country: USA


ALYSHEBA QP FUND LP
File No: 491751 File Code: 7 Date Recvd: 18-APR-05 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


RAPTOR NETWORKS TECHNOLOGY INC
File No: 491749 File Code: 7 Date Recvd: 18-APR-05 Status 1: F
Examiner: City: SANTA ANA State: CA Country: USA


TRANCAS CAPITAL LLC
File No: 491750 File Code: 7 Date Recvd: 18-APR-05 Status 1: F
Examiner: City: ALISO VIEJO State: CA Country: USA


VERDE GROUP LLC
File No: 491752 File Code: 7 Date Recvd: 18-APR-05 Status 1: F
Examiner: City: EL PASO State: TX Country: USA


VERDE GROUP LLC
File No: 491753 File Code: 7 Date Recvd: 18-APR-05 Status 1: F
Examiner: City: EL PASO State: TX Country: USA


AVALON I LLC
File No: 491779 File Code: 7 Date Recvd: 15-APR-05 Status 1: F
Examiner: City: BEVERLY HILLS State: CA Country: USA


DAYSTAR TECHNOLOGIES INC
File No: 491722 File Code: 6 Date Recvd: 15-APR-05 Status 1: P
Examiner: City: HALFMOON State: NY Country: USA


SCP CAPITAL 2 LP
File No: 491721 File Code: 7 Date Recvd: 15-APR-05 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


CENTAUR VALUE FUND LP
File No: 491685 File Code: 7 Date Recvd: 14-APR-05 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


DKR SATURN EVENT DRIVEN FUND LTD
File No: 491686 File Code: 7 Date Recvd: 14-APR-05 Status 1: F
Examiner: City: PEMBROKE HM08 State: Country: BERMUDA


KRG CAPITAL FUND 3 LP
File No: 491689 File Code: 7 Date Recvd: 14-APR-05 Status 1: F
Examiner: City: DENVER State: CO Country: USA


LEHMAN BROTHERS REAL ESTATE FUND 2 LP
File No: 491690 File Code: 7 Date Recvd: 14-APR-05 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


PMC INCOME FUND SERIES E INC
File No: 491687 File Code: 7 Date Recvd: 14-APR-05 Status 1: F
Examiner: City: FORT WORTH State: TX Country: USA


SUN CAPITAL PARTNERS 4 LP
File No: 491688 File Code: 7 Date Recvd: 14-APR-05 Status 1: F
Examiner: City: BOCA RATON State: FL Country: USA


GGF PARTNERS
File No: 491664 File Code: 7 Date Recvd: 13-APR-05 Status 1: F
Examiner: City: PITTSBURGH State: PA Country: USA


PATHWAY ACQUISTION CORP
File No: 491665 File Code: 7 Date Recvd: 13-APR-05 Status 1: F
Examiner: City: HACKENSACK State: NJ Country: USA


BV BANCSHARES INC
File No: 491586 File Code: 7 Date Recvd: 12-APR-05 Status 1: F
Examiner: City: ST PAUL State: MN Country: USA


BOURSE PARTNERS LP
File No: 491573 File Code: 7 Date Recvd: 11-APR-05 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


GRED BUCKEYE LLC
File No: 491567 File Code: 7 Date Recvd: 11-APR-05 Status 1: F
Examiner: City: SCHAUMBURG State: IL Country: USA


NORTHSTAR DAVIS 5 B JOINT VENTURE
File No: 491572 File Code: 7 Date Recvd: 11-APR-05 Status 1: F
Examiner: City: PLANO State: TX Country: USA


PATHWAY MEDICAL TECHNOLOGIES INC
File No: 491571 File Code: 7 Date Recvd: 11-APR-05 Status 1: F
Examiner: City: REDMOND State: WA Country: USA


SANKATY CREDIT OPPORTUNITIES 2 LP
File No: 491570 File Code: 7 Date Recvd: 11-APR-05 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


SINGULEX INC
File No: 491569 File Code: 7 Date Recvd: 11-APR-05 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


ST LOUIS EQUITY FUND 2005 LLC
File No: 491568 File Code: 7 Date Recvd: 11-APR-05 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


WESTERN HIGHLAND MORTGAGE FUND 1 LLC
File No: 491582 File Code: 7 Date Recvd: 11-APR-05 Status 1: F
Examiner: City: LAKE TAHOE State: CA Country: USA

REPORT ITEMS 44


Franchise Filings Made with DFI's Securities Division between 11-APR-05 and 22-APR-05

BRUEGGERS FRANCHISE CORP
File No: 491850 File Code: 71 Date Recvd: 22-APR-05 Status 1: R
Examiner: City: BURLINGTON State: VT Country: USA


FOCALPOINT INTERNATIONAL INC
File No: 491851 File Code: 71 Date Recvd: 22-APR-05 Status 1: R
Examiner: City: LAS VEGAS State: NV Country: USA

