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1998 Administrative Orders Issued (Securities)

Signed copies of  Petitions for Order and Orders associated with the following persons or entities are available in the PDF format.

Use the appropriate link below to view the Petition for Order.

The Order (or Orders) associated with that Petition can be accessed by using the links (red rectangles) within the Petition

For Orders issued on or after November 25, 1998, the Waiver associated with an Order can be accessed by using the links (green rectangles) within the Orders.

 

  • Adobe PDF Document  L. T. Lawrence & Co., Inc. (PDF: 95 KB / 2 pages)
    Orders Issued:  October 13, 1998
    Marlon D. Tropeano, L.T. Lawrence & Co., Inc.

  • Adobe PDF Document  Apex Resources, Inc. (PDF: 70 KB / 1 page)
    Orders Issued:  October 8, 1998
    Apex Resources, Inc., James E. Egloff, Mario A. Garcia

  • Adobe PDF Document  Thornwater Company, LP (PDF: 99 KB / 2 pages)
    Order Issued: October 1, 1998

  • Adobe PDF Document  Premier Financial Services (PDF: 145 KB / 3 pages)
    Orders Issued: September 30, 1998
    Rudy Scarborough, Capital Finance Services, Inc., Premier Financial Services

  • Adobe PDF Document  Great Basin Petroleum, Inc. (PDF: 126 KB / 2 pages)
    Orders Issued: September 24, 1998
    Great Basin Petroleum, Inc., Crawford Gas Well Partners, Kevin G. Harley, Scott J. Hoonakker, Frank P. Turner, R. Frederick Morrow

  • Adobe PDF Document  PLA Development Trust (PDF: 125 KB / 2 pages)
    Orders Issued: September 18, 1998
    Gayle E. Porter, PLA Development Trust