COLLEGE NANNIES & TUTORS DEVELOPMENT INC
File No: 491835 File Code: 71 Date Recvd: 21-APR-05 Status 1: R
Examiner: City: WAYZATA State: MN Country: USA


FACE LOGIC INTERNATIONAL INC
File No: 491836 File Code: 71 Date Recvd: 21-APR-05 Status 1: R
Examiner: City: CARLSBAD State: CA Country: USA


GREAT LEAP OF FAITH INC
File No: 491837 File Code: 71 Date Recvd: 21-APR-05 Status 1: R
Examiner: City: HOLLAND State: MI Country: USA


PRO TRAC FRANCHISE SYSTEMS INC
File No: 491832 File Code: 71 Date Recvd: 21-APR-05 Status 1: R
Examiner: City: PALM BEACH GARDENS State: FL Country: USA


UNIGLOBE TRAVEL USA LLC
File No: 491833 File Code: 71 Date Recvd: 21-APR-05 Status 1: R
Examiner: City: VANCOUVER BC V6E 2R1 State: Country: CANADA


UNIGLOBE TRAVEL USA LLC
File No: 491834 File Code: 71 Date Recvd: 21-APR-05 Status 1: R
Examiner: City: VANCOUVER BC V6E 2R1 State: Country: CANADA


SLUMBERLAND INTERNATIONAL CO
File No: 491809 File Code: 71 Date Recvd: 20-APR-05 Status 1: R
Examiner: City: LITTLE CANADA State: MN Country: USA


DEL TACO INC
File No: 491808 File Code: 71 Date Recvd: 19-APR-05 Status 1: R
Examiner: City: LAKE FOREST State: CA Country: USA


GOLDEN CORRAL FRANCHISING SYSTEMS INC
File No: 491807 File Code: 71 Date Recvd: 19-APR-05 Status 1: R
Examiner: City: RALEIGH State: NC Country: USA


JEWELRY REPAIR ENTERPRISES INC
File No: 491805 File Code: 71 Date Recvd: 19-APR-05 Status 1: R
Examiner: City: DELRAY BEACH State: FL Country: USA


NY PIZZA DEVELOPMENT LLC
File No: 491806 File Code: 71 Date Recvd: 19-APR-05 Status 1: R
Examiner: City: ORLANDO State: FL Country: USA


CM IT SOLUTIONS INC
File No: 491804 File Code: 71 Date Recvd: 18-APR-05 Status 1: R
Examiner: City: AUSTIN State: TX Country: USA


LADY OF AMERICA FRANCHISE CORP
File No: 491803 File Code: 71 Date Recvd: 18-APR-05 Status 1: R
Examiner: City: FORT LAUDERDALE State: FL Country: USA


NAPLES FRANCHISING SYSTEMS INC
File No: 491766 File Code: 71 Date Recvd: 15-APR-05 Status 1: R
Examiner: City: GOLDEN State: CO Country: USA


ACADEMY FOR MATHEMATICS & ENGLISH USA INC
File No: 491710 File Code: 71 Date Recvd: 14-APR-05 Status 1: R
Examiner: City: THORNHILL ON L3T 1N7 State: Country: CANADA


BOSTON PIZZA RESTAURANTS LP
File No: 491709 File Code: 71 Date Recvd: 14-APR-05 Status 1: R
Examiner: City: DALLAS State: TX Country: USA


EXXONMOBILE OIL CORP
File No: 491678 File Code: 71 Date Recvd: 12-APR-05 Status 1: R
Examiner: City: FAIRFAX State: VA Country: USA


UNISHIPPERS ASSOC INC
File No: 491708 File Code: 71 Date Recvd: 12-APR-05 Status 1: R
Examiner: City: SALT LAKE CITY State: UT Country: USA


A CORP
File No: 491676 File Code: 71 Date Recvd: 11-APR-05 Status 1: R
Examiner: City: N BILLERICA State: MA Country: USA


ARBYS FRANCHISE TR
File No: 491682 File Code: 71 Date Recvd: 11-APR-05 Status 1: R
Examiner: City: FORT LAUDERDALE State: FL Country: USA


DAVIS PAUL RESTORATION INC
File No: 491677 File Code: 71 Date Recvd: 11-APR-05 Status 1: R
Examiner: City: JACKSON VILLE State: FL Country: USA


IAG COFFEE FRANSHISE LLC
File No: 491680 File Code: 71 Date Recvd: 11-APR-05 Status 1: R
Examiner: City: LONG BEACH State: CA Country: USA


PIZZA RANCH INC
File No: 491707 File Code: 71 Date Recvd: 11-APR-05 Status 1: R
Examiner: City: HULL State: IA Country: USA


RUTHS CRIS STEAK HOUSE FRANCHISE INC
File No: 491681 File Code: 71 Date Recvd: 11-APR-05 Status 1: R
Examiner: City: METAIRIE State: LA Country: USA

REPORT ITEMS 26


Registration Filings Made with DFI's Securities Division between 11-APR-05 and 22-APR-05

APPLE REIT 6 INC
File No: 491841 File Code: 1 Date Recvd: 22-APR-05 Status 1: P
Examiner: City: RICHMOND State: VA Country: USA


KH FUNDING CO
File No: 491816 File Code: 1 Date Recvd: 21-APR-05 Status 1: P
Examiner: City: SILVER SPRING State: MD Country: USA


OTTAWA SAVINGS BANCORP INC
File No: 491817 File Code: 1 Date Recvd: 21-APR-05 Status 1: P
Examiner: City: OTTAWA State: IL Country: USA


WNC HOUSING TAX CREDIT FUND 6 LP
File No: 491815 File Code: 1 Date Recvd: 21-APR-05 Status 1: P
Examiner: City: IRVINE State: CA Country: USA


EASTERN POINT ADVISORS FUNDS TR RISING DIVIDEND GROWTH FUND
CLASS C
File No: 491791 File Code: 3 Date Recvd: 20-APR-05 Status 1: R
Examiner: City: LYNNFIELD State: MA Country: USA


INTEGRITY FUNDS INTEGRITY GROWTH & INCOME FUND
File No: 491768 File Code: 3 Date Recvd: 19-APR-05 Status 1: Z
Examiner: City: MINOT State: ND Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 222 CLOSED END
EQUITY & INCOME PORTFOLIO SERIES 2
File No: 491718 File Code: 5 Date Recvd: 15-APR-05 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 222 CLOSED END
NATIONAL MUNICIPAL PORTFOLIO SERIES 5
File No: 491717 File Code: 5 Date Recvd: 15-APR-05 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DIVIDEND INCOME & VALUE PORTFOLIO 2005 2
File No: 491720 File Code: 5 Date Recvd: 15-APR-05 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


INVESTMENT GRADE TR SERIES 22
File No: 491719 File Code: 5 Date Recvd: 15-APR-05 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SMART TR SMART 10 TR SERIES 2
File No: 491716 File Code: 5 Date Recvd: 15-APR-05 Status 1: Z
Examiner: City: PARSIPPANY State: NY Country: USA


FT 961 DOW JONES GLOBAL TITANS PORTFOLIO SERIES 7
File No: 491684 File Code: 5 Date Recvd: 14-APR-05 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


BRIDGEWAY FUNDS INC MICRO CAP LTD FUND CLASS N
File No: 491747 File Code: 3 Date Recvd: 13-APR-05 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


DREYFUS LIQUID ASSETS INC CLASS 2
File No: 491748 File Code: 3 Date Recvd: 13-APR-05 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


GLOBAL CLOSED END PORTFOLIO SERIES 2
File No: 491661 File Code: 5 Date Recvd: 13-APR-05 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MONUMENT GROWTH STRATEGY PORTFOLIO SERIES 2
File No: 491660 File Code: 5 Date Recvd: 13-APR-05 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


PREFERRED SECURITIES PORTFOLIO SERIES 7
File No: 491662 File Code: 5 Date Recvd: 13-APR-05 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SELECT GROWTH TR APRIL 2005 SERIES
File No: 491663 File Code: 5 Date Recvd: 13-APR-05 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


EQUITY OPPORTUNITY TR DIVIDEND INCOME VALUE STRATEGY SERIES
2005C
File No: 491584 File Code: 5 Date Recvd: 12-APR-05 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY OPPORTUNITY TRVALUE SELECT 10 SERIES 2005C
File No: 491585 File Code: 5 Date Recvd: 12-APR-05 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 969 TOTAL EQUITY ALLOCATION PORTFOLIO SERIES 3
File No: 491559 File Code: 5 Date Recvd: 11-APR-05 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


JPMORGAN TR 1 JPMORGAN VALUE ADVANTAGE FUND CLASS A
File No: 491733 File Code: 3 Date Recvd: 11-APR-05 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


JPMORGAN TR 1 JPMORGAN VALUE ADVANTAGE FUND CLASS C
File No: 491734 File Code: 3 Date Recvd: 11-APR-05 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


JPMORGAN TR 1 JPMORGAN VALUE ADVANTAGE FUND INSTITUTIONAL
CLASS
File No: 491731 File Code: 3 Date Recvd: 11-APR-05 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


JPMORGAN TR 1 JPMORGAN VALUE ADVANTAGE FUND SELECT CLASS
File No: 491732 File Code: 3 Date Recvd: 11-APR-05 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


OLD WESTBURY FUNDS INC OLD WESTBURY REAL RETURN FUND
File No: 491735 File Code: 3 Date Recvd: 11-APR-05 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


PHOENIX SERIES FUND PHOENIX BALANCED FUND CLASS C
File No: 491563 File Code: 3 Date Recvd: 11-APR-05 Status 1: R
Examiner: City: HARTFORD State: CT Country: USA

REPORT ITEMS 27



Last Updated: June 27, 2